Last 12 months
Inside the activity.
1 purchase rows · 61 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 1 | 6 |
| Jan 2026 | 0 | 6 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 10 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 6 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2022 Filed Jan 4, 2022 22:35 UTC |
HURD JEFFREY JChief Operating Officer
|
SaleCommon Stock | 15,000 | $33.25 | $498,738.00 |
DisclosureSEC source: 0001209191-22-001035 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,889.66 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $33.1200 to $33.4700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:35 UTC |
HURD JEFFREY JChief Operating Officer
|
Exercise / conversionCommon Stock | 15,000 | $21.34 | $320,100.00 |
DisclosureSEC source: 0001209191-22-001035 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,889.66 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 21:15 UTC |
Matus Kristi AnnDirector
|
SaleCommon Stock | 10,000 | $32.36 | $323,637.00 |
DisclosureSEC source: 0001209191-21-071072 · doc4.xml · nonDerivative · entry 1 Matus Kristi Ann · CIK 0001543504 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,527 F1 · price: This transaction was executed in multiple trades at prices ranging from $32.32 to $32.41. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:15 UTC |
Raju Robin MChief Financial Officer
|
GrantCommon Stock | 91.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068520 · doc4.xml · nonDerivative · entry 1 Raju Robin M · CIK 0001854854 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,906.79 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:15 UTC |
Eckert William James IVChief Accounting Officer
|
GrantCommon Stock | 62.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068515 · doc4.xml · nonDerivative · entry 2 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,209.43 F2 · shares: Dividend equivalents accrued on RSUs previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F1 · balance_after: Includes Restricted Stock Units ("RSUs"). Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:15 UTC |
Eckert William James IVChief Accounting Officer
|
SaleCommon Stock | 1,300 | $32.40 | $42,120.52 |
DisclosureSEC source: 0001209191-21-068515 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,146.73 F1 · balance_after: Includes Restricted Stock Units ("RSUs"). Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:15 UTC |
HURD JEFFREY JChief Operating Officer
|
GrantCommon Stock | 297.45 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068523 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,889.66 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:15 UTC |
Lane Nick(See Remarks)
|
GrantCommon Stock | 308.35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068516 · doc4.xml · nonDerivative · entry 1 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,918.96 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:15 UTC |
Pearson MarkDirector · President and CEO
|
GrantCommon Stock | 1,143.97 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068522 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,428.09 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:15 UTC |
BERNSTEIN SETH PSee Remarks
|
GrantCommon Stock | 139.13 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068519 · doc4.xml · nonDerivative · entry 1 BERNSTEIN SETH P · CIK 0001705584 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,891.85 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:15 UTC |
Gonzalez Jose RamonChief Legal Officer
|
GrantCommon Stock | 329.81 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068517 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,053.61 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 21:15 UTC | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,465 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001209191-21-067560 · doc4.xml · derivative · entry 6 HURD JEFFREY J · CIK 0001486195 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,833 Underlying: Common Stock · 11,465 shares Expires 2028-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F6 · derivative.exercise_date: The options vested/vest in three equal annual installments beginning on March 1, 2019. Read SEC document |
|
| December 01, 2021 Filed Dec 2, 2021 21:15 UTC | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,535 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-21-067560 · doc4.xml · derivative · entry 5 HURD JEFFREY J · CIK 0001486195 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,298 Underlying: Common Stock · 3,535 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F5 · derivative.exercise_date: The options vested/vest in three equal annual installments beginning on February 14, 2020. Read SEC document |
|
| December 01, 2021 Filed Dec 2, 2021 21:15 UTC | SaleCommon Stock | 9,372 | $32.11 | $300,889.00 |
DisclosureSEC source: 0001209191-21-067560 · doc4.xml · nonDerivative · entry 4 HURD JEFFREY J · CIK 0001486195 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,592.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $31.6000 to $32.3900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document |
|
| December 01, 2021 Filed Dec 2, 2021 21:15 UTC | SaleCommon Stock | 5,628 | $31.07 | $174,845.64 |
DisclosureSEC source: 0001209191-21-067560 · doc4.xml · nonDerivative · entry 3 HURD JEFFREY J · CIK 0001486195 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,964.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.5800 to $31.5600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document |
|
| December 01, 2021 Filed Dec 2, 2021 21:15 UTC | Exercise / conversionCommon Stock | 11,465 | $21.34 | $244,663.10 |
DisclosureSEC source: 0001209191-21-067560 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,592.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
|
| December 01, 2021 Filed Dec 2, 2021 21:15 UTC | Exercise / conversionCommon Stock | 3,535 | $18.74 | $66,245.90 |
DisclosureSEC source: 0001209191-21-067560 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,127.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
|
| December 01, 2021 Filed Dec 2, 2021 21:15 UTC |
Pearson MarkDirector · President and CEO
|
SaleCommon Stock | 7,548 | $32.06 | $242,019.07 |
DisclosureSEC source: 0001209191-21-067561 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,284.12 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $31.6000 to $32.3700.The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes RSUs. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 21:15 UTC |
Pearson MarkDirector · President and CEO
|
SaleCommon Stock | 7,452 | $31.07 | $231,550.03 |
DisclosureSEC source: 0001209191-21-067561 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,832.12 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $30.5700 to $31.5600.The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes RSUs. Read SEC document |
| November 17, 2021 Filed Nov 23, 2021 21:15 UTC |
LAMMTENNANT JOAN MDirector
|
GrantCommon Stock | 1,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066408 · doc4.xml · nonDerivative · entry 1 LAMMTENNANT JOAN M · CIK 0001208239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,679 F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Read SEC document |
| November 08, 2021 Filed Nov 8, 2021 21:15 UTC |
Stonehill Charles G.T.Director
|
SaleCommon Stock | 4,844 | $35.46 | $171,768.24 |
DisclosureSEC source: 0001209191-21-063374 · doc4.xml · nonDerivative · entry 1 Stonehill Charles G.T. · CIK 0001739527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,515 Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 20:15 UTC |
HURD JEFFREY JSenior EVP & COO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-21-062387 · doc4.xml · derivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,833 Underlying: Common Stock · 15,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F4 · derivative.exercise_date: The options vested/vest in three equal annual installments beginning on February 14, 2020. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 20:15 UTC |
HURD JEFFREY JSenior EVP & COO
|
SaleCommon Stock | 15,000 | $33.95 | $509,215.50 |
DisclosureSEC source: 0001209191-21-062387 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,592.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $33.6900 to $34.6899. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 20:15 UTC |
HURD JEFFREY JSenior EVP & COO
|
Exercise / conversionCommon Stock | 15,000 | $18.74 | $281,100.00 |
DisclosureSEC source: 0001209191-21-062387 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,592.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 20:15 UTC |
Pearson MarkDirector · President and CEO
|
SaleCommon Stock | 15,000 | $33.95 | $509,175.00 |
DisclosureSEC source: 0001209191-21-062388 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,284.12 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $33.6800 to $34.6799. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes RSUs. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 20:15 UTC |
HURD JEFFREY JSenior EVP & COO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-21-059820 · doc4.xml · derivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,833 Underlying: Common Stock · 15,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F4 · derivative.exercise_date: The options vested/vest in three equal annual installments beginning on February 14, 2020. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 20:15 UTC |
HURD JEFFREY JSenior EVP & COO
|
SaleCommon Stock | 15,000 | $30.02 | $450,316.50 |
DisclosureSEC source: 0001209191-21-059820 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,592.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 20:15 UTC |
HURD JEFFREY JSenior EVP & COO
|
Exercise / conversionCommon Stock | 15,000 | $18.74 | $281,100.00 |
DisclosureSEC source: 0001209191-21-059820 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,592.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 20:15 UTC |
Pearson MarkDirector · President and CEO
|
SaleCommon Stock | 15,000 | $30.02 | $450,322.50 |
DisclosureSEC source: 0001209191-21-059821 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,284.12 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes RSUs. Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 20:17 UTC |
Eckert William James IVSVP and CAO
|
Tax withholdingCommon Stock | 1,092.36 | $28.15 | $30,749.93 |
DisclosureSEC source: 0001209191-21-057034 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,446.73 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit ("RSU") grants. F2 · balance_after: Total includes RSUs. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:15 UTC |
HURD JEFFREY JSenior EVP & COO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-21-054427 · doc4.xml · derivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,833 Underlying: Common Stock · 15,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F4 · derivative.exercise_date: The options vested/vest in three equal annual installments beginning on February 14, 2020. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:15 UTC |
HURD JEFFREY JSenior EVP & COO
|
SaleCommon Stock | 15,000 | $30.83 | $462,499.50 |
DisclosureSEC source: 0001209191-21-054427 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,592.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.7200 to $31.0700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:15 UTC |
HURD JEFFREY JSenior EVP & COO
|
Exercise / conversionCommon Stock | 15,000 | $18.74 | $281,100.00 |
DisclosureSEC source: 0001209191-21-054427 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,592.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:15 UTC |
Pearson MarkDirector · President and CEO
|
SaleCommon Stock | 15,000 | $30.89 | $463,323.00 |
DisclosureSEC source: 0001209191-21-054426 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,284.12 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $30.7200 to $31.0800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes RSUs. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 20:15 UTC |
Raju Robin MSenior EVP & CFO
|
GrantCommon Stock | 96.33 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052952 · doc4.xml · nonDerivative · entry 1 Raju Robin M · CIK 0001854854 · Senior EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,815.39 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 20:15 UTC |
HURD JEFFREY JSenior EVP & COO
|
GrantCommon Stock | 313.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052950 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,592.21 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 20:15 UTC |
Eckert William James IVSVP and CAO
|
GrantCommon Stock | 85.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052948 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,539.09 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 20:15 UTC |
Lane Nick(See Remarks)
|
GrantCommon Stock | 324.98 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052949 · doc4.xml · nonDerivative · entry 1 Lane Nick · CIK 0001441552 · (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,610.61 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 20:15 UTC |
BERNSTEIN SETH PSee Remarks
|
GrantCommon Stock | 146.63 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052947 · doc4.xml · nonDerivative · entry 1 BERNSTEIN SETH P · CIK 0001705584 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,752.72 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 20:15 UTC |
Pearson MarkDirector · President and CEO
|
GrantCommon Stock | 1,205.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052953 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,284.12 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 20:15 UTC |
Gonzalez Jose RamonSEVP & Chief Legal Officer
|
GrantCommon Stock | 347.59 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052951 · doc4.xml · nonDerivative · entry 1 Gonzalez Jose Ramon · CIK 0001784571 · SEVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,723.8 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 13, 2021 Filed Feb 16, 2024 22:00 UTC |
Eckert William James IVChief Accounting Officer
|
SaleCommon Stock | 2,162 | $32.27 | $69,757.58 |
DisclosureSEC source: 0000950170-24-016503 · ownership.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,155.79 F1 · date: This transaction is reported late due to an administrative oversight. F2 · price: This transaction was executed in multiple trades at prices ranging from $32.26 to $32.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: The number of shares reported includes Restricted Stock Units and is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transaction reported herein. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:15 UTC |
HURD JEFFREY JSenior EVP & COO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-21-049304 · doc4.xml · derivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,833 Underlying: Common Stock · 15,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F4 · derivative.exercise_date: The options vested/vest in three equal annual installments beginning on February 14, 2020. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:15 UTC |
HURD JEFFREY JSenior EVP & COO
|
SaleCommon Stock | 15,000 | $31.30 | $469,470.00 |
DisclosureSEC source: 0001209191-21-049304 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,278.71 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $31.0200 to $31.6100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:15 UTC |
HURD JEFFREY JSenior EVP & COO
|
Exercise / conversionCommon Stock | 15,000 | $18.74 | $281,100.00 |
DisclosureSEC source: 0001209191-21-049304 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,278.71 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:15 UTC |
Pearson MarkDirector · President and CEO
|
SaleCommon Stock | 15,000 | $31.30 | $469,488.00 |
DisclosureSEC source: 0001209191-21-049303 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,078.46 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $31.0000 to $31.6200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes RSUs. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 21:00 UTC |
SCOTT BERTRAM LDirector
|
SaleCommon Stock | 3,400 | $28.95 | $98,430.00 |
DisclosureSEC source: 0001209191-21-046950 · doc4.xml · nonDerivative · entry 1 SCOTT BERTRAM L · CIK 0001221780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,959 Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:10 UTC |
HURD JEFFREY JSenior EVP & COO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-21-044915 · doc4.xml · derivative · entry 3 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,833 Underlying: Common Stock · 15,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F4 · derivative.exercise_date: The options vested/vest in three equal annual installments beginning on February 14, 2020. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:10 UTC |
HURD JEFFREY JSenior EVP & COO
|
SaleCommon Stock | 15,000 | $30.45 | $456,802.50 |
DisclosureSEC source: 0001209191-21-044915 · doc4.xml · nonDerivative · entry 2 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,278.71 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.3300 to $30.6600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:10 UTC |
HURD JEFFREY JSenior EVP & COO
|
Exercise / conversionCommon Stock | 15,000 | $18.74 | $281,100.00 |
DisclosureSEC source: 0001209191-21-044915 · doc4.xml · nonDerivative · entry 1 HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,278.71 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.