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EASTMAN CHEMICAL CO

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1780
SEC CIK
0000915389
Parsed reports
685

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2017 Filed Feb 9, 2017 20:13 UTC OtherPhantom Stock Units · Derivative 6,085 $77.85 Strike: $0.00 $473,717.25
Disclosure

SEC source: 0000899243-17-003239 · doc4.xml · derivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,085 shares

Expires not disclosed

F1 · derivative.exercise_date: Phantom stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, afer termination of employment.

F1 · derivative.expiration_date: Phantom stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, afer termination of employment.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 19:39 UTC
COX MARK KSenior Vice President
OtherPhantom Stock Units · Derivative 4,108 $78.45 Strike: $0.00 $322,272.60
Disclosure

SEC source: 0000899243-17-002922 · doc4.xml · derivative · entry 2

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,108 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F3 · shares: Includes 39 phantom stock units credited under the Executive Defferred Compensation Plan since July 1, 2016 as a result of hypothetical reinvestment of dividend equivalents.

F2 · derivative.exercise_date: Phantom stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · derivative.expiration_date: Phantom stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F3 · derivative.underlying_shares: Includes 39 phantom stock units credited under the Executive Defferred Compensation Plan since July 1, 2016 as a result of hypothetical reinvestment of dividend equivalents.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 19:39 UTC
COX MARK KSenior Vice President
OtherCommon Stock 416 $78.45 $32,635.20
Disclosure

SEC source: 0000899243-17-002922 · doc4.xml · nonDerivative · entry 1

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F1 · shares: Includes 8 shares acquired since February 19, 2016 resulting from automatic reinvestment of dividends.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 18:25 UTC Exercise / conversionEmployee stock option (right to buy) · Derivative 17,100 $0.00 Strike: $33.08 $0.00
Disclosure

SEC source: 0000899243-17-002911 · doc4.xml · derivative · entry 4

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,100 shares

Expires 2017-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F2 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 18:25 UTC SaleCommon Stock 17,100 $78.00 $1,333,800.00
Disclosure

SEC source: 0000899243-17-002911 · doc4.xml · nonDerivative · entry 2

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,671

F1 · price: Average weighted price for shares disposed of in the reported transaction. The shares were sold in multiple brokered transactions at various prices from $78.00 to $78.01 per share. The reporting person undertakes to provide the issuer, or the staff of the Securities & Exchance Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 18:25 UTC Exercise / conversionCommon Stock 17,100 $33.08 $565,668.00
Disclosure

SEC source: 0000899243-17-002911 · doc4.xml · nonDerivative · entry 1

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 16:44 UTC Exercise / conversionDirector stock option (right to buy) · Derivative 4,000 $0.00 Strike: $36.66 $0.00
Disclosure

SEC source: 0000899243-17-002638 · doc4.xml · derivative · entry 7

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the the common stock.

F3 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the the common stock.

F3 · derivative.underlying_shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the the common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 16:44 UTC Exercise / conversionDirector stock option (right to buy) · Derivative 4,000 $0.00 Strike: $33.36 $0.00
Disclosure

SEC source: 0000899243-17-002638 · doc4.xml · derivative · entry 6

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2017-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the the common stock.

F3 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the the common stock.

F3 · derivative.underlying_shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the the common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 16:44 UTC SaleCommon Stock 4,000 $77.75 $311,000.00
Disclosure

SEC source: 0000899243-17-002638 · doc4.xml · nonDerivative · entry 4

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,828

F1 · balance_after: Excludes 1,136 shares previously reported as directly owned which since May 9, 2016 have been transferred to indirect ownership in the Robert M. Hernandez Revocable Trust

Read SEC document
February 01, 2017 Filed Feb 3, 2017 16:44 UTC Exercise / conversionCommon Stock 4,000 $36.66 $146,640.00
Disclosure

SEC source: 0000899243-17-002638 · doc4.xml · nonDerivative · entry 3

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Excludes 1,136 shares previously reported as directly owned which since May 9, 2016 have been transferred to indirect ownership in the Robert M. Hernandez Revocable Trust

Read SEC document
February 01, 2017 Filed Feb 3, 2017 16:44 UTC SaleCommon Stock 4,000 $77.75 $311,000.00
Disclosure

SEC source: 0000899243-17-002638 · doc4.xml · nonDerivative · entry 2

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,828

F1 · balance_after: Excludes 1,136 shares previously reported as directly owned which since May 9, 2016 have been transferred to indirect ownership in the Robert M. Hernandez Revocable Trust

Read SEC document
February 01, 2017 Filed Feb 3, 2017 16:44 UTC Exercise / conversionCommon Stock 4,000 $33.36 $133,440.00
Disclosure

SEC source: 0000899243-17-002638 · doc4.xml · nonDerivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Excludes 1,136 shares previously reported as directly owned which since May 9, 2016 have been transferred to indirect ownership in the Robert M. Hernandez Revocable Trust

Read SEC document
January 03, 2017 Filed Jan 5, 2017 15:02 UTC GrantPhantom Stock Units · Derivative 305 $75.92 Strike: $0.00 $23,155.60
Disclosure

SEC source: 0000899243-17-000405 · doc4.xml · derivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,085

Underlying: Common Stock · 305 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F2 · price: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · derivative.underlying_shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F3 · balance_after: Includes 33 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 14:55 UTC GrantPhantom Stock Units · Derivative 26 $75.92 Strike: $0.00 $1,973.92
Disclosure

SEC source: 0000899243-17-000403 · doc4.xml · derivative · entry 1

Golden David A. · CIK 0001566694 · SVP,CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,724

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F2 · price: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · derivative.underlying_shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F3 · balance_after: Includes 16 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
December 29, 2016 Filed Jan 30, 2017 20:04 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002175 · doc4.xml · nonDerivative · entry 2

Anderson Gary E · CIK 0001315549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,182

Read SEC document
December 29, 2016 Filed Jan 30, 2017 20:04 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002175 · doc4.xml · nonDerivative · entry 1

Anderson Gary E · CIK 0001315549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,182

Read SEC document
December 29, 2016 Filed Jan 31, 2017 15:59 UTC Amendment GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002260 · doc4a.xml · nonDerivative · entry 2

Anderson Gary E · CIK 0001315549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,182

F1 · timeliness: The reporting person's Form 4 filed January 30, 2017 is amended to indicate that the filing is voluntary on Form 4 rather than a later Form 5 filing.

Read SEC document
December 29, 2016 Filed Jan 31, 2017 15:59 UTC Amendment GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002260 · doc4a.xml · nonDerivative · entry 1

Anderson Gary E · CIK 0001315549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,182

F1 · timeliness: The reporting person's Form 4 filed January 30, 2017 is amended to indicate that the filing is voluntary on Form 4 rather than a later Form 5 filing.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 16:06 UTC Exercise / conversionNon-Employee Director Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $33.36 $0.00
Disclosure

SEC source: 0000899243-16-035023 · doc4.xml · derivative · entry 3

DEMERITT STEPHEN R · CIK 0001206688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2017-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F1 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 16:06 UTC SaleCommon Stock 4,000 $75.81 $303,240.00
Disclosure

SEC source: 0000899243-16-035023 · doc4.xml · nonDerivative · entry 2

DEMERITT STEPHEN R · CIK 0001206688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,732

Read SEC document
December 05, 2016 Filed Dec 7, 2016 16:06 UTC Exercise / conversionCommon Stock 4,000 $33.36 $133,440.00
Disclosure

SEC source: 0000899243-16-035023 · doc4.xml · nonDerivative · entry 1

DEMERITT STEPHEN R · CIK 0001206688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 18:53 UTC Exercise / conversionNon-Employee Director Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $33.36 $0.00
Disclosure

SEC source: 0000899243-16-033868 · doc4.xml · derivative · entry 3

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2017-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F2 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 18:53 UTC SaleCommon Stock 4,000 $74.30 $297,200.00
Disclosure

SEC source: 0000899243-16-033868 · doc4.xml · nonDerivative · entry 2

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,628

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $74.30 to $74.31. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 18:53 UTC Exercise / conversionCommon Stock 4,000 $33.36 $133,440.00
Disclosure

SEC source: 0000899243-16-033868 · doc4.xml · nonDerivative · entry 1

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 18:53 UTC
BOLDEA LUCIANSenior Vice President
SaleCommon Stock 694 $74.50 $51,703.00
Disclosure

SEC source: 0000899243-16-033867 · doc4.xml · nonDerivative · entry 1

BOLDEA LUCIAN · CIK 0001679130 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 20, 2016 Filed Oct 24, 2016 14:01 UTC
WARMACK DAMON CARYSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,513 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-032207 · doc4.xml · derivative · entry 3

WARMACK DAMON CARY · CIK 0001678132 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Common Stock · 3,513 shares

Expires 2016-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F1 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F3 · balance_after: Remaining one-third of the underlying shares that vest on 10/20/2017 subject to continued employment.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 14:01 UTC
WARMACK DAMON CARYSenior Vice President
Tax withholdingCommon Stock 961 $66.89 $64,281.29
Disclosure

SEC source: 0000899243-16-032207 · doc4.xml · nonDerivative · entry 2

WARMACK DAMON CARY · CIK 0001678132 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,552

F2 · shares: Shares of common stock withheld in satisfacton of tax liability upon vesting of the 3,513 restricted stock units.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 14:01 UTC
WARMACK DAMON CARYSenior Vice President
Exercise / conversionCommon Stock 3,513 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-032207 · doc4.xml · nonDerivative · entry 1

WARMACK DAMON CARY · CIK 0001678132 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:41 UTC GrantPhantom Stock Units · Derivative 448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-16-030899 · doc4.xml · derivative · entry 2

KLING LEWIS M · CIK 0001248042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,263

Underlying: Common Stock · 448 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 332 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:41 UTC GrantPhantom Stock Units · Derivative 800 $67.19 Strike: $0.00 $53,752.00
Disclosure

SEC source: 0000899243-16-030899 · doc4.xml · derivative · entry 1

KLING LEWIS M · CIK 0001248042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,815

Underlying: Common Stock · 800 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 332 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 22:34 UTC GrantPhantom Stock Units · Derivative 448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-16-030970 · doc4.xml · derivative · entry 2

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,446

Underlying: Common Stock · 448 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 182 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 22:34 UTC GrantPhantom Stock Units · Derivative 838 $67.19 Strike: $0.00 $56,305.22
Disclosure

SEC source: 0000899243-16-030970 · doc4.xml · derivative · entry 1

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,998

Underlying: Common Stock · 838 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 182 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 22:23 UTC GrantPhantom Stock Units · Derivative 36 $67.19 Strike: $0.00 $2,418.84
Disclosure

SEC source: 0000899243-16-030966 · doc4.xml · derivative · entry 1

Golden David A. · CIK 0001566694 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,682

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F2 · price: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · derivative.underlying_shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F3 · balance_after: Includes 15 units credited since July 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 22:23 UTC GrantPhantom Stock Units · Derivative 688 $67.19 Strike: $0.00 $46,226.72
Disclosure

SEC source: 0000899243-16-030965 · doc4.xml · derivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,747

Underlying: Common Stock · 688 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F2 · price: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · derivative.underlying_shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F3 · balance_after: Includes 28 units credited since July 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:22 UTC GrantPhantom Stock Units · Derivative 448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-16-030875 · doc4.xml · derivative · entry 2

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,542

Underlying: Common Stock · 448 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 183 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:22 UTC GrantPhantom Stock Units · Derivative 890 $67.19 Strike: $0.00 $59,799.10
Disclosure

SEC source: 0000899243-16-030875 · doc4.xml · derivative · entry 1

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,094

Underlying: Common Stock · 890 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 183 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:09 UTC GrantPhantom Stock Units · Derivative 448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-16-030869 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793

Underlying: Common Stock · 448 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 5 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:50 UTC GrantPhantom Stock Units · Derivative 448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-16-030844 · doc4.xml · derivative · entry 1

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,864

Underlying: Common Stock · 448 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 475 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:28 UTC GrantPhantom Stock Units · Derivative 448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-16-030808 · doc4.xml · derivative · entry 1

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900

Underlying: Common Stock · 448 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 366 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:24 UTC GrantPhantom Stock Units · Derivative 448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-16-030797 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,753

Underlying: Common Stock · 448 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 60 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:26 UTC GrantPhantom Stock Units · Derivative 448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-16-030800 · doc4.xml · derivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,756

Underlying: Common Stock · 448 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 349 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:22 UTC GrantPhantom Stock Units · Derivative 448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-16-030795 · doc4.xml · derivative · entry 1

DEMERITT STEPHEN R · CIK 0001206688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,086

Underlying: Common Stock · 448 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 546 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:21 UTC GrantPhantom Stock Units · Derivative 448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-16-030793 · doc4.xml · derivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,077

Underlying: Common Stock · 448 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 216 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 19:56 UTC GrantPhantom Stock Units · Derivative 448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-16-030762 · doc4.xml · derivative · entry 1

Anderson Gary E · CIK 0001315549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,855

Underlying: Common Stock · 448 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 199 units credited since April 1, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.