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EASTMAN CHEMICAL CO

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1780
SEC CIK
0000915389
Parsed reports
685

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
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Aug 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2017 Filed Oct 4, 2017 13:19 UTC GrantPhantom Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023410 · doc4.xml · derivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,923

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 204 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:18 UTC GrantPhantom Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023408 · doc4.xml · derivative · entry 1

Anderson Gary E · CIK 0001315549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,830

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 120 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:06 UTC GrantPhantom Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023402 · doc4.xml · derivative · entry 2

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,838

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 121 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:06 UTC GrantPhantom Stock Units · Derivative 664 $90.98 Strike: $0.00 $60,410.72
Disclosure

SEC source: 0000899243-17-023402 · doc4.xml · derivative · entry 1

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,507

Underlying: Common Stock · 664 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 121 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 17:54 UTC Exercise / conversionNon-Employee Director Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $36.66 $0.00
Disclosure

SEC source: 0000899243-17-020904 · doc4.xml · derivative · entry 3

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F2 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 17:54 UTC SaleCommon Stock 4,000 $84.43 $337,720.00
Disclosure

SEC source: 0000899243-17-020904 · doc4.xml · nonDerivative · entry 2

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,858

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $84.42 to $84.47. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 17:54 UTC Exercise / conversionCommon Stock 4,000 $36.66 $146,640.00
Disclosure

SEC source: 0000899243-17-020904 · doc4.xml · nonDerivative · entry 1

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 18:58 UTC
COX MARK KSenior Vice President
Exercise / conversionEmployee stock option (right to buy) · Derivative 1,400 $0.00 Strike: $38.30 $0.00
Disclosure

SEC source: 0000899243-17-019810 · doc4.xml · derivative · entry 3

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires 2021-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 18:58 UTC
COX MARK KSenior Vice President
SaleCommon Stock 1,400 $84.24 $117,936.00
Disclosure

SEC source: 0000899243-17-019810 · doc4.xml · nonDerivative · entry 2

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,014

F1 · balance_after: Includes 74 shares acquired since February 17, 2017 resulting from automatic reinvestment of dividends.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 18:58 UTC
COX MARK KSenior Vice President
Exercise / conversionCommon Stock 1,400 $38.30 $53,620.00
Disclosure

SEC source: 0000899243-17-019810 · doc4.xml · nonDerivative · entry 1

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 74 shares acquired since February 17, 2017 resulting from automatic reinvestment of dividends.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 14:52 UTC GrantPhantom Stock Units · Derivative 23 $83.56 Strike: $0.00 $1,921.88
Disclosure

SEC source: 0000899243-17-017926 · doc4.xml · derivative · entry 1

Golden David A. · CIK 0001566694 · SVP,CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,093

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F2 · price: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F1 · derivative.exercise_date: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F1 · derivative.expiration_date: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · derivative.underlying_shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F3 · balance_after: Includes 13 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 16:43 UTC Exercise / conversionDirector stock option (right to buy) · Derivative 4,000 $0.00 Strike: $36.66 $0.00
Disclosure

SEC source: 0000899243-17-014913 · doc4.xml · derivative · entry 3

KLING LEWIS M · CIK 0001248042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F1 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F1 · derivative.underlying_shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 16:43 UTC SaleCommon Stock 4,000 $79.88 $319,520.00
Disclosure

SEC source: 0000899243-17-014913 · doc4.xml · nonDerivative · entry 2

KLING LEWIS M · CIK 0001248042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,693

Read SEC document
May 31, 2017 Filed Jun 1, 2017 16:43 UTC Exercise / conversionCommon Stock 4,000 $36.66 $146,640.00
Disclosure

SEC source: 0000899243-17-014913 · doc4.xml · nonDerivative · entry 1

KLING LEWIS M · CIK 0001248042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2017 Filed May 8, 2017 19:43 UTC GrantPhantom Stock Units · Derivative 1,089 $78.11 Strike: $0.00 $85,061.79
Disclosure

SEC source: 0000899243-17-012172 · doc4.xml · derivative · entry 1

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,937

Underlying: Common Stock · 1,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 3, 2018 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 3, 2018 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 3, 2018 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 3, 2018 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F3 · balance_after: Includes 11 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 04, 2017 Filed May 8, 2017 19:43 UTC GrantPhantom Stock Units · Derivative 1,089 $78.11 Strike: $0.00 $85,061.79
Disclosure

SEC source: 0000899243-17-012174 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,269

Underlying: Common Stock · 1,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 3, 2018 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 3, 2018 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 3, 2018 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 3, 2018 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F3 · balance_after: Includes 1 unit credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 04, 2017 Filed May 8, 2017 21:13 UTC GrantCommon Stock 1,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012253 · doc4.xml · nonDerivative · entry 1

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,193

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 3, 2018, subject to certain conditions related to continued service as a director.

Read SEC document
May 04, 2017 Filed May 8, 2017 20:44 UTC GrantCommon Stock 1,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012218 · doc4.xml · nonDerivative · entry 1

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,091

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 3, 2018, subject to certain conditions related to continued service as a director.

Read SEC document
May 04, 2017 Filed May 8, 2017 20:42 UTC GrantCommon Stock 1,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012216 · doc4.xml · nonDerivative · entry 1

KLING LEWIS M · CIK 0001248042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,693

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 3, 2018, subject to certain conditions related to continued service as a director.

Read SEC document
May 04, 2017 Filed May 8, 2017 20:35 UTC GrantCommon Stock 1,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012208 · doc4.xml · nonDerivative · entry 1

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,858

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 3, 2018, subject to certain conditions related to continued service as a director.

F2 · balance_after: Includes 141 shares acquired since November 16, 2016 resulting from automatic reinvestment of dividends.

Read SEC document
May 04, 2017 Filed May 8, 2017 20:23 UTC GrantCommon Stock 1,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012198 · doc4.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,252

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 3, 2018, subject to certain conditions related to continued service as a director.

Read SEC document
May 04, 2017 Filed May 8, 2017 20:14 UTC GrantCommon Stock 1,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012195 · doc4.xml · nonDerivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,917

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 3, 2018, subject to certain conditions related to continued service as a director.

Read SEC document
May 04, 2017 Filed May 8, 2017 20:12 UTC GrantCommon Stock 1,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012193 · doc4.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,005

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 3, 2018, subject to certain conditions related to continued service as a director.

Read SEC document
May 04, 2017 Filed May 8, 2017 20:06 UTC GrantCommon Stock 1,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012188 · doc4.xml · nonDerivative · entry 1

Anderson Gary E · CIK 0001315549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,271

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 3, 2018, subject to certain conditions related to continued service as a director.

Read SEC document
May 04, 2017 Filed May 8, 2017 19:45 UTC GrantPhantom Stock Units · Derivative 1,089 $78.11 Strike: $0.00 $85,061.79
Disclosure

SEC source: 0000899243-17-012176 · doc4.xml · derivative · entry 1

DEMERITT STEPHEN R · CIK 0001206688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,978

Underlying: Common Stock · 1,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 3, 2018 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 3, 2018 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 3, 2018 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 3, 2018 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F3 · balance_after: Includes 29 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 03, 2017 Filed Jan 3, 2018 16:44 UTC GiftCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000181 · doc4.xml · nonDerivative · entry 4

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 6,500

F2 · shares: Gift of shares by spouse of reporting person to irrevocable trust for the benefit of reporting person's son of which reporting person is trustee.

Read SEC document
May 03, 2017 Filed Jan 3, 2018 16:44 UTC GiftCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000181 · doc4.xml · nonDerivative · entry 3

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 10,915

F2 · shares: Gift of shares by spouse of reporting person to irrevocable trust for the benefit of reporting person's son of which reporting person is trustee.

Read SEC document
April 17, 2017 Filed Jan 3, 2018 16:44 UTC GiftCommon Stock 17,415 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000181 · doc4.xml · nonDerivative · entry 2

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,415

F1 · shares: Gift of shares by reporting person to spouse.

Read SEC document
April 17, 2017 Filed Jan 3, 2018 16:44 UTC GiftCommon Stock 17,415 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000181 · doc4.xml · nonDerivative · entry 1

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,046

F1 · shares: Gift of shares by reporting person to spouse.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:36 UTC GrantPhantom Stock Units · Derivative 377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009264 · doc4.xml · derivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,614

Underlying: Common Stock · 377 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 160 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 19:26 UTC GrantPhantom Stock Units · Derivative 377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009233 · doc4.xml · derivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,388

Underlying: Common Stock · 377 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 255 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 19:04 UTC GrantPhantom Stock Units · Derivative 377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009230 · doc4.xml · derivative · entry 1

Anderson Gary E · CIK 0001315549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,379

Underlying: Common Stock · 377 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 147 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 14:26 UTC GrantPhantom Stock Units · Derivative 377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009438 · doc4.xml · derivative · entry 2

KLING LEWIS M · CIK 0001248042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,614

Underlying: Common Stock · 377 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 250 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 14:26 UTC GrantPhantom Stock Units · Derivative 724 $79.96 Strike: $0.00 $57,891.04
Disclosure

SEC source: 0000899243-17-009438 · doc4.xml · derivative · entry 1

KLING LEWIS M · CIK 0001248042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,237

Underlying: Common Stock · 724 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 250 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:50 UTC GrantPhantom Stock Units · Derivative 377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009435 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,179

Underlying: Common Stock · 377 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 9 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:43 UTC GrantPhantom Stock Units · Derivative 377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009433 · doc4.xml · derivative · entry 1

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,543

Underlying: Common Stock · 377 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 266 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:30 UTC GrantPhantom Stock Units · Derivative 377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009430 · doc4.xml · derivative · entry 2

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,837

Underlying: Common Stock · 377 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 143 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:30 UTC GrantPhantom Stock Units · Derivative 775 $79.96 Strike: $0.00 $61,969.00
Disclosure

SEC source: 0000899243-17-009430 · doc4.xml · derivative · entry 1

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,460

Underlying: Common Stock · 775 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 143 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:22 UTC GrantPhantom Stock Units · Derivative 377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009428 · doc4.xml · derivative · entry 1

DEMERITT STEPHEN R · CIK 0001206688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,860

Underlying: Common Stock · 377 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 397 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:18 UTC GrantPhantom Stock Units · Derivative 377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009423 · doc4.xml · derivative · entry 1

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,586

Underlying: Common Stock · 377 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 345 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:22 UTC GrantPhantom Stock Units · Derivative 377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009427 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,178

Underlying: Common Stock · 377 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 48 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:10 UTC GrantPhantom Stock Units · Derivative 377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009421 · doc4.xml · derivative · entry 2

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,722

Underlying: Common Stock · 377 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 143 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:10 UTC GrantPhantom Stock Units · Derivative 756 $79.96 Strike: $0.00 $60,449.76
Disclosure

SEC source: 0000899243-17-009421 · doc4.xml · derivative · entry 1

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,345

Underlying: Common Stock · 756 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 143 units credited since October 3, 2016 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:48 UTC GrantPhantom Stock Units · Derivative 321 $79.96 Strike: $0.00 $25,667.16
Disclosure

SEC source: 0000899243-17-009419 · doc4.xml · derivative · entry 1

Golden David A. · CIK 0001566694 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,057

Underlying: Common Stock · 321 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F2 · price: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F1 · derivative.exercise_date: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F1 · derivative.expiration_date: Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.

F2 · derivative.underlying_shares: Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.

F3 · balance_after: Includes 12 units credited since January 3, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 14:43 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $33.36 $0.00
Disclosure

SEC source: 0000899243-17-006789 · doc4.xml · derivative · entry 3

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2017-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F1 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F1 · derivative.underlying_shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 14:43 UTC SaleCommon Stock 4,000 $79.18 $316,720.00
Disclosure

SEC source: 0000899243-17-006789 · doc4.xml · nonDerivative · entry 2

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,002

Read SEC document
March 07, 2017 Filed Mar 8, 2017 14:43 UTC Exercise / conversionCommon Stock 4,000 $33.36 $133,440.00
Disclosure

SEC source: 0000899243-17-006789 · doc4.xml · nonDerivative · entry 1

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 18:22 UTC Exercise / conversionEmployee stock option (right to buy) · Derivative 3,800 $0.00 Strike: $38.03 $0.00
Disclosure

SEC source: 0000899243-17-006301 · doc4.xml · derivative · entry 7

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,800 shares

Expires 2021-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 18:22 UTC SaleCommon Stock 3,800 $80.73 $306,774.00
Disclosure

SEC source: 0000899243-17-006301 · doc4.xml · nonDerivative · entry 2

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,691

Read SEC document
March 02, 2017 Filed Mar 3, 2017 18:22 UTC Exercise / conversionCommon Stock 3,800 $38.03 $144,514.00
Disclosure

SEC source: 0000899243-17-006301 · doc4.xml · nonDerivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.