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EASTMAN CHEMICAL CO

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Tapewire entity
1780
SEC CIK
0000915389
Parsed reports
685

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 06, 2018 Filed Apr 10, 2018 19:11 UTC GrantPhantom Stock Units · Derivative 588 $102.85 Strike: $0.00 $60,475.80
Disclosure

SEC source: 0000899243-18-009850 · doc4.xml · derivative · entry 1

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,553

Underlying: Common Stock · 588 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 127 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 18:56 UTC GrantPhantom Stock Units · Derivative 293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009847 · doc4.xml · derivative · entry 2

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,084

Underlying: Common Stock · 293 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 128 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 18:56 UTC GrantPhantom Stock Units · Derivative 603 $102.85 Strike: $0.00 $62,018.55
Disclosure

SEC source: 0000899243-18-009847 · doc4.xml · derivative · entry 1

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,791

Underlying: Common Stock · 603 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 128 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 17:06 UTC GrantPhantom Stock Units · Derivative 293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009834 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,885

Underlying: Common Stock · 293 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 43 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 18:13 UTC GrantPhantom Stock Units · Derivative 293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009839 · doc4.xml · derivative · entry 1

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,592

Underlying: Common Stock · 293 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 212 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:55 UTC GrantPhantom Stock Units · Derivative 293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009832 · doc4.xml · derivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,419

Underlying: Common Stock · 293 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 203 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:46 UTC GrantPhantom Stock Units · Derivative 293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009829 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,914

Underlying: Common Stock · 293 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 12 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:44 UTC GrantPhantom Stock Units · Derivative 293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009827 · doc4.xml · derivative · entry 1

DEMERITT STEPHEN R · CIK 0001206688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,201

Underlying: Common Stock · 293 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 312 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:27 UTC GrantPhantom Stock Units · Derivative 293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009821 · doc4.xml · derivative · entry 1

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,757

Underlying: Common Stock · 293 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 272 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:08 UTC GrantPhantom Stock Units · Derivative 293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009819 · doc4.xml · derivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,495

Underlying: Common Stock · 293 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 129 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:05 UTC GrantPhantom Stock Units · Derivative 293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009816 · doc4.xml · derivative · entry 1

Anderson Gary E · CIK 0001315549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,242

Underlying: Common Stock · 293 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 119 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 19:52 UTC SaleCommon Stock 8,600 $105.38 $906,268.00
Disclosure

SEC source: 0000899243-18-009214 · doc4.xml · nonDerivative · entry 1

Golden David A. · CIK 0001566694 · SVP,CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,682

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person and his broker on December 6, 2017.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 20:38 UTC Exercise / conversionEmployee stock option (right to buy) · Derivative 47,000 $0.00 Strike: $39.84 $0.00
Disclosure

SEC source: 0000899243-18-006322 · doc4.xml · derivative · entry 6

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,000 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F3 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 20:38 UTC SaleCommon Stock 47,000 $100.00 $4,700,000.00
Disclosure

SEC source: 0000899243-18-006322 · doc4.xml · nonDerivative · entry 2

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,565

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $100.00 to $100.04. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
March 02, 2018 Filed Mar 5, 2018 20:38 UTC Exercise / conversionCommon Stock 47,000 $39.84 $1,872,480.00
Disclosure

SEC source: 0000899243-18-006322 · doc4.xml · nonDerivative · entry 1

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 19:15 UTC
King Scott V.CAO & Controller
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,883 $0.00 Strike: $69.73 $0.00
Disclosure

SEC source: 0000899243-18-006042 · doc4.xml · derivative · entry 6

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,883 shares

Expires 2023-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 19:15 UTC
King Scott V.CAO & Controller
SaleCommon Stock 4,000 $100.74 $402,960.00
Disclosure

SEC source: 0000899243-18-006042 · doc4.xml · nonDerivative · entry 3

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,898

F2 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $100.74 to $100.75. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

Read SEC document
March 01, 2018 Filed Mar 2, 2018 19:15 UTC
King Scott V.CAO & Controller
SaleCommon Stock 5,883 $100.88 $593,477.04
Disclosure

SEC source: 0000899243-18-006042 · doc4.xml · nonDerivative · entry 2

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,898

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $100.86 to $100.91. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
March 01, 2018 Filed Mar 2, 2018 19:15 UTC
King Scott V.CAO & Controller
Exercise / conversionCommon Stock 5,883 $69.73 $410,221.59
Disclosure

SEC source: 0000899243-18-006042 · doc4.xml · nonDerivative · entry 1

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 17:59 UTC Exercise / conversionDirector stock option (right to buy) · Derivative 4,000 $0.00 Strike: $36.66 $0.00
Disclosure

SEC source: 0000899243-18-006030 · doc4.xml · derivative · entry 3

Anderson Gary E · CIK 0001315549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F1 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F1 · derivative.underlying_shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 17:59 UTC SaleCommon Stock 4,000 $100.00 $400,000.00
Disclosure

SEC source: 0000899243-18-006030 · doc4.xml · nonDerivative · entry 2

Anderson Gary E · CIK 0001315549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,271

Read SEC document
March 01, 2018 Filed Mar 2, 2018 17:59 UTC Exercise / conversionCommon Stock 4,000 $36.66 $146,640.00
Disclosure

SEC source: 0000899243-18-006030 · doc4.xml · nonDerivative · entry 1

Anderson Gary E · CIK 0001315549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 20:32 UTC
WARMACK DAMON CARYSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 20,216 $0.00 Strike: $104.21 $0.00
Disclosure

SEC source: 0000899243-18-005609 · doc4.xml · derivative · entry 2

WARMACK DAMON CARY · CIK 0001678132 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,216

Underlying: Common Stock · 20,216 shares

Expires 2028-02-25

F2 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2019, February 26, 2020, and February 26, 2021, respectively.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 15:07 UTC GrantEmployee Stock Option (right to buy) · Derivative 22,462 $0.00 Strike: $104.21 $0.00
Disclosure

SEC source: 0000899243-18-005769 · doc4.xml · derivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,462

Underlying: Common Stock · 22,462 shares

Expires 2028-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2019, February 26, 2020, and February 26, 2021, respectively.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 14:33 UTC
King Scott V.CAO & Controller
GrantEmployee Stock Option (right to buy) · Derivative 8,424 $0.00 Strike: $104.21 $0.00
Disclosure

SEC source: 0000899243-18-005764 · doc4.xml · derivative · entry 1

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,424

Underlying: Common Stock · 8,424 shares

Expires 2028-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2019, February 26, 2020, and February 26, 2021, respectively.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 14:31 UTC GrantRestricted Stock Units · Derivative 9,596 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005762 · doc4.xml · derivative · entry 2

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,596

Underlying: Common Stock · 9,596 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of issuer common stock.

F3 · derivative.exercise_date: The restricted stock units will vest and payout in unrestricted shares of Company stock on February 26, 2021, subject to Mr. Espeland's continued employment.

F3 · derivative.expiration_date: The restricted stock units will vest and payout in unrestricted shares of Company stock on February 26, 2021, subject to Mr. Espeland's continued employment.

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February 26, 2018 Filed Feb 28, 2018 14:31 UTC GrantEmployee Stock Option (right to buy) · Derivative 44,924 $0.00 Strike: $104.21 $0.00
Disclosure

SEC source: 0000899243-18-005762 · doc4.xml · derivative · entry 1

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,924

Underlying: Common Stock · 44,924 shares

Expires 2028-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2019, February 26, 2020, and February 26, 2021, respectively.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 14:28 UTC GrantEmployee Stock Option (right to buy) · Derivative 26,955 $0.00 Strike: $104.21 $0.00
Disclosure

SEC source: 0000899243-18-005760 · doc4.xml · derivative · entry 1

Golden David A. · CIK 0001566694 · SVP,CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,955

Underlying: Common Stock · 26,955 shares

Expires 2028-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2019, February 26, 2020, and February 26, 2021, respectively.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 14:27 UTC
LICH BRAD AEVP & CCO
GrantEmployee Stock Option (right to buy) · Derivative 44,924 $0.00 Strike: $104.21 $0.00
Disclosure

SEC source: 0000899243-18-005759 · doc4.xml · derivative · entry 1

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,924

Underlying: Common Stock · 44,924 shares

Expires 2028-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2019, February 26, 2020, and February 26, 2021, respectively.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 14:24 UTC
Stuckey PerrySVP, Chf HR Ofcr
GrantEmployee Stock Option (right to buy) · Derivative 20,216 $0.00 Strike: $104.21 $0.00
Disclosure

SEC source: 0000899243-18-005756 · doc4.xml · derivative · entry 1

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,216

Underlying: Common Stock · 20,216 shares

Expires 2028-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2019, February 26, 2020, and February 26, 2021, respectively.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 14:23 UTC
Costa Mark JDirector · CEO & Board Chair
GrantEmployee Stock Option (right to buy) · Derivative 185,310 $0.00 Strike: $104.21 $0.00
Disclosure

SEC source: 0000899243-18-005755 · doc4.xml · derivative · entry 1

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,310

Underlying: Common Stock · 185,310 shares

Expires 2028-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2019, February 26, 2020, and February 26, 2021, respectively.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 14:20 UTC
COX MARK KSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 18,531 $0.00 Strike: $104.21 $0.00
Disclosure

SEC source: 0000899243-18-005752 · doc4.xml · derivative · entry 1

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,531

Underlying: Common Stock · 18,531 shares

Expires 2028-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2019, February 26, 2020, and February 26, 2021, respectively.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 14:19 UTC
BOLDEA LUCIANSenior Vice President
GrantRestricted Stock Units · Derivative 14,394 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005751 · doc4.xml · derivative · entry 2

BOLDEA LUCIAN · CIK 0001679130 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,394

Underlying: Common Stock · 14,394 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of issuer common stock.

F3 · derivative.exercise_date: The restricted stock units will vest and payout in unrestricted shares of Company stock on February 26, 2021, subject to Mr. Boldea's continued employment.

F3 · derivative.expiration_date: The restricted stock units will vest and payout in unrestricted shares of Company stock on February 26, 2021, subject to Mr. Boldea's continued employment.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 14:19 UTC
BOLDEA LUCIANSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 33,693 $0.00 Strike: $104.21 $0.00
Disclosure

SEC source: 0000899243-18-005751 · doc4.xml · derivative · entry 1

BOLDEA LUCIAN · CIK 0001679130 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,693

Underlying: Common Stock · 33,693 shares

Expires 2028-02-25

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2019, February 26, 2020, and February 26, 2021, respectively.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 20:32 UTC
WARMACK DAMON CARYSenior Vice President
SaleCommon Stock 2,710 $102.22 $277,016.20
Disclosure

SEC source: 0000899243-18-005609 · doc4.xml · nonDerivative · entry 1

WARMACK DAMON CARY · CIK 0001678132 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person and his broker on December 4, 2017.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 14:38 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $36.66 $0.00
Disclosure

SEC source: 0000899243-18-005222 · doc4.xml · derivative · entry 3

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F1 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F1 · derivative.underlying_shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 14:38 UTC SaleCommon Stock 4,000 $101.59 $406,360.00
Disclosure

SEC source: 0000899243-18-005222 · doc4.xml · nonDerivative · entry 2

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,091

Read SEC document
February 22, 2018 Filed Feb 23, 2018 14:38 UTC Exercise / conversionCommon Stock 4,000 $36.66 $146,640.00
Disclosure

SEC source: 0000899243-18-005222 · doc4.xml · nonDerivative · entry 1

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2018 Filed Feb 21, 2018 18:59 UTC Exercise / conversionRestricted Stock Units · Derivative 14,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-004739 · doc4.xml · derivative · entry 7

Golden David A. · CIK 0001566694 · SVP,CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,600 shares

Expires 2018-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F3 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F3 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

Read SEC document
February 18, 2018 Filed Feb 21, 2018 18:59 UTC Tax withholdingCommon Stock 5,746 $100.29 $576,266.34
Disclosure

SEC source: 0000899243-18-004739 · doc4.xml · nonDerivative · entry 4

Golden David A. · CIK 0001566694 · SVP,CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,282

F4 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of restricted stock units.

Read SEC document
February 18, 2018 Filed Feb 21, 2018 18:59 UTC Exercise / conversionCommon Stock 14,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-004739 · doc4.xml · nonDerivative · entry 3

Golden David A. · CIK 0001566694 · SVP,CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

Read SEC document
February 18, 2018 Filed Feb 21, 2018 18:27 UTC
Stuckey PerrySVP, Chf HR Ofcr
Exercise / conversionRestricted Stock Units · Derivative 14,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-004733 · doc4.xml · derivative · entry 7

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,600 shares

Expires 2018-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F4 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F4 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

Read SEC document
February 18, 2018 Filed Feb 21, 2018 18:27 UTC
Stuckey PerrySVP, Chf HR Ofcr
Tax withholdingCommon Stock 5,746 $100.29 $576,266.34
Disclosure

SEC source: 0000899243-18-004733 · doc4.xml · nonDerivative · entry 4

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,475

F5 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of restricted stock units.

Read SEC document
February 18, 2018 Filed Feb 21, 2018 18:27 UTC
Stuckey PerrySVP, Chf HR Ofcr
Exercise / conversionCommon Stock 14,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-004733 · doc4.xml · nonDerivative · entry 3

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:58 UTC Tax withholdingCommon Stock 2,182 $100.13 $218,483.66
Disclosure

SEC source: 0000899243-18-004521 · doc4.xml · nonDerivative · entry 2

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,406

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:58 UTC GrantCommon Stock 8,897 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-004521 · doc4.xml · nonDerivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,588

F1 · shares: Payout under performance shares awarded at beginning of three-year (2015-2017) performance period.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:58 UTC
LICH BRAD AEVP & CCO
Tax withholdingCommon Stock 6,184 $100.13 $619,203.92
Disclosure

SEC source: 0000899243-18-004520 · doc4.xml · nonDerivative · entry 2

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,960

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:58 UTC
LICH BRAD AEVP & CCO
GrantCommon Stock 19,512 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-004520 · doc4.xml · nonDerivative · entry 1

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,144

F1 · shares: Payout under performance shares awarded at beginning of three-year (2015-2017) performance period.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:53 UTC
Costa Mark JDirector · CEO and Board Chair
Tax withholdingCommon Stock 34,124 $100.13 $3,416,836.12
Disclosure

SEC source: 0000899243-18-004517 · doc4.xml · nonDerivative · entry 2

Costa Mark J · CIK 0001364708 · Director · CEO and Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,584

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 14:53 UTC
Costa Mark JDirector · CEO and Board Chair
GrantCommon Stock 86,717 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-004517 · doc4.xml · nonDerivative · entry 1

Costa Mark J · CIK 0001364708 · Director · CEO and Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,708

F1 · shares: Payout under performance shares awarded at beginning of three-year (2015-2017) performance period.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.