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Nasdaq · USD

EFSC

ENTERPRISE FINANCIAL SERVICES CORP

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Tapewire entity
4422
SEC CIK
0001025835
Parsed reports
646

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2016 Filed Dec 13, 2016 15:08 UTC GrantCommon Stock 424 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069804 · form4.xml · nonDerivative · entry 1

HAVEL JAMES M · CIK 0001602629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,187

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 15:06 UTC GrantCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069802 · form4.xml · nonDerivative · entry 1

GUEST ROBERT E JR · CIK 0001203646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,776

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

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December 09, 2016 Filed Dec 13, 2016 14:55 UTC GrantCommon Stock 193 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069800 · form4.xml · nonDerivative · entry 1

Eulich John S · CIK 0001336954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 35,039

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

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December 09, 2016 Filed Dec 13, 2016 14:52 UTC GrantCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069796 · form4.xml · nonDerivative · entry 1

DOWNEY WILLIAM H · CIK 0001182575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,940

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

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December 09, 2016 Filed Dec 13, 2016 14:46 UTC GrantCommon Stock 454 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069793 · form4.xml · nonDerivative · entry 1

DECOLA MICHAEL A · CIK 0001417285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,192

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

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December 09, 2016 Filed Dec 13, 2016 14:42 UTC GrantCommon Stock 430 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069791 · form4.xml · nonDerivative · entry 1

ARNOLD JOHN Q · CIK 0001641548 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 8,360

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

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November 22, 2016 Filed Nov 23, 2016 17:37 UTC Exercise / conversionStock Settled Stock Appreciation Rights · Derivative 5,753 $0.00 Strike: $25.63 $0.00
Disclosure

SEC source: 0001127602-16-068298 · form4.xml · derivative · entry 4

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,753 shares

Expires 2017-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.

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November 22, 2016 Filed Nov 23, 2016 17:37 UTC Tax withholdingCommon Stock 4,488 $38.25 $171,666.00
Disclosure

SEC source: 0001127602-16-068298 · form4.xml · nonDerivative · entry 2

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,125

Read SEC document
November 22, 2016 Filed Nov 23, 2016 17:37 UTC Exercise / conversionCommon Stock 5,753 $25.63 $147,449.39
Disclosure

SEC source: 0001127602-16-068298 · form4.xml · nonDerivative · entry 1

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2016 Filed Jan 13, 2017 20:03 UTC OtherCommon Stock 1,710 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001688 · form5.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,331

F1 · kind: When Mr. Lally filed a Form 3 upon becoming an executive officer, 1,710 shares were inadvertently excluded from his holdings at the time of that filing.

F1 · shares: When Mr. Lally filed a Form 3 upon becoming an executive officer, 1,710 shares were inadvertently excluded from his holdings at the time of that filing.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.