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Nasdaq · USD

EFSC

ENTERPRISE FINANCIAL SERVICES CORP

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Tapewire entity
4422
SEC CIK
0001025835
Parsed reports
646

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2017 Filed Feb 17, 2017 17:22 UTC GrantCommon Stock 7,380 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006776 · form4.xml · nonDerivative · entry 1

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,518

F1 · kind: The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 17:31 UTC
WHITE LOREN ESVP, Human Resources
Tax withholdingCommon Stock 1,202 $45.30 $54,450.60
Disclosure

SEC source: 0001127602-17-006787 · form4.xml · nonDerivative · entry 2

WHITE LOREN E · CIK 0001601510 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,068

Read SEC document
February 15, 2017 Filed Feb 17, 2017 17:31 UTC
WHITE LOREN ESVP, Human Resources
GrantCommon Stock 3,270 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006787 · form4.xml · nonDerivative · entry 1

WHITE LOREN E · CIK 0001601510 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,270

F1 · kind: The shares of restricted stock were awarded pursuant to the Company's 2013 Stock Incentive Plan.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 17:29 UTC
PONDER MARK GSVP & Controller
Tax withholdingCommon Stock 1,477 $45.30 $66,908.10
Disclosure

SEC source: 0001127602-17-006785 · form4.xml · nonDerivative · entry 3

PONDER MARK G · CIK 0001550076 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,622

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 17:29 UTC
PONDER MARK GSVP & Controller
GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006785 · form4.xml · nonDerivative · entry 2

PONDER MARK G · CIK 0001550076 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,099

F1 · kind: The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 17:29 UTC
PONDER MARK GSVP & Controller
SaleCommon Stock 1,000 $45.13 $45,130.00
Disclosure

SEC source: 0001127602-17-006785 · form4.xml · nonDerivative · entry 1

PONDER MARK G · CIK 0001550076 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,989

Read SEC document
February 15, 2017 Filed Feb 17, 2017 17:27 UTC Tax withholdingCommon Stock 2,535 $45.30 $114,835.50
Disclosure

SEC source: 0001127602-17-006783 · form4.xml · nonDerivative · entry 2

LALLY JAMES BRIAN · CIK 0001674404 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,176

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 17:27 UTC GrantCommon Stock 7,380 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006783 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,711

F1 · kind: The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 17:25 UTC
KEENE S TURNEREVP, Chief Financial Officer
Tax withholdingCommon Stock 2,827 $45.30 $128,063.10
Disclosure

SEC source: 0001127602-17-006781 · form4.xml · nonDerivative · entry 2

KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,590

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 17:25 UTC
KEENE S TURNEREVP, Chief Financial Officer
GrantCommon Stock 8,220 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006781 · form4.xml · nonDerivative · entry 1

KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,417

F1 · kind: The shares of restricted stock were awarded pursuant to the Company's 2013 Stock Incentive Plan.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 17:15 UTC
BENOIST PETERDirector · President & CEO
Tax withholdingCommon Stock 8,256 $45.30 $373,996.80
Disclosure

SEC source: 0001127602-17-006770 · form4.xml · nonDerivative · entry 2

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,023

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 17:15 UTC
BENOIST PETERDirector · President & CEO
GrantCommon Stock 23,820 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006770 · form4.xml · nonDerivative · entry 1

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,279

F1 · kind: The shares of common stock were awarded pursuant to the Company's 2013 Stock Incentive Plan.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 17:19 UTC
BAUCHE DOUGLASChief Credit Officer
Tax withholdingCommon Stock 1,468 $45.30 $66,500.40
Disclosure

SEC source: 0001127602-17-006773 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,956

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 17:19 UTC
BAUCHE DOUGLASChief Credit Officer
GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006773 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,424

F1 · kind: The shares of restricted stock were awarded pursuant to the Company's 2013 Stock Incentive Plan.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 14:29 UTC GrantCommon Stock 95 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006177 · form4.xml · nonDerivative · entry 1

Schmitz Eloise · CIK 0001407933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 14:28 UTC GrantCommon Stock 95 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006175 · form4.xml · nonDerivative · entry 1

KENT NEVADA A · CIK 0001697861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 15:13 UTC
MURPHY JAMESDirector
SaleCommon Stock 10,000 $41.16 $411,600.00
Disclosure

SEC source: 0001127602-17-004002 · form4.xml · nonDerivative · entry 1

MURPHY JAMES · CIK 0001203648 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Remainder Trust

Disclosed balance after: 16,526

Read SEC document
February 01, 2017 Filed Feb 3, 2017 16:03 UTC
MURPHY JAMESDirector
SaleCommon Stock 10,000 $41.68 $416,800.00
Disclosure

SEC source: 0001127602-17-003786 · form4.xml · nonDerivative · entry 1

MURPHY JAMES · CIK 0001203648 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gift Trust

Disclosed balance after: 113,838

Read SEC document
January 19, 2017 Filed Jan 23, 2017 14:24 UTC
MURPHY JAMESDirector
SaleCommon Stock 10,000 $38.83 $388,300.00
Disclosure

SEC source: 0001127602-17-002201 · form4.xml · nonDerivative · entry 1

MURPHY JAMES · CIK 0001203648 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Remainder Trust

Disclosed balance after: 26,526

Read SEC document
January 18, 2017 Filed Jan 19, 2017 14:32 UTC
BENOIST PETERDirector · President & CEO
SaleCommon Stock 9,803 $38.77 $380,062.31
Disclosure

SEC source: 0001127602-17-001987 · form4.xml · nonDerivative · entry 1

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 103,953

Read SEC document
January 17, 2017 Filed Jan 18, 2017 16:00 UTC
MURPHY JAMESDirector
SaleCommon Stock 10,000 $38.50 $385,000.00
Disclosure

SEC source: 0001127602-17-001813 · form4.xml · nonDerivative · entry 1

MURPHY JAMES · CIK 0001203648 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gift Trust

Disclosed balance after: 123,838

Read SEC document
January 17, 2017 Filed Jan 18, 2017 15:59 UTC
BENOIST PETERDirector · President & CEO
SaleCommon Stock 15,000 $38.94 $584,100.00
Disclosure

SEC source: 0001127602-17-001811 · form4.xml · nonDerivative · entry 1

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 113,756

Read SEC document
December 15, 2016 Filed Dec 16, 2016 15:28 UTC
BENOIST PETERDirector · President & CEO
GiftCommon Stock 24,272 $40.50 $983,016.00
Disclosure

SEC source: 0001127602-16-070193 · form4.xml · nonDerivative · entry 2

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Remainder Trust

Disclosed balance after: 24,272

Read SEC document
December 15, 2016 Filed Dec 16, 2016 15:28 UTC
BENOIST PETERDirector · President & CEO
GiftCommon Stock 24,272 $40.50 $983,016.00
Disclosure

SEC source: 0001127602-16-070193 · form4.xml · nonDerivative · entry 1

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 128,756

Read SEC document
December 15, 2016 Filed Dec 16, 2016 15:26 UTC
MURPHY JAMESDirector
GiftCommon Stock 36,526 $40.50 $1,479,303.00
Disclosure

SEC source: 0001127602-16-070191 · form4.xml · nonDerivative · entry 2

MURPHY JAMES · CIK 0001203648 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Remainder Trust

Disclosed balance after: 36,526

Read SEC document
December 15, 2016 Filed Dec 16, 2016 15:26 UTC
MURPHY JAMESDirector
GiftCommon Stock 36,526 $40.50 $1,479,303.00
Disclosure

SEC source: 0001127602-16-070191 · form4.xml · nonDerivative · entry 1

MURPHY JAMES · CIK 0001203648 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 205

Read SEC document
December 15, 2016 Filed Dec 19, 2016 14:42 UTC
BAUCHE DOUGLASChief Credit Officer
Exercise / conversionRestricted Share Units · Derivative 1,838 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070344 · form4.xml · derivative · entry 4

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832

Underlying: Common Stock · 1,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: Vesting occurs on December 15, 2016 and 2017, subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F3 · derivative.expiration_date: Vesting occurs on December 15, 2016 and 2017, subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 14:42 UTC
BAUCHE DOUGLASChief Credit Officer
Tax withholdingCommon Stock 614 $40.90 $25,112.60
Disclosure

SEC source: 0001127602-16-070344 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314

Read SEC document
December 15, 2016 Filed Dec 19, 2016 14:42 UTC
BAUCHE DOUGLASChief Credit Officer
Exercise / conversionCommon Stock 1,838 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070344 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 14:45 UTC
BENOIST PETERDirector · President & CEO
Exercise / conversionRestricted Share Units · Derivative 278 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070346 · form4.xml · derivative · entry 6

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280

Underlying: Common Stock · 278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F3 · derivative.expiration_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 14:45 UTC
BENOIST PETERDirector · President & CEO
Tax withholdingCommon Stock 134 $40.90 $5,480.60
Disclosure

SEC source: 0001127602-16-070346 · form4.xml · nonDerivative · entry 2

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,459

Read SEC document
December 15, 2016 Filed Dec 19, 2016 14:45 UTC
BENOIST PETERDirector · President & CEO
Exercise / conversionCommon Stock 278 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070346 · form4.xml · nonDerivative · entry 1

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 14:40 UTC Exercise / conversionRestricted Share Units · Derivative 1,521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070342 · form4.xml · derivative · entry 4

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,525

Underlying: Common Stock · 1,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F3 · derivative.expiration_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 14:40 UTC Tax withholdingCommon Stock 508 $40.90 $20,777.20
Disclosure

SEC source: 0001127602-16-070342 · form4.xml · nonDerivative · entry 2

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,138

Read SEC document
December 15, 2016 Filed Dec 19, 2016 14:40 UTC Exercise / conversionCommon Stock 1,521 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070342 · form4.xml · nonDerivative · entry 1

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 14:33 UTC
KEENE S TURNEREVP, Chief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 3,101 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070340 · form4.xml · derivative · entry 4

KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,457

Underlying: Common Stock · 3,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSUs cliff vest on the two year anniversary date of the grant, subject to continued employment of the reporting person. On the vesting date, the reporting person will receive one share of Common Stock for each RSU.

F3 · derivative.expiration_date: The RSUs cliff vest on the two year anniversary date of the grant, subject to continued employment of the reporting person. On the vesting date, the reporting person will receive one share of Common Stock for each RSU.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 14:33 UTC
KEENE S TURNEREVP, Chief Financial Officer
Tax withholdingCommon Stock 1,035 $40.90 $42,331.50
Disclosure

SEC source: 0001127602-16-070340 · form4.xml · nonDerivative · entry 2

KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,197

Read SEC document
December 15, 2016 Filed Dec 19, 2016 14:33 UTC
KEENE S TURNEREVP, Chief Financial Officer
Exercise / conversionCommon Stock 3,101 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070340 · form4.xml · nonDerivative · entry 1

KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 14:25 UTC
LALLY JAMES BRIANExecutive Vice President
Exercise / conversionRestricted Share Units · Derivative 555 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070338 · form4.xml · derivative · entry 5

LALLY JAMES BRIAN · CIK 0001674404 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556

Underlying: Common Stock · 555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F4 · derivative.expiration_date: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 14:25 UTC
LALLY JAMES BRIANExecutive Vice President
Tax withholdingCommon Stock 186 $40.90 $7,607.40
Disclosure

SEC source: 0001127602-16-070338 · form4.xml · nonDerivative · entry 2

LALLY JAMES BRIAN · CIK 0001674404 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,621

Read SEC document
December 15, 2016 Filed Dec 19, 2016 14:25 UTC
LALLY JAMES BRIANExecutive Vice President
Exercise / conversionCommon Stock 555 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070338 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 14:22 UTC SaleCommon Stock 2,000 $40.30 $80,600.00
Disclosure

SEC source: 0001127602-16-070070 · form4.xml · nonDerivative · entry 1

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,125

Read SEC document
December 13, 2016 Filed Dec 15, 2016 14:20 UTC
BAUCHE DOUGLASChief Credit Officer
SaleCommon Stock 600 $40.30 $24,180.00
Disclosure

SEC source: 0001127602-16-070068 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90

Read SEC document
December 13, 2016 Filed Dec 15, 2016 14:18 UTC
BENOIST PETERDirector · President & CEO
Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative 2,900 $0.00 Strike: $30.17 $0.00
Disclosure

SEC source: 0001127602-16-070066 · form4.xml · derivative · entry 5

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,900 shares

Expires 2017-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 33% per year for three years

Read SEC document
December 13, 2016 Filed Dec 15, 2016 14:18 UTC
BENOIST PETERDirector · President & CEO
SaleCommon Stock 2,900 $40.29 $116,841.00
Disclosure

SEC source: 0001127602-16-070066 · form4.xml · nonDerivative · entry 2

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,315

Read SEC document
December 13, 2016 Filed Dec 15, 2016 14:18 UTC
BENOIST PETERDirector · President & CEO
Exercise / conversionCommon Stock 2,900 $30.17 $87,493.00
Disclosure

SEC source: 0001127602-16-070066 · form4.xml · nonDerivative · entry 1

BENOIST PETER · CIK 0001195552 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 15:22 UTC GrantCommon Stock 327 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069813 · form4.xml · nonDerivative · entry 1

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 56,784

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

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December 09, 2016 Filed Dec 13, 2016 15:20 UTC
MURPHY JAMESDirector
GrantCommon Stock 205 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069811 · form4.xml · nonDerivative · entry 1

MURPHY JAMES · CIK 0001203648 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 36,731

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

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December 09, 2016 Filed Dec 13, 2016 15:18 UTC GrantCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069809 · form4.xml · nonDerivative · entry 1

Holmes Michael · CIK 0001347962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,816

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

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December 09, 2016 Filed Dec 13, 2016 15:17 UTC GrantCommon Stock 388 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069807 · form4.xml · nonDerivative · entry 1

HEETER JUDITH S · CIK 0001541798 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 10,471

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.