Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2018 Filed Mar 19, 2018 20:58 UTC |
Port Michael HarryCFO & Secretary
|
Exercise / conversionCommon Stock | 1,173 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-18-000016 · wf-form4_152149309777519.xml · nonDerivative · entry 1 Port Michael Harry · CIK 0001682287 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 21:27 UTC |
Port Michael HarryCFO & Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 2,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-18-000014 · wf-form4_152106284893269.xml · derivative · entry 6 Port Michael Harry · CIK 0001682287 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,723 Underlying: Common Stock · 2,838 shares Expires 2020-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · derivative.exercise_date: Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 21:27 UTC |
Port Michael HarryCFO & Secretary
|
Tax withholdingCommon Stock | 998 | $2.62 | $2,614.76 |
DisclosureSEC source: 0000924168-18-000014 · wf-form4_152106284893269.xml · nonDerivative · entry 2 Port Michael Harry · CIK 0001682287 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,860 Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 21:27 UTC |
Port Michael HarryCFO & Secretary
|
Exercise / conversionCommon Stock | 2,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-18-000014 · wf-form4_152106284893269.xml · nonDerivative · entry 1 Port Michael Harry · CIK 0001682287 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Feb 27, 2018 22:57 UTC |
Tewksbury Ted L IIIDirector · Chairman, CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 16,481 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-18-000011 · wf-form4_151977225604699.xml · derivative · entry 3 Tewksbury Ted L III · CIK 0001375681 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,962 Underlying: Common Stock · 16,481 shares Expires 2020-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · derivative.exercise_date: Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 22:59 UTC |
Port Michael HarryCFO & Secretary
|
GrantRestricted Stock Units · Derivative | 49,167 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-18-000012 · wf-form4_151977237111480.xml · derivative · entry 2 Port Michael Harry · CIK 0001682287 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,167 Underlying: Common Stock · 49,167 shares Expires 2021-02-27 F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · derivative.exercise_date: Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 22:57 UTC |
Tewksbury Ted L IIIDirector · Chairman, CEO & President
|
GrantRestricted Stock Units · Derivative | 165,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-18-000011 · wf-form4_151977225604699.xml · derivative · entry 2 Tewksbury Ted L III · CIK 0001375681 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,300 Underlying: Common Stock · 165,300 shares Expires 2021-02-27 F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · derivative.exercise_date: Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 22:57 UTC |
Tewksbury Ted L IIIDirector · Chairman, CEO & President
|
Exercise / conversionCommon Stock | 16,481 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-18-000011 · wf-form4_151977225604699.xml · nonDerivative · entry 1 Tewksbury Ted L III · CIK 0001375681 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2018 Filed Jan 3, 2018 22:25 UTC |
Tewksbury Ted L IIIDirector · Chairman, CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 20,621 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000924168-18-000004 · wf-form4_151501828798474.xml · derivative · entry 2 Tewksbury Ted L III · CIK 0001375681 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,621 shares Expires 2018-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on 01/03/2018. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:25 UTC |
Tewksbury Ted L IIIDirector · Chairman, CEO & President
|
GrantCommon Stock | 4,612 | $2.08 | $9,604.49 |
DisclosureSEC source: 0000924168-18-000004 · wf-form4_151501828798474.xml · nonDerivative · entry 1 Tewksbury Ted L III · CIK 0001375681 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,278 F1 · kind: Shares acquired through the Energy Focus, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:24 UTC |
Port Michael HarryCFO & Secretary
|
GrantCommon Stock | 3,001 | $2.08 | $6,249.58 |
DisclosureSEC source: 0000924168-18-000003 · wf-form4_151501823148906.xml · nonDerivative · entry 1 Port Michael Harry · CIK 0001682287 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,020 F1 · kind: Shares acquired through the Energy Focus, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 21:13 UTC |
Port Michael HarryCFO & Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 1,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000924168-17-000064 · wf-form4_150300440394669.xml · derivative · entry 2 Port Michael Harry · CIK 0001682287 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: Common Stock · 1,666 shares Expires 2019-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · derivative.exercise_date: Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 21:13 UTC |
Port Michael HarryCFO & Secretary
|
Exercise / conversionCommon Stock | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-17-000064 · wf-form4_150300440394669.xml · nonDerivative · entry 1 Port Michael Harry · CIK 0001682287 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:16 UTC |
Port Michael HarryCFO & Secretary
|
GrantCommon Stock | 1,416 | $2.24 | $3,165.47 |
DisclosureSEC source: 0000924168-17-000056 · wf-form4_149928577566858.xml · nonDerivative · entry 1 Port Michael Harry · CIK 0001682287 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,353 F1 · kind: Shares acquired through the Energy Focus, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 20:43 UTC |
BLACK RONALD DDirector
|
GrantRestricted Stock Units · Derivative | 18,443 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000924168-17-000054 · wf-form4_149816422386234.xml · derivative · entry 2 BLACK RONALD D · CIK 0001222711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,443 Underlying: Common Stock · 18,443 shares Expires not disclosed F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F1 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F1 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 20:41 UTC |
Ramelot Michael RushDirector
|
GrantRestricted Stock Units · Derivative | 18,443 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000924168-17-000052 · wf-form4_149816407445137.xml · derivative · entry 2 Ramelot Michael Rush · CIK 0001588430 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,443 Underlying: Common Stock · 18,443 shares Expires not disclosed F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F1 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F1 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 20:38 UTC |
Dorchak GlendaDirector
|
GrantRestricted Stock Units · Derivative | 18,443 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000924168-17-000050 · wf-form4_149816387042237.xml · derivative · entry 2 Dorchak Glenda · CIK 0001468620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,443 Underlying: Common Stock · 18,443 shares Expires not disclosed F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F1 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F1 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 20:33 UTC |
Eisenberg MarcDirector
|
GrantRestricted Stock Units · Derivative | 18,443 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000924168-17-000048 · wf-form4_149816358913776.xml · derivative · entry 2 Eisenberg Marc · CIK 0001373773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,443 Underlying: Common Stock · 18,443 shares Expires not disclosed F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F1 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F1 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 20:31 UTC |
Cohen WilliamDirector
|
GrantRestricted Stock Units · Derivative | 18,443 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000924168-17-000046 · wf-form4_149816344434674.xml · derivative · entry 3 Cohen William · CIK 0001584227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,443 Underlying: Common Stock · 18,443 shares Expires not disclosed F3 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:02 UTC |
Luo JiangangDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 11,484 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000924168-17-000040 · wf-form4_149790610977608.xml · derivative · entry 3 Luo Jiangang · CIK 0001588515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,484 shares Expires 2017-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:02 UTC |
Luo JiangangDirector
|
Exercise / conversionCommon Stock | 11,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-17-000040 · wf-form4_149790610977608.xml · nonDerivative · entry 1 Luo Jiangang · CIK 0001588515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:57 UTC |
Ramelot Michael RushDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 11,484 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000924168-17-000037 · wf-form4_149790583753904.xml · derivative · entry 2 Ramelot Michael Rush · CIK 0001588430 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,484 shares Expires 2017-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:57 UTC |
Ramelot Michael RushDirector
|
Exercise / conversionCommon Stock | 11,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-17-000037 · wf-form4_149790583753904.xml · nonDerivative · entry 1 Ramelot Michael Rush · CIK 0001588430 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:04 UTC |
Eisenberg MarcDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 11,484 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000924168-17-000042 · wf-form4_149790626769807.xml · derivative · entry 2 Eisenberg Marc · CIK 0001373773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,484 shares Expires 2017-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:04 UTC |
Eisenberg MarcDirector
|
Exercise / conversionCommon Stock | 11,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-17-000042 · wf-form4_149790626769807.xml · nonDerivative · entry 1 Eisenberg Marc · CIK 0001373773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:03 UTC |
Cohen WilliamDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 11,484 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000924168-17-000041 · wf-form4_149790618852092.xml · derivative · entry 3 Cohen William · CIK 0001584227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,484 shares Expires 2017-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:03 UTC |
Cohen WilliamDirector
|
Exercise / conversionCommon Stock | 11,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-17-000041 · wf-form4_149790618852092.xml · nonDerivative · entry 1 Cohen William · CIK 0001584227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:59 UTC |
Dorchak GlendaDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 11,484 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000924168-17-000038 · wf-form4_149790594988530.xml · derivative · entry 2 Dorchak Glenda · CIK 0001468620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,484 shares Expires 2017-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:59 UTC |
Dorchak GlendaDirector
|
Exercise / conversionCommon Stock | 11,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-17-000038 · wf-form4_149790594988530.xml · nonDerivative · entry 1 Dorchak Glenda · CIK 0001468620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:00 UTC |
BLACK RONALD DDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 11,484 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000924168-17-000039 · wf-form4_149790603633085.xml · derivative · entry 2 BLACK RONALD D · CIK 0001222711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,484 shares Expires 2017-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:00 UTC |
BLACK RONALD DDirector
|
Exercise / conversionCommon Stock | 11,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-17-000039 · wf-form4_149790603633085.xml · nonDerivative · entry 1 BLACK RONALD D · CIK 0001222711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2017 Filed May 19, 2017 20:31 UTC |
Tewksbury Ted L IIIDirector · Chairman, CEO & President
|
PurchaseCommon Stock | 3,333 | $3.13 | $10,445.29 |
DisclosureSEC source: 0000924168-17-000034 · wf-form4_149522590084939.xml · nonDerivative · entry 1 Tewksbury Ted L III · CIK 0001375681 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Read SEC document |
| May 08, 2017 Filed May 16, 2017 22:08 UTC |
Tewksbury Ted L IIIDirector · Chairman, CEO & President
|
PurchaseCommon Stock | 3,333 | $3.14 | $10,450.62 |
DisclosureSEC source: 0000924168-17-000032 · wf-form4_149497251657851.xml · nonDerivative · entry 1 Tewksbury Ted L III · CIK 0001375681 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:25 UTC |
Port Michael HarryCFO & Secretary
|
GrantRestricted Stock Units · Derivative | 19,307 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-17-000019 · wf-form4_149134470708841.xml · derivative · entry 3 Port Michael Harry · CIK 0001682287 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,307 Underlying: Common Stock · 19,307 shares Expires 2020-04-04 F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F3 · derivative.exercise_date: Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:25 UTC |
Port Michael HarryCFO & Secretary
|
GrantStock Option · Derivative | 28,961 | $0.00 Strike: $3.17 | $0.00 |
DisclosureSEC source: 0000924168-17-000019 · wf-form4_149134470708841.xml · derivative · entry 2 Port Michael Harry · CIK 0001682287 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,961 Underlying: Common Stock · 28,961 shares Expires 2027-04-03 F1 · derivative.exercise_date: Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:31 UTC |
White Bradley BrianCFO & Secretary
|
PurchaseCommon Stock | 1,075 | $3.12 | $3,354.00 |
DisclosureSEC source: 0000924168-17-000012 · wf-form4_148943705404261.xml · nonDerivative · entry 3 White Bradley Brian · CIK 0001692451 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Henry F. White Trust Account Disclosed balance after: 1,075 F2 · ownership.nature: The shares are held by the Henry F. White Trust Account, of which the Reporting Person is a trustee. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:31 UTC |
White Bradley BrianCFO & Secretary
|
PurchaseCommon Stock | 975 | $3.12 | $3,042.00 |
DisclosureSEC source: 0000924168-17-000012 · wf-form4_148943705404261.xml · nonDerivative · entry 2 White Bradley Brian · CIK 0001692451 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Hadley B. White Trust Account Disclosed balance after: 975 F1 · ownership.nature: The shares are held by the Hadley B. White Trust Account, of which the Reporting Person is a trustee. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:31 UTC |
White Bradley BrianCFO & Secretary
|
PurchaseCommon Stock | 1,600 | $3.13 | $5,008.00 |
DisclosureSEC source: 0000924168-17-000012 · wf-form4_148943705404261.xml · nonDerivative · entry 1 White Bradley Brian · CIK 0001692451 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:58 UTC |
Tewksbury Ted L IIIDirector · Chairman, CEO & President
|
GrantStock Option · Derivative | 74,165 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0000924168-17-000010 · wf-form4_148831911675003.xml · derivative · entry 2 Tewksbury Ted L III · CIK 0001375681 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,165 Underlying: Common Stock · 74,165 shares Expires 2027-02-27 F3 · derivative.exercise_date: Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:58 UTC |
Tewksbury Ted L IIIDirector · Chairman, CEO & President
|
GrantRestricted Stock Units · Derivative | 49,443 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-17-000010 · wf-form4_148831911675003.xml · derivative · entry 1 Tewksbury Ted L III · CIK 0001375681 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,064 Underlying: Common Stock · 49,443 shares Expires 2020-02-28 F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · derivative.exercise_date: Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:40 UTC |
White Bradley BrianCFO & Secretary
|
GrantStock Option · Derivative | 48,719 | $0.00 Strike: $4.49 | $0.00 |
DisclosureSEC source: 0000924168-17-000002 · wf-form4_148356601298217.xml · derivative · entry 2 White Bradley Brian · CIK 0001692451 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,198 Underlying: Common Stock · 48,719 shares Expires 2027-01-03 F3 · derivative.exercise_date: Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:40 UTC |
White Bradley BrianCFO & Secretary
|
GrantRestricted Stock Units · Derivative | 32,479 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-17-000002 · wf-form4_148356601298217.xml · derivative · entry 1 White Bradley Brian · CIK 0001692451 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,479 Underlying: Common Stock · 32,479 shares Expires 2020-01-03 F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · derivative.exercise_date: Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:39 UTC |
Tewksbury Ted L IIIDirector · Executive Chairman
|
GrantRestricted Stock Units · Derivative | 20,621 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-17-000001 · wf-form4_148356594168136.xml · derivative · entry 1 Tewksbury Ted L III · CIK 0001375681 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,621 Underlying: Common Stock · 20,621 shares Expires 2019-01-03 F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on 01/03/2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.