Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 26, 2025 Filed Dec 31, 2025 14:21 UTC |
Huang Chiao ChiehDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 262,009 | $2.29 | $600,000.61 |
DisclosureSEC source: 0001628280-25-059166 · wk-form4_1767190878.xml · nonDerivative · entry 1 Huang Chiao Chieh · CIK 0001964786 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,421,219 Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 10:04 UTC |
Huang Chiao ChiehDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 264,550 | $1.89 | $499,999.50 |
DisclosureSEC source: 0001628280-25-040712 · wk-form4_1755597890.xml · nonDerivative · entry 1 Huang Chiao Chieh · CIK 0001964786 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,159,210 Read SEC document |
| June 23, 2025 Filed Jun 23, 2025 11:07 UTC |
Huang Chiao ChiehDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 110,497 | $1.81 | $199,999.57 |
DisclosureSEC source: 0001628280-25-032522 · wk-form4_1750676814.xml · nonDerivative · entry 2 Huang Chiao Chieh · CIK 0001964786 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 894,660 Read SEC document |
| March 27, 2025 Filed Jun 23, 2025 11:07 UTC |
Huang Chiao ChiehDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 103,627 | $1.93 | $200,000.11 |
DisclosureSEC source: 0001628280-25-032522 · wk-form4_1750676814.xml · nonDerivative · entry 1 Huang Chiao Chieh · CIK 0001964786 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 784,163 Read SEC document |
| June 29, 2023 Filed Aug 8, 2023 18:34 UTC |
Huang Chiao ChiehDirector · 10% owner
|
GrantCommon Stock | 343,465 | $1.76 | $604,498.40 |
DisclosureSEC source: 0001964786-23-000002 · wk-form4_1691519671.xml · nonDerivative · entry 1 Huang Chiao Chieh · CIK 0001964786 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 680,536 F1 · kind: Rule 16b-3 exempt acquisition from the Issuer. Read SEC document |
| April 28, 2023 Filed May 2, 2023 21:22 UTC |
Warren James Raymond IIISVP, GC & Corp. Secretary
|
GrantStock Option (Right to buy) · Derivative | 30,000 | $0.43 Strike: $0.43 | $13,020.00 |
DisclosureSEC source: 0000924168-23-000053 · wf-form4_168306254172448.xml · derivative · entry 1 Warren James Raymond III · CIK 0001556919 · SVP, GC & Corp. Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2033-04-28 F1 · derivative.exercise_date: Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period. Read SEC document |
| April 28, 2023 Filed May 2, 2023 21:22 UTC |
Matt Lesley A.Chief Executive Officer
|
GrantStock Option (Right to buy) · Derivative | 40,000 | $0.43 Strike: $0.43 | $17,360.00 |
DisclosureSEC source: 0000924168-23-000052 · wf-form4_168306252544135.xml · derivative · entry 1 Matt Lesley A. · CIK 0001946762 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2033-04-28 F1 · derivative.exercise_date: Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period. Read SEC document |
| April 28, 2023 Filed Aug 8, 2023 18:33 UTC |
Gianas Randy HarrisonVP Operations & Engineering
|
GrantStock Option (Right to buy) · Derivative | 1,428 | $3.04 Strike: $3.04 | $4,341.12 |
DisclosureSEC source: 0001976444-23-000004 · wk-form4_1691519592.xml · derivative · entry 1 Gianas Randy Harrison · CIK 0001976444 · VP Operations & Engineering 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,428 Underlying: Common Stock · 1,428 shares Expires 2033-04-28 F1 · derivative.exercise_date: Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 20:40 UTC |
Huang GinaDirector · 10% owner
|
GrantCommon Stock | 500,000 | $0.50 | $250,000.00 |
DisclosureSEC source: 0000924168-23-000041 · wf-form4_168064083236256.xml · nonDerivative · entry 1 Huang Gina · CIK 0001600805 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,720,242 F1 · kind: Rule 16b-3 exempt acquisition from the Issuer. F2 · ownership.nature: Consists of 242,832 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"), 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 3,357,410 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang. Read SEC document |
| March 28, 2023 Filed Apr 4, 2023 20:41 UTC |
Huang Chiao ChiehDirector · 10% owner
|
GrantCommon Stock | 108,502 | $0.56 | $60,858.77 |
DisclosureSEC source: 0000924168-23-000042 · wf-form4_168064085943478.xml · nonDerivative · entry 1 Huang Chiao Chieh · CIK 0001964786 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,659,017 F1 · kind: Rule 16b-3 exempt acquisition from the Issuer. F2 · ownership.nature: Consists of 299,520 shares of common stock held by Sander Electronics and 2,359,497 shares held by Mr. Huang directly. Sander Electronics is a controlled affiliate of Mr. Huang. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 17:35 UTC |
Huang GinaDirector · 10% owner
|
GrantCommon Stock | 803,212 | $0.50 | $399,999.58 |
DisclosureSEC source: 0000924168-23-000026 · wf-form4_167760573759767.xml · nonDerivative · entry 1 Huang Gina · CIK 0001600805 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,220,242 F1 · kind: Rule 16b-3 exempt acquisition from the Issuer. F2 · ownership.nature: Consists of 242,832 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"). 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 2,857,410 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang. Read SEC document |
| January 17, 2023 Filed Feb 28, 2023 17:34 UTC |
Huang GinaDirector · 10% owner
|
GrantCommon Stock | 1,451,597 | $0.56 | $817,249.11 |
DisclosureSEC source: 0000924168-23-000023 · wf-form4_167760566505474.xml · nonDerivative · entry 1 Huang Gina · CIK 0001600805 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,417,030 F1 · kind: Rule 16b-3 exempt acquisition from the Issuer. F2 · ownership.nature: Consists of 242,832 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"). 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 2,054,198 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 17:26 UTC |
Huang GinaDirector · 10% owner
|
GrantCommon Stock | 325,803 | $0.46 | $149,999.70 |
DisclosureSEC source: 0000924168-23-000008 · wf-form4_167354439550174.xml · nonDerivative · entry 1 Huang Gina · CIK 0001600805 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 965,433 F1 · kind: Rule 16b-3 exempt acquisition from the Issuer. F2 · ownership.nature: Consists of 242,832 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"). 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 602,601 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 22:57 UTC |
Huang GinaDirector · 10% owner
|
GrantCommon Stock | 257,798 | $0.39 | $99,999.84 |
DisclosureSEC source: 0000924168-23-000004 · wf-form4_167330503683101.xml · nonDerivative · entry 1 Huang Gina · CIK 0001600805 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 639,630 F1 · kind: Rule 16b-3 exempt acquisition from the Issuer. F2 · ownership.nature: Consists of 242,832 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"). 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 276,798 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang. Read SEC document |
| September 28, 2022 Filed Sep 29, 2022 12:35 UTC |
Warren James Raymond IIISVP, GC & Corp. Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001556919-22-000006 · wf-form4_166445490225926.xml · derivative · entry 2 Warren James Raymond III · CIK 0001556919 · SVP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: Common Stock · 800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On September 28, 2020, the reporting person was granted 3,200 restricted stock units, which award vests in four equal annual installments beginning on September 28, 2021. F2 · derivative.expiration_date: On September 28, 2020, the reporting person was granted 3,200 restricted stock units, which award vests in four equal annual installments beginning on September 28, 2021. Read SEC document |
| September 28, 2022 Filed Sep 29, 2022 12:35 UTC |
Warren James Raymond IIISVP, GC & Corp. Secretary
|
Exercise / conversionCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001556919-22-000006 · wf-form4_166445490225926.xml · nonDerivative · entry 1 Warren James Raymond III · CIK 0001556919 · SVP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| September 12, 2022 Filed Sep 20, 2022 15:50 UTC |
Matt Lesley A.Chief Executive Officer
|
GrantStock Option (Right to buy) · Derivative | 150,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001946762-22-000004 · wf-form4_166368902100200.xml · derivative · entry 1 Matt Lesley A. · CIK 0001946762 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2032-09-12 F1 · derivative.exercise_date: Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period. Read SEC document |
| September 04, 2022 Filed Sep 28, 2022 20:22 UTC |
den Daas KajDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001307022-22-000007 · wf-form4_166439654232288.xml · derivative · entry 1 den Daas Kaj · CIK 0001307022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock F2 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| August 01, 2022 Filed Aug 23, 2022 19:16 UTC |
Griffin Clifford R.SVP, Corp. Controller & CAO
|
GrantStock Option (Right to buy) · Derivative | 6,000 | $0.74 Strike: $0.74 | $4,450.80 |
DisclosureSEC source: 0001941686-22-000004 · wf-form4_166128216573083.xml · derivative · entry 1 Griffin Clifford R. · CIK 0001941686 · SVP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2032-08-01 F1 · derivative.exercise_date: Date exercisable applies to one-fourth of the total shares subject to the stock option. The award vests in four equal annual installments beginning on August 1, 2023. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 15:09 UTC |
Socolof StephenDirector · Chairman and Interim CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001350862-22-000003 · wf-form4_165599698083192.xml · derivative · entry 2 Socolof Stephen · CIK 0001350862 · Director · Chairman and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On February 11, 2022, the reporting person was granted 5,000 restricted stock units that vested on June 22, 2022, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: On February 11, 2022, the reporting person was granted 5,000 restricted stock units that vested on June 22, 2022, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 15:09 UTC |
Socolof StephenDirector · Chairman and Interim CEO
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001350862-22-000003 · wf-form4_165599698083192.xml · nonDerivative · entry 1 Socolof Stephen · CIK 0001350862 · Director · Chairman and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 15:08 UTC |
Politziner PhilipDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001669593-22-000003 · wf-form4_165599687085458.xml · derivative · entry 2 Politziner Philip · CIK 0001669593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On February 11, 2022, the reporting person was granted 5,000 restricted stock units that vested on June 22, 2022, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: On February 11, 2022, the reporting person was granted 5,000 restricted stock units that vested on June 22, 2022, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 15:08 UTC |
Politziner PhilipDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001669593-22-000003 · wf-form4_165599687085458.xml · nonDerivative · entry 1 Politziner Philip · CIK 0001669593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 15:05 UTC |
Lagarto Brian JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001913820-22-000006 · wf-form4_165599672348410.xml · derivative · entry 2 Lagarto Brian J · CIK 0001913820 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On February 19, 2022, the reporting person was granted 10,000 restricted stock units that vested on June 22, 2022, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: On February 19, 2022, the reporting person was granted 10,000 restricted stock units that vested on June 22, 2022, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 15:05 UTC |
Lagarto Brian JDirector
|
Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001913820-22-000006 · wf-form4_165599672348410.xml · nonDerivative · entry 1 Lagarto Brian J · CIK 0001913820 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 15:03 UTC |
Parker Jeffery RobertDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001479183-22-000007 · wf-form4_165599660057011.xml · derivative · entry 2 Parker Jeffery Robert · CIK 0001479183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On February 22, 2022, the reporting person was granted 10,000 restricted stock units that vested on June 22, 2022, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: On February 22, 2022, the reporting person was granted 10,000 restricted stock units that vested on June 22, 2022, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 15:03 UTC |
Parker Jeffery RobertDirector
|
Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001479183-22-000007 · wf-form4_165599660057011.xml · nonDerivative · entry 1 Parker Jeffery Robert · CIK 0001479183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 15:01 UTC |
Huang GinaDirector · 10% owner
Jag International Co Ltd.10% owner
Brilliant Start Enterprise, Inc.10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001600805-22-000004 · wf-form4_165599648031704.xml · derivative · entry 2 Huang Gina · CIK 0001600805 · Director · 10% owner Jag International Co Ltd. · CIK 0001544485 · 10% owner Brilliant Start Enterprise, Inc. · CIK 0001600870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On February 11, 2022, Ms. Huang was granted 5,000 restricted stock units that vested June 22, 2022, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F3 · derivative.expiration_date: On February 11, 2022, Ms. Huang was granted 5,000 restricted stock units that vested June 22, 2022, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F4 · ownership.direct: The restricted stock units were held directly by Ms. Huang. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 15:01 UTC |
Huang GinaDirector · 10% owner
Jag International Co Ltd.10% owner
Brilliant Start Enterprise, Inc.10% owner
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001600805-22-000004 · wf-form4_165599648031704.xml · nonDerivative · entry 1 Huang Gina · CIK 0001600805 · Director · 10% owner Jag International Co Ltd. · CIK 0001544485 · 10% owner Brilliant Start Enterprise, Inc. · CIK 0001600870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 381,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · ownership.nature: Consists of 242,832 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"), 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 19,000 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 14:59 UTC |
Cheng Jennifer YDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001555300-22-000003 · wf-form4_165599634237344.xml · derivative · entry 2 Cheng Jennifer Y · CIK 0001555300 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On February 11, 2022, the reporting person was granted 5,000 restricted stock units that vested on June 22, 2022, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: On February 11, 2022, the reporting person was granted 5,000 restricted stock units that vested on June 22, 2022, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 14:59 UTC |
Cheng Jennifer YDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001555300-22-000003 · wf-form4_165599634237344.xml · nonDerivative · entry 1 Cheng Jennifer Y · CIK 0001555300 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| February 22, 2022 Filed Mar 16, 2022 20:54 UTC |
Parker Jeffery RobertDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001479183-22-000005 · wf-form4_164746405821114.xml · derivative · entry 1 Parker Jeffery Robert · CIK 0001479183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock F2 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| February 19, 2022 Filed Mar 1, 2022 19:22 UTC |
Lagarto Brian JDirector
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GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001913820-22-000004 · wf-form4_164616251579066.xml · derivative · entry 1 Lagarto Brian J · CIK 0001913820 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock F2 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 19:23 UTC |
Politziner PhilipDirector
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GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001669593-22-000002 · wf-form4_164495298051842.xml · derivative · entry 1 Politziner Philip · CIK 0001669593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 19:20 UTC |
Socolof StephenDirector · Interim CEO
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GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001350862-22-000002 · wf-form4_164495282889823.xml · derivative · entry 1 Socolof Stephen · CIK 0001350862 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 19:21 UTC |
Huang GinaDirector · 10% owner
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GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001600805-22-000002 · wf-form4_164495289845940.xml · derivative · entry 1 Huang Gina · CIK 0001600805 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 19:18 UTC |
NESTOR TOD ACOO and CFO
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GrantStock Option (Right to buy) · Derivative | 20,000 | $0.00 Strike: $1.48 | $0.00 |
DisclosureSEC source: 0001399090-22-000002 · wf-form4_164495266310326.xml · derivative · entry 1 NESTOR TOD A · CIK 0001399090 · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2032-02-11 F1 · derivative.exercise_date: Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 19:19 UTC |
Warren James Raymond IIISVP, GC & Corp. Secretary
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GrantStock Option (Right to buy) · Derivative | 15,000 | $0.00 Strike: $1.48 | $0.00 |
DisclosureSEC source: 0001556919-22-000002 · wf-form4_164495274796022.xml · derivative · entry 1 Warren James Raymond III · CIK 0001556919 · SVP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2032-02-11 F1 · derivative.exercise_date: Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 19:16 UTC |
Cheng Jennifer YDirector
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GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001555300-22-000002 · wf-form4_164495257778791.xml · derivative · entry 1 Cheng Jennifer Y · CIK 0001555300 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| February 11, 2022 Filed Feb 17, 2022 15:46 UTC Amendment |
Huang GinaDirector · 10% owner
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GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001600805-22-000003 · wf-form4a_164511275230894.xml · derivative · entry 1 Huang Gina · CIK 0001600805 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock F2 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| February 11, 2022 Filed Feb 17, 2022 15:41 UTC Amendment |
Warren James Raymond IIISVP, GC & Corp. Secretary
|
GrantStock Option (Right to buy) · Derivative | 15,000 | $1.48 Strike: $1.48 | $22,200.00 |
DisclosureSEC source: 0001556919-22-000004 · wf-form4a_164511245556599.xml · derivative · entry 1 Warren James Raymond III · CIK 0001556919 · SVP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2032-02-11 F1 · derivative.exercise_date: Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period. Read SEC document |
| February 11, 2022 Filed Feb 23, 2022 19:23 UTC |
Galluccio Gregory SSr. VP, Product Mgmt & Engin.
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GrantStock Option (Right to buy) · Derivative | 15,000 | $0.00 Strike: $1.48 | $0.00 |
DisclosureSEC source: 0001912759-22-000005 · wf-form4_164564422447064.xml · derivative · entry 1 Galluccio Gregory S · CIK 0001912759 · Sr. VP, Product Mgmt & Engin. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2032-02-11 F1 · derivative.exercise_date: Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period. Read SEC document |
| September 28, 2021 Filed Sep 29, 2021 13:23 UTC |
Warren James Raymond IIISVP, GC & Corp. Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001556919-21-000004 · wf-form4_163292181340728.xml · derivative · entry 2 Warren James Raymond III · CIK 0001556919 · SVP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On September 28, 2020, the reporting person was granted 3,200 restricted stock units, which award vests in four equal annual installments beginning on September 28, 2021. F2 · derivative.expiration_date: On September 28, 2020, the reporting person was granted 3,200 restricted stock units, which award vests in four equal annual installments beginning on September 28, 2021. Read SEC document |
| September 28, 2021 Filed Sep 29, 2021 13:23 UTC |
Warren James Raymond IIISVP, GC & Corp. Secretary
|
Exercise / conversionCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001556919-21-000004 · wf-form4_163292181340728.xml · nonDerivative · entry 1 Warren James Raymond III · CIK 0001556919 · SVP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 13:48 UTC |
Politziner PhilipDirector
|
PurchaseCommon Stock | 3,000 | $3.35 | $10,050.00 |
DisclosureSEC source: 0001669593-21-000006 · wf-form4_163007210140525.xml · nonDerivative · entry 1 Politziner Philip · CIK 0001669593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,400 Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 15:11 UTC |
Socolof StephenDirector
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PurchaseCommon Stock | 3,500 | $2.80 | $9,800.00 |
DisclosureSEC source: 0001350862-21-000006 · wf-form4_162947229476806.xml · nonDerivative · entry 1 Socolof Stephen · CIK 0001350862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:18 UTC |
Tu JamesDirector · Chairman and CEO · 10% owner
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PurchaseCommon Stock | 5,000 | $2.70 | $13,500.00 |
DisclosureSEC source: 0001564957-21-000006 · wf-form4_162931790807585.xml · nonDerivative · entry 1 Tu James · CIK 0001564957 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,851 F1 · balance_after: Mr. Tu directly owns 5,000 shares and has shared voting and dispositive power over 60,000 shares of common stock held by 5 Elements Global Fund L.P. ("Global Fund") and 184,851 shares of common stock held by Fusion Park LLC ("Fusion Park"). Global Fund and Fusion Park are controlled affiliates of Mr. Tu. Read SEC document |
| May 26, 2021 Filed May 27, 2021 10:53 UTC |
Cheng Jennifer YDirector
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Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001555300-21-000004 · wf-form4_162211279058245.xml · derivative · entry 2 Cheng Jennifer Y · CIK 0001555300 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On February 19, 2021, the reporting person was granted 10,000 restricted stock units that vested on May 26, 2021, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: On February 19, 2021, the reporting person was granted 10,000 restricted stock units that vested on May 26, 2021, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| May 26, 2021 Filed May 27, 2021 10:53 UTC |
Cheng Jennifer YDirector
|
Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001555300-21-000004 · wf-form4_162211279058245.xml · nonDerivative · entry 1 Cheng Jennifer Y · CIK 0001555300 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| May 26, 2021 Filed May 27, 2021 10:51 UTC |
Socolof StephenDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001350862-21-000004 · wf-form4_162211269481984.xml · derivative · entry 2 Socolof Stephen · CIK 0001350862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On February 19, 2021, the reporting person was granted 10,000 restricted stock units that vested on May 26, 2021, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: On February 19, 2021, the reporting person was granted 10,000 restricted stock units that vested on May 26, 2021, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.