Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ENERGY FOCUS, INC/DE
Report date June 20, 2018 · Filed June 22, 2018
Section 16 reporting ended · disclosed 2018-06-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 663,622 |
Reported balance
After 2018-06-20 transaction · row 1
1 source rowRow 1 · 2018-06-20 · Exercise / conversion · Acquired 18,443 · Balance 663,622 F1: Restricted stock units convert into Common Stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2018-06-20 | Direct | 0 |
Reported balance
After 2018-06-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-06-20 · Exercise / conversion · Disposed 18,443 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F1: Restricted stock units convert into Common Stock on a one-for-one basis. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.36 · Expires 2025-07-23 | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2018-06-20 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 5,000 F3: Date applies to 1/12th of the total as options vest monthly over a twelve month period. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.50 · Expires 2024-07-15 | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2018-06-20 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,000 F3: Date applies to 1/12th of the total as options vest monthly over a twelve month period. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Common Stock on a one-for-one basis.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
F3: Date applies to 1/12th of the total as options vest monthly over a twelve month period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2018 Filed Jun 22, 2018 22:08 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | Exercise / conversionRestricted Stock Units · Derivative | 18,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000924168-18-000050 · wf-form4_152970531892747.xml · derivative · entry 2 Cohen William · CIK 0001584227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,443 shares Expires 2018-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 22:08 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | Exercise / conversionCommon Stock | 18,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000924168-18-000050 · wf-form4_152970531892747.xml · nonDerivative · entry 1 Cohen William · CIK 0001584227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 20:31 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | GrantRestricted Stock Units · Derivative | 18,443 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000924168-17-000046 · wf-form4_149816344434674.xml · derivative · entry 3 Cohen William · CIK 0001584227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,443 Underlying: Common Stock · 18,443 shares Expires not disclosed F3 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F2 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:03 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | Exercise / conversionRestricted Stock Units · Derivative | 11,484 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000924168-17-000041 · wf-form4_149790618852092.xml · derivative · entry 3 Cohen William · CIK 0001584227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,484 shares Expires 2017-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:03 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | Exercise / conversionCommon Stock | 11,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-17-000041 · wf-form4_149790618852092.xml · nonDerivative · entry 1 Cohen William · CIK 0001584227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.