Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENERGY FOCUS, INC/DEEFOI · Entity 7723 | Director | June 20, 2018 | June 22, 2018 |
| RAMBUS INCRMBS · Entity 3575 | Director · President & CEO | February 01, 2018 | February 06, 2018 |
| VERIFONE SYSTEMS, INC.PAY · Entity 164071 | Director | April 02, 2018 | April 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENERGY FOCUS, INC/DE
Report date June 20, 2018 · Filed June 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,427 |
Reported balance
After 2018-06-20 transaction · row 1
1 source rowRow 1 · 2018-06-20 · Exercise / conversion · Acquired 18,443 · Balance 32,427 F1: Restricted stock units convert into Common Stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2018-06-20 | Direct | 0 |
Reported balance
After 2018-06-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-06-20 · Exercise / conversion · Disposed 18,443 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F1: Restricted stock units convert into Common Stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,000 |
Reported balance
After 2018-06-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-06-20 · Grant · Acquired 15,000 · Balance 15,000 F2: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F1: Restricted stock units convert into Common Stock on a one-for-one basis. F3: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Common Stock on a one-for-one basis.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
F3: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.
RAMBUS INC
Report date February 01, 2018 · Filed February 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 976,371 |
Ending reported balance
After 2018-02-02 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-02-01 · Tax withholding · Disposed 13,427 · Balance 788,419 F1: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Row 2 · 2018-02-01 · Grant · Acquired 57,813 · Balance 846,232 F2: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2019 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Row 3 · 2018-02-01 · Grant · Acquired 213,057 · Balance 1,059,289 F3: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 1, 2020 based upon assessed achievement of the Company's targeted pro forma operating margin for fiscal year 2016 and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock. Row 4 · 2018-02-02 · Tax withholding · Disposed 82,918 · Balance 976,371 F1: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.84 · Expires 2028-02-01 | Direct | 217,755 |
Reported balance
After 2018-02-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-01 · Grant · Acquired 217,755 · Balance 217,755 F4: One-tenth of the shares subject to the option vest on August 1, 2018 and the remaining shares vest in equal monthly installments until fully vested on February 1, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.
F2: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2019 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock.
F3: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 1, 2020 based upon assessed achievement of the Company's targeted pro forma operating margin for fiscal year 2016 and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock.
F4: One-tenth of the shares subject to the option vest on August 1, 2018 and the remaining shares vest in equal monthly installments until fully vested on February 1, 2022.
VERIFONE SYSTEMS, INC.
Report date April 02, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,650 |
Reported balance
After 2018-04-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-04-02 · Grant · Acquired 9,650 · Balance 9,650 F1: 100% of these restricted stock units will vest on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: 100% of these restricted stock units will vest on the first anniversary of the grant date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ULTRATECH INC
Report date May 26, 2017 · Filed May 31, 2017
Section 16 reporting ended · disclosed 2017-05-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-05-26 · Disposition to issuer · Disposed 3,750 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger dated February 2, 2017 by and among Ultratech, Inc. ("Ultratech"), Veeco Instruments Inc., a Delaware corporation ("Veeco") and Ulysses Acquisition Subsidiary Corp., a Delaware corporation and a wholly owned subsidiary of Veeco (the "Merger Agreement"), whereby each share of Ultratech common stock outstanding immediately prior to the closing of the transactions contemplated under the Merger Agreement (the "Merger") was converted into the right to receive (i) $21.75 in cash without interest (the "Cash Consideration") and (ii) 0.2675 of a share of Veeco common stock (the "Stock Consideration"). The number of shares includes 3,750 Ultratech restricted stock units that were outstanding and vested at the time of the Merger ("Vested RSUs") and 0 Ultratech restricted stock units that remained outstanding and unvested at the time of the Merger ("Unvested RSUs"). F2: In connection with the Merger, each Vested RSU was cancelled and converted into the right to receive the sum of (a) the Cash Consideration, plus (b) the product of (i) the Stock Consideration multiplied by (ii) the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ( the "Equity Award Merger Consideration"). In connection with the Merger, each Unvested RSU was assumed by Veeco and converted into the right to receive a number of shares of Veeco common stock (with the number of shares of Veeco common stock determined by dividing the Equity Award Merger Consideration by the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger dated February 2, 2017 by and among Ultratech, Inc. ("Ultratech"), Veeco Instruments Inc., a Delaware corporation ("Veeco") and Ulysses Acquisition Subsidiary Corp., a Delaware corporation and a wholly owned subsidiary of Veeco (the "Merger Agreement"), whereby each share of Ultratech common stock outstanding immediately prior to the closing of the transactions contemplated under the Merger Agreement (the "Merger") was converted into the right to receive (i) $21.75 in cash without interest (the "Cash Consideration") and (ii) 0.2675 of a share of Veeco common stock (the "Stock Consideration"). The number of shares includes 3,750 Ultratech restricted stock units that were outstanding and vested at the time of the Merger ("Vested RSUs") and 0 Ultratech restricted stock units that remained outstanding and unvested at the time of the Merger ("Unvested RSUs").
F2: In connection with the Merger, each Vested RSU was cancelled and converted into the right to receive the sum of (a) the Cash Consideration, plus (b) the product of (i) the Stock Consideration multiplied by (ii) the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ( the "Equity Award Merger Consideration"). In connection with the Merger, each Unvested RSU was assumed by Veeco and converted into the right to receive a number of shares of Veeco common stock (with the number of shares of Veeco common stock determined by dividing the Equity Award Merger Consideration by the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2018 Filed Jun 22, 2018 22:04 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | GrantRestricted Stock Units · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000924168-18-000048 · wf-form4_152970504876913.xml · derivative · entry 3 BLACK RONALD D · CIK 0001222711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F3 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 22:04 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | Exercise / conversionRestricted Stock Units · Derivative | 18,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000924168-18-000048 · wf-form4_152970504876913.xml · derivative · entry 2 BLACK RONALD D · CIK 0001222711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,443 shares Expires 2018-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 22:04 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | Exercise / conversionCommon Stock | 18,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000924168-18-000048 · wf-form4_152970504876913.xml · nonDerivative · entry 1 BLACK RONALD D · CIK 0001222711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 19:48 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | GrantRestricted Stock Units · Derivative | 9,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023938 · doc4.xml · derivative · entry 1 BLACK RONALD D · CIK 0001222711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,650 Underlying: Common Stock, per value $0.01 per share · 9,650 shares Expires not disclosed F1 · derivative.exercise_price: 100% of these restricted stock units will vest on the first anniversary of the grant date. F1 · derivative.exercise_date: 100% of these restricted stock units will vest on the first anniversary of the grant date. F1 · derivative.expiration_date: 100% of these restricted stock units will vest on the first anniversary of the grant date. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 00:35 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 82,918 | $12.72 | $1,054,716.96 |
DisclosureSEC source: 0000899243-18-002956 · doc4.xml · nonDerivative · entry 4 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 976,371 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:35 UTC | RAMBUS INC RMBS · Entity 3575 | GrantEmployee stock option (right to buy) · Derivative | 217,755 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0000899243-18-002956 · doc4.xml · derivative · entry 5 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,755 Underlying: Common Stock · 217,755 shares Expires 2028-02-01 F4 · derivative.exercise_date: One-tenth of the shares subject to the option vest on August 1, 2018 and the remaining shares vest in equal monthly installments until fully vested on February 1, 2022. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:35 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 213,057 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002956 · doc4.xml · nonDerivative · entry 3 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,059,289 F3 · shares: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 1, 2020 based upon assessed achievement of the Company's targeted pro forma operating margin for fiscal year 2016 and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:35 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 57,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002956 · doc4.xml · nonDerivative · entry 2 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,232 F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2019 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:35 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 13,427 | $12.84 | $172,402.68 |
DisclosureSEC source: 0000899243-18-002956 · doc4.xml · nonDerivative · entry 1 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,419 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 23:38 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 170,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047542 · doc4.xml · nonDerivative · entry 1 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801,846 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. The restricted stock units vest in three equal annual installments beginning on August 1, 2018 or the first business trading day thereafter. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 20:43 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | GrantRestricted Stock Units · Derivative | 18,443 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000924168-17-000054 · wf-form4_149816422386234.xml · derivative · entry 2 BLACK RONALD D · CIK 0001222711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,443 Underlying: Common Stock · 18,443 shares Expires not disclosed F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F1 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F1 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:00 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | Exercise / conversionRestricted Stock Units · Derivative | 11,484 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000924168-17-000039 · wf-form4_149790603633085.xml · derivative · entry 2 BLACK RONALD D · CIK 0001222711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,484 shares Expires 2017-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:00 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | Exercise / conversionCommon Stock | 11,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-17-000039 · wf-form4_149790603633085.xml · nonDerivative · entry 1 BLACK RONALD D · CIK 0001222711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 20:16 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 12,750 | $12.14 | $154,818.15 |
DisclosureSEC source: 0001209191-17-039142 · doc4.xml · nonDerivative · entry 1 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,171 F1 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.14 to $12.145. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 26, 2017 Filed May 31, 2017 18:25 UTC | ULTRATECH INC UTEK · Entity 175635 | Disposition to issuerCommon Stock | 3,750 | $30.16 | $113,100.00 |
DisclosureSEC source: 0000909791-17-000042 · edgardoc.xml · nonDerivative · entry 1 BLACK RONALD D · CIK 0001222711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger dated February 2, 2017 by and among Ultratech, Inc. ("Ultratech"), Veeco Instruments Inc., a Delaware corporation ("Veeco") and Ulysses Acquisition Subsidiary Corp., a Delaware corporation and a wholly owned subsidiary of Veeco (the "Merger Agreement"), whereby each share of Ultratech common stock outstanding immediately prior to the closing of the transactions contemplated under the Merger Agreement (the "Merger") was converted into the right to receive (i) $21.75 in cash without interest (the "Cash Consideration") and (ii) 0.2675 of a share of Veeco common stock (the "Stock Consideration"). The number of shares includes 3,750 Ultratech restricted stock units that were outstanding and vested at the time of the Merger ("Vested RSUs") and 0 Ultratech restricted stock units that remained outstanding and unvested at the time of the Merger ("Unvested RSUs"). F2 · balance_after: In connection with the Merger, each Vested RSU was cancelled and converted into the right to receive the sum of (a) the Cash Consideration, plus (b) the product of (i) the Stock Consideration multiplied by (ii) the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ( the "Equity Award Merger Consideration"). In connection with the Merger, each Unvested RSU was assumed by Veeco and converted into the right to receive a number of shares of Veeco common stock (with the number of shares of Veeco common stock determined by dividing the Equity Award Merger Consideration by the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ). Read SEC document |
| May 01, 2017 Filed May 3, 2017 23:16 UTC | RAMBUS INC RMBS · Entity 3575 | OtherCommon Stock | 2,057 | $10.33 | $21,243.67 |
DisclosureSEC source: 0001209191-17-029823 · doc4.xml · nonDerivative · entry 1 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,921 F1 · shares: Voluntarily reporting an exempt acquisition of 2,057 shares of Rambus common stock acquired through the Rambus Inc. 2015 Employee Stock Purchase Plan on May 1,2017. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:02 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 4,802 | $12.67 | $60,841.34 |
DisclosureSEC source: 0001209191-17-007694 · doc4.xml · nonDerivative · entry 4 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,864 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:02 UTC | RAMBUS INC RMBS · Entity 3575 | GrantEmployee Stock Option (right to buy) · Derivative | 197,753 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001209191-17-007694 · doc4.xml · derivative · entry 5 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,753 Underlying: Common Stock · 197,753 shares Expires 2027-02-01 F3 · derivative.exercise_date: One tenth of the shares subject to the option vest on August 1, 2017 and the remaining shares vest in equal monthly installments until they are fully vested on February 1, 2021. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:02 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 233,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007694 · doc4.xml · nonDerivative · entry 3 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,666 F2 · shares: Shares are represented by performance restricted stock units. Each performance restricted stock unit represents a contingent right to receive one share of RMBS common stock. The performance restricted stock units vest in full on February 1, 2019 based upon assessed achievement of the Company's targeted pro forma operating margin for Fiscal Year 2016 and continued service to the Company through the vest date. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:02 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 63,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007694 · doc4.xml · nonDerivative · entry 2 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,266 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. The restricted stock units vest in four equal annual installments beginning on February 1, 2018 or the first business trading day thereafter. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:02 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 9,103 | $12.80 | $116,518.40 |
DisclosureSEC source: 0001209191-17-007694 · doc4.xml · nonDerivative · entry 1 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,138 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.