Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENERGY FOCUS, INC/DEEFOI · Entity 7723 | CFO & Secretary | March 10, 2017 | March 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENERGY FOCUS, INC/DE
Report date March 10, 2017 · Filed March 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,600 |
Reported balance
After 2017-03-10 transaction · row 1
1 source rowRow 1 · 2017-03-10 · Purchase · Acquired 1,600 · Balance 1,600 |
| Common StockSEC Table I · non-derivative | IndirectHadley B. White Trust Account | 975 |
Reported balance
After 2017-03-10 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-03-10 · Purchase · Acquired 975 · Balance 975 F1: The shares are held by the Hadley B. White Trust Account, of which the Reporting Person is a trustee. |
| Common StockSEC Table I · non-derivative | IndirectHenry F. White Trust Account | 1,075 |
Reported balance
After 2017-03-10 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-03-10 · Purchase · Acquired 1,075 · Balance 1,075 F2: The shares are held by the Henry F. White Trust Account, of which the Reporting Person is a trustee. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.49 · Expires 2027-01-03 | Direct | 81,198 |
Reported balance
Holding disclosure · report date 2017-03-10 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 81,198 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-01-03 | Direct | 32,479 |
Reported balance
Holding disclosure · report date 2017-03-10 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 32,479 F3: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held by the Hadley B. White Trust Account, of which the Reporting Person is a trustee.
F2: The shares are held by the Henry F. White Trust Account, of which the Reporting Person is a trustee.
F3: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2017 Filed Mar 13, 2017 20:31 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | PurchaseCommon Stock | 1,075 | $3.12 | $3,354.00 |
DisclosureSEC source: 0000924168-17-000012 · wf-form4_148943705404261.xml · nonDerivative · entry 3 White Bradley Brian · CIK 0001692451 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Henry F. White Trust Account Disclosed balance after: 1,075 F2 · ownership.nature: The shares are held by the Henry F. White Trust Account, of which the Reporting Person is a trustee. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:31 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | PurchaseCommon Stock | 975 | $3.12 | $3,042.00 |
DisclosureSEC source: 0000924168-17-000012 · wf-form4_148943705404261.xml · nonDerivative · entry 2 White Bradley Brian · CIK 0001692451 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Hadley B. White Trust Account Disclosed balance after: 975 F1 · ownership.nature: The shares are held by the Hadley B. White Trust Account, of which the Reporting Person is a trustee. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:31 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | PurchaseCommon Stock | 1,600 | $3.13 | $5,008.00 |
DisclosureSEC source: 0000924168-17-000012 · wf-form4_148943705404261.xml · nonDerivative · entry 1 White Bradley Brian · CIK 0001692451 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:40 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | GrantStock Option · Derivative | 48,719 | $0.00 Strike: $4.49 | $0.00 |
DisclosureSEC source: 0000924168-17-000002 · wf-form4_148356601298217.xml · derivative · entry 2 White Bradley Brian · CIK 0001692451 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,198 Underlying: Common Stock · 48,719 shares Expires 2027-01-03 F3 · derivative.exercise_date: Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:40 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | GrantRestricted Stock Units · Derivative | 32,479 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-17-000002 · wf-form4_148356601298217.xml · derivative · entry 1 White Bradley Brian · CIK 0001692451 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,479 Underlying: Common Stock · 32,479 shares Expires 2020-01-03 F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · derivative.exercise_date: Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.