ECL

SEC source: 0001179110-17-003154 · edgar.xml · nonDerivative · entry 2

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,927

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

SEC source: 0001179110-17-003154 · edgar.xml · nonDerivative · entry 1

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,721

SEC source: 0001179110-17-000213 · edgar.xml · nonDerivative · entry 1

LEVIN JERRY W · CIK 0001189430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,520.96

F1 · balance_after: Includes 96.17 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-17-000207 · edgar.xml · nonDerivative · entry 3

GRUNDHOFER JERRY A · CIK 0001105789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,640.92

F1 · balance_after: Includes 141.30 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-17-000207 · edgar.xml · nonDerivative · entry 2

GRUNDHOFER JERRY A · CIK 0001105789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,233.88

SEC source: 0001179110-17-000204 · edgar.xml · nonDerivative · entry 2

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,954.62

F1 · balance_after: Includes 6.28 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-17-000204 · edgar.xml · nonDerivative · entry 1

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,725.12

SEC source: 0001179110-17-000233 · edgar.xml · nonDerivative · entry 1

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,753.57

F1 · balance_after: Includes 25.57 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-17-000222 · edgar.xml · nonDerivative · entry 2

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,314.08

F1 · balance_after: Includes 46.05 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-17-000222 · edgar.xml · nonDerivative · entry 1

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,002.29

SEC source: 0001179110-17-000230 · edgar.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,320.9

F1 · balance_after: Includes 5.7 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-17-000219 · edgar.xml · nonDerivative · entry 1

McKibben Tracy B · CIK 0001584119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,613.65

F1 · balance_after: Includes 3.58 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-17-000215 · edgar.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924.52

F1 · balance_after: Includes 1.52 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-17-000211 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,925.37

F1 · balance_after: Includes 10.51 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-17-000209 · edgar.xml · nonDerivative · entry 2

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,219.09

F1 · balance_after: Includes 40.02 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-17-000209 · edgar.xml · nonDerivative · entry 1

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,955.85

SEC source: 0001179110-17-000198 · edgar.xml · nonDerivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,860.11

F1 · balance_after: Includes 12.59 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-17-000198 · edgar.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,725.28

SEC source: 0001179110-17-000191 · edgar.xml · nonDerivative · entry 1

Casale Carl M · CIK 0001126218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,288.68

F1 · balance_after: Includes 6.19 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-17-000185 · edgar.xml · nonDerivative · entry 1

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,449.82

F1 · balance_after: Includes 97.29 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-17-000183 · edgar.xml · nonDerivative · entry 2

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,282.61

F1 · balance_after: Includes 58 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-17-000183 · edgar.xml · nonDerivative · entry 1

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,969.5

SEC source: 0001179110-16-033218 · edgar.xml · nonDerivative · entry 1

Hickey Michael A · CIK 0001343364 · EVP & Pres. Global Inst.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,257.065

SEC source: 0001179110-17-000207 · edgar.xml · nonDerivative · entry 1

GRUNDHOFER JERRY A · CIK 0001105789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,021.29

SEC source: 0001179110-16-032732 · edgar.xml · derivative · entry 3

Hickey Michael A · CIK 0001343364 · EVP & Pres. Global Inst.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,833

Underlying: Common Stock · 23,833 shares

Expires 2026-12-07

F3 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-16-032751 · edgar.xml · derivative · entry 3

SCHMECHEL DANIEL J · CIK 0001198768 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,750

Underlying: Common Stock · 35,750 shares

Expires 2026-12-07

F3 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-16-032757 · edgar.xml · derivative · entry 2

Wyant Jill S · CIK 0001559370 · EVP & Pres. - Global F&B

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,847

Underlying: Common Stock · 21,847 shares

Expires 2026-12-07

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-16-032721 · edgar.xml · derivative · entry 3

Beck Christophe · CIK 0001471500 · EVP & Pres-Global Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,833

Underlying: Common Stock · 23,833 shares

Expires 2026-12-07

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-16-032755 · edgar.xml · derivative · entry 2

Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,833

Underlying: Common Stock · 23,833 shares

Expires 2026-12-07

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-16-032753 · edgar.xml · derivative · entry 2

SEIFERT JAMES J · CIK 0001215481 · Ex.VP, Gen. Counsel & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,875

Underlying: Common Stock · 17,875 shares

Expires 2026-12-07

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-16-032748 · edgar.xml · derivative · entry 3

Mulhere Timothy P · CIK 0001540754 · EVP & Regions President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,833

Underlying: Common Stock · 23,833 shares

Expires 2026-12-07

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-16-032739 · edgar.xml · derivative · entry 2

Marsh Laurie M · CIK 0001479289 · Executive VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,917

Underlying: Common Stock · 11,917 shares

Expires 2026-12-07

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-16-032737 · edgar.xml · derivative · entry 3

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres.-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,861

Underlying: Common Stock · 19,861 shares

Expires 2026-12-07

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-16-032735 · edgar.xml · derivative · entry 3

Hughes Bryan L · CIK 0001608349 · Sr. VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,455

Underlying: Common Stock · 6,455 shares

Expires 2026-12-07

F3 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-16-032730 · edgar.xml · derivative · entry 7

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,722

Underlying: Common Stock · 39,722 shares

Expires 2026-12-07

F4 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-16-032726 · edgar.xml · derivative · entry 2

Blanco Alex N · CIK 0001566174 · EVP and Chief Supply Chain Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,903

Underlying: Common Stock · 13,903 shares

Expires 2026-12-07

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-16-032724 · edgar.xml · derivative · entry 3

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,889

Underlying: Common Stock · 15,889 shares

Expires 2026-12-07

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-16-032719 · edgar.xml · derivative · entry 5

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,679

Underlying: Common Stock · 188,679 shares

Expires 2026-12-07

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-16-032524 · edgar.xml · derivative · entry 3

Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,385

Underlying: Common Stock · 5,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 5, 2012, the reporting person was granted 21,540 restricted stock units, vesting as to 50% of the units on the third anniversary of the date of grant, 25% of the units on the fourth anniversary of the date of grant and 25% of the units on the fifth anniversary of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 5, 2012, the reporting person was granted 21,540 restricted stock units, vesting as to 50% of the units on the third anniversary of the date of grant, 25% of the units on the fourth anniversary of the date of grant and 25% of the units on the fifth anniversary of the date of grant, subject to continued employment.

SEC source: 0001179110-16-032524 · edgar.xml · nonDerivative · entry 2

Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,520

F2 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001179110-16-032524 · edgar.xml · nonDerivative · entry 1

Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001179110-16-032724 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,258

SEC source: 0001179110-16-030304 · edgar.xml · nonDerivative · entry 1

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,515.41

F1 · balance_after: Includes 23.88 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-16-030303 · edgar.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,102.61

F1 · balance_after: Includes 4.85 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-16-030300 · edgar.xml · nonDerivative · entry 2

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,789.7

F1 · balance_after: Includes 42.76 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

F2 · balance_after: Since the reporting person's last report, 1,000 shares previously reported as being indirectly held by means of the Robert Reich Trust were transferred to the reporting person pursuant to a domestic relations order.

SEC source: 0001179110-16-030300 · edgar.xml · nonDerivative · entry 1

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,489.5

SEC source: 0001179110-16-030298 · edgar.xml · nonDerivative · entry 1

McKibben Tracy B · CIK 0001584119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,397.48

F1 · balance_after: Includes 2.82 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-16-030296 · edgar.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710.41

F1 · balance_after: Includes 0.84 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-16-030295 · edgar.xml · nonDerivative · entry 1

LEVIN JERRY W · CIK 0001189430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,212.2

F1 · balance_after: Includes 91.50 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-16-030294 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,702.27

F1 · balance_after: Includes 9.45 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.