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LEVIN JERRY W

Disclosed activity across 1 company

Tapewire entity
177330
SEC CIK
0001189430

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ECOLAB INC.ECL · Entity 2954DirectorMarch 31, 2017April 04, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ECOLAB INC.

Report date March 31, 2017 · Filed April 04, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect32,821.44 Reported balance After 2017-03-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-03-31 · Grant · Acquired 199.49 · Balance 32,821.44

F1: Includes 100.99 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 100.99 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2017 Filed Apr 4, 2017 22:00 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 199.49 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005642 · edgar.xml · nonDerivative · entry 1

LEVIN JERRY W · CIK 0001189430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,821.44

F1 · balance_after: Includes 100.99 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 21:37 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 748 $124.49 $93,120.69
Disclosure

SEC source: 0001179110-17-004419 · edgar.xml · nonDerivative · entry 1

LEVIN JERRY W · CIK 0001189430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,520.96

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:15 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionNon-Employee Stock Option (Right to Buy) · Derivative 1,725 $0.00 Strike: $115.08 $0.00
Disclosure

SEC source: 0001179110-17-004150 · edgar.xml · derivative · entry 9

LEVIN JERRY W · CIK 0001189430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575

Underlying: Common Stock · 1,725 shares

Expires 2026-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant, and the remaining shares will become exercisable on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

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March 03, 2017 Filed Mar 7, 2017 23:15 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionNon-Employee Stock Option (Right to Buy) · Derivative 2,200 $0.00 Strike: $112.75 $0.00
Disclosure

SEC source: 0001179110-17-004150 · edgar.xml · derivative · entry 8

LEVIN JERRY W · CIK 0001189430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires 2025-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant, and as to the remaining shares on the last day of the fourth three-month period following its date of grant.

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March 03, 2017 Filed Mar 7, 2017 23:15 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionNon-Employee Stock Option (Right to Buy) · Derivative 2,400 $0.00 Strike: $104.85 $0.00
Disclosure

SEC source: 0001179110-17-004150 · edgar.xml · derivative · entry 7

LEVIN JERRY W · CIK 0001189430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,400 shares

Expires 2024-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant, and as to the remaining shares on the last day of the fourth three-month period following its date of grant.

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March 03, 2017 Filed Mar 7, 2017 23:15 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 1,586 $125.16 $198,495.83
Disclosure

SEC source: 0001179110-17-004150 · edgar.xml · nonDerivative · entry 6

LEVIN JERRY W · CIK 0001189430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,268.96

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:15 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 1,725 $115.08 $198,504.38
Disclosure

SEC source: 0001179110-17-004150 · edgar.xml · nonDerivative · entry 5

LEVIN JERRY W · CIK 0001189430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,854.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:15 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 1,981 $125.16 $247,932.06
Disclosure

SEC source: 0001179110-17-004150 · edgar.xml · nonDerivative · entry 4

LEVIN JERRY W · CIK 0001189430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,129.96

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:15 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 2,200 $112.75 $248,039.00
Disclosure

SEC source: 0001179110-17-004150 · edgar.xml · nonDerivative · entry 3

LEVIN JERRY W · CIK 0001189430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,110.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:15 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 2,010 $125.16 $251,561.55
Disclosure

SEC source: 0001179110-17-004150 · edgar.xml · nonDerivative · entry 2

LEVIN JERRY W · CIK 0001189430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,910.96

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:15 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 2,400 $104.85 $251,640.00
Disclosure

SEC source: 0001179110-17-004150 · edgar.xml · nonDerivative · entry 1

LEVIN JERRY W · CIK 0001189430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,920.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:27 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 212.59 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000213 · edgar.xml · nonDerivative · entry 1

LEVIN JERRY W · CIK 0001189430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,520.96

F1 · balance_after: Includes 96.17 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:44 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 205.96 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-030295 · edgar.xml · nonDerivative · entry 1

LEVIN JERRY W · CIK 0001189430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,212.2

F1 · balance_after: Includes 91.50 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.