Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ECOLAB INC.ECL · Entity 2954 | EVP and Pres. - Nalco Champion | December 06, 2017 | December 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ECOLAB INC.
Report date December 06, 2017 · Filed December 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $137.09 · Expires 2027-12-06 | Direct | 20,729 |
Reported balance
After 2017-12-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-12-06 · Grant · Acquired 20,729 · Balance 20,729 F1: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. |
| Common StockSEC Table I · non-derivative | Direct | 47,798 |
Reported balance
Holding disclosure · report date 2017-12-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 47,798 |
Filing footnotes · ownership attribution and instrument terms
F1: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2017 Filed Dec 8, 2017 22:29 UTC | ECOLAB INC. ECL · Entity 2954 | GrantEmployee Stock Option (Right to Buy) · Derivative | 20,729 | $0.00 Strike: $137.09 | $0.00 |
DisclosureSEC source: 0001179110-17-015161 · edgar.xml · derivative · entry 2 Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,729 Underlying: Common Stock · 20,729 shares Expires 2027-12-06 F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 23:44 UTC | ECOLAB INC. ECL · Entity 2954 | Exercise / conversionRestricted Stock Units · Derivative | 5,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015103 · edgar.xml · derivative · entry 3 Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,385 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 5, 2012, the reporting person was granted 21,540 restricted stock units, vesting as to 50% of the units on the third anniversary of the date of grant, 25% of the units on the fourth anniversary of the date of grant and 25% of the units on the fifth anniversary of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On December 5, 2012, the reporting person was granted 21,540 restricted stock units, vesting as to 50% of the units on the third anniversary of the date of grant, 25% of the units on the fourth anniversary of the date of grant and 25% of the units on the fifth anniversary of the date of grant, subject to continued employment. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 23:44 UTC | ECOLAB INC. ECL · Entity 2954 | Tax withholdingCommon Stock | 2,053 | $137.53 | $282,342.93 |
DisclosureSEC source: 0001179110-17-015103 · edgar.xml · nonDerivative · entry 2 Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,798 F2 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 23:44 UTC | ECOLAB INC. ECL · Entity 2954 | Exercise / conversionCommon Stock | 5,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-015103 · edgar.xml · nonDerivative · entry 1 Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:02 UTC | ECOLAB INC. ECL · Entity 2954 | SaleCommon Stock | 23,151 | $133.06 | $3,080,448.91 |
DisclosureSEC source: 0001179110-17-008995 · edgar.xml · nonDerivative · entry 1 Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,466 F1 · price: This transaction was executed in multiple trades at prices ranging from $133.00 to $133.28, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 22:42 UTC | ECOLAB INC. ECL · Entity 2954 | Tax withholdingCommon Stock | 1,585 | $122.89 | $194,780.65 |
DisclosureSEC source: 0001179110-17-003193 · edgar.xml · nonDerivative · entry 2 Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,617 F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 22:42 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 5,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003193 · edgar.xml · nonDerivative · entry 1 Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,202 Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:16 UTC | ECOLAB INC. ECL · Entity 2954 | GrantEmployee Stock Option (Right to Buy) · Derivative | 23,833 | $0.00 Strike: $117.73 | $0.00 |
DisclosureSEC source: 0001179110-16-032755 · edgar.xml · derivative · entry 2 Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,833 Underlying: Common Stock · 23,833 shares Expires 2026-12-07 F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:18 UTC | ECOLAB INC. ECL · Entity 2954 | Exercise / conversionRestricted Stock Units · Derivative | 5,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032524 · edgar.xml · derivative · entry 3 Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,385 Underlying: Common Stock · 5,385 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 5, 2012, the reporting person was granted 21,540 restricted stock units, vesting as to 50% of the units on the third anniversary of the date of grant, 25% of the units on the fourth anniversary of the date of grant and 25% of the units on the fifth anniversary of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On December 5, 2012, the reporting person was granted 21,540 restricted stock units, vesting as to 50% of the units on the third anniversary of the date of grant, 25% of the units on the fourth anniversary of the date of grant and 25% of the units on the fifth anniversary of the date of grant, subject to continued employment. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:18 UTC | ECOLAB INC. ECL · Entity 2954 | Tax withholdingCommon Stock | 2,260 | $118.03 | $266,736.50 |
DisclosureSEC source: 0001179110-16-032524 · edgar.xml · nonDerivative · entry 2 Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,520 F2 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:18 UTC | ECOLAB INC. ECL · Entity 2954 | Exercise / conversionCommon Stock | 5,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-032524 · edgar.xml · nonDerivative · entry 1 Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.