Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ECOLAB INC.ECL · Entity 2954 | Director | May 04, 2023 | May 05, 2023 |
| HORMEL FOODS CORP /DE/HRL · Entity 3453 | Director · Interim CEO | January 02, 2026 | January 06, 2026 |
| TORO COTTC · Entity 2699 | Director | March 23, 2023 | March 24, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ECOLAB INC.
Report date May 04, 2023 · Filed May 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Employee Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $172.21 · Expires 2033-05-04 | Direct | 1,410 |
Reported balance
After 2023-05-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-05-04 · Grant · Acquired 1,410 · Balance 1,410 F1: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. |
| Common StockSEC Table I · non-derivative | Direct | 20,062.7 |
Reported balance
Holding disclosure · report date 2023-05-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 20,062.7 |
Filing footnotes · ownership attribution and instrument terms
F1: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.
HORMEL FOODS CORP /DE/
Report date January 02, 2026 · Filed January 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.39 · Expires 2036-01-02 | Direct | 436,300 |
Reported balance
After 2026-01-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-01-02 · Grant · Acquired 436,300 · Balance 436,300 F1: Award of stock options pursuant to the Hormel Foods Corporation 2018 Incentive Compensation Plan. Award vests in two equal installments, with the first installment vesting on October 25, 2026, and the second installment vesting on April 25, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of stock options pursuant to the Hormel Foods Corporation 2018 Incentive Compensation Plan. Award vests in two equal installments, with the first installment vesting on October 25, 2026, and the second installment vesting on April 25, 2027.
TORO CO
Report date March 23, 2023 · Filed March 24, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,619 |
Ending reported balance
After 2023-03-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-23 · Exercise / conversion · Acquired 5,104 · Balance 72,990 Row 2 · 2023-03-23 · Tax withholding · Disposed 1,371 · Balance 71,619 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $29.23 · Expires 2023-11-01 | Direct | 0 |
Reported balance
After 2023-03-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-03-23 · Exercise / conversion · Disposed 5,104 · Balance 0 F1: The option vested in three equal annual installments commencing on the first anniversary of the November 1, 2013 grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vested in three equal annual installments commencing on the first anniversary of the November 1, 2013 grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2026 Filed Jan 6, 2026 21:31 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | GrantStock Options (Right to Buy) · Derivative | 436,300 | $0.00 Strike: $23.39 | $0.00 |
DisclosureSEC source: 0001192933-26-000002 · wk-form4_1767735109.xml · derivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 436,300 Underlying: Common Stock · 436,300 shares Expires 2036-01-02 F1 · kind: Award of stock options pursuant to the Hormel Foods Corporation 2018 Incentive Compensation Plan. Award vests in two equal installments, with the first installment vesting on October 25, 2026, and the second installment vesting on April 25, 2027. F1 · derivative.exercise_date: Award of stock options pursuant to the Hormel Foods Corporation 2018 Incentive Compensation Plan. Award vests in two equal installments, with the first installment vesting on October 25, 2026, and the second installment vesting on April 25, 2027. Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 20:24 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | GrantStock Options (Right to Buy) · Derivative | 1,058,800 | $0.00 Strike: $28.30 | $0.00 |
DisclosureSEC source: 0001415889-25-021256 · form4-08072025_080803.xml · derivative · entry 9 ETTINGER JEFFREY M · CIK 0001192933 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,058,800 Underlying: Common Stock · 1,058,800 shares Expires 2035-08-05 F1 · derivative.exercise_date: The option vests in two equal installments, with the first group vesting on October 25, 2026, and the second group vesting on April 25, 2027. Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 20:24 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | GrantCommon Stock | 63,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-021256 · form4-08072025_080803.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,942 Read SEC document |
| August 05, 2025 Filed Sep 11, 2025 20:02 UTC Amendment | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | GrantStock Options (Right to Buy) · Derivative | 750,000 | $0.00 Strike: $28.30 | $0.00 |
DisclosureSEC source: 0001415889-25-024266 · form4a-09112025_080907.xml · derivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2035-08-05 F1 · shares: This Form 4/A is filed to correct the description of the stock option grant made to the Reporting Person on August 5, 2025 (the "August Stock Option Grant") and reported on a Form 4 filed August 7, 2025 (the "Original Form 4"). F2 · shares: The Original Form 4 reported in Table Two, Columns Five and Seven, that the August Stock Option Grant represented a right to purchase up to 1,058,800 shares of Issuer Common Stock. As reflected on this Form 4/A, the number of shares of Issuer Common Stock subject to the August Stock Option Grant was automatically capped at 750,000 shares by operation of an annual individual participation limit in the Hormel Foods Corporation 2018 Incentive Compensation Plan. F3 · shares: The difference in value between the August Stock Option Grant reported on the Original Form 4 and this Form 4/A is expected to be granted to the Reporting Person as a stock option grant in early calendar year 2026. F4 · derivative.exercise_date: As reported on the Original Form 4, the option vests in two equal installments, with the first group vesting on October 25, 2026, and the second group vesting on April 25, 2027. Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 16:30 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | GrantCommon Stock | 5,337 | $29.98 | $160,003.26 |
DisclosureSEC source: 0001415889-25-008890 · form4-03252025_040303.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,337 Read SEC document |
| May 04, 2023 Filed May 5, 2023 22:26 UTC | ECOLAB INC. ECL · Entity 2954 | GrantNon-Employee Director Stock Option (Right to Buy) · Derivative | 1,410 | $0.00 Strike: $172.21 | $0.00 |
DisclosureSEC source: 0001415889-23-007491 · form4-05052023_100550.xml · derivative · entry 2 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,410 Underlying: Common Stock · 1,410 shares Expires 2033-05-04 F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:45 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 189.61 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006093 · form4-04042023_090408.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,062.7 F1 · balance_after: Includes 28.48 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 18:50 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 5,104 | $0.00 Strike: $29.23 | $0.00 |
DisclosureSEC source: 0001127602-23-011304 · form4.xml · derivative · entry 3 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,104 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the November 1, 2013 grant date. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 18:50 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 1,371 | $108.90 | $149,301.90 |
DisclosureSEC source: 0001127602-23-011304 · form4.xml · nonDerivative · entry 2 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,619 Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 18:50 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 5,104 | $29.23 | $149,189.92 |
DisclosureSEC source: 0001127602-23-011304 · form4.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 22:25 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 214.65 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-000114 · form4-01032023_100112.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,844.61 F1 · balance_after: Includes 28.25 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:16 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 966 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-027666 · form4.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,886 F1 · shares: Represents shares of common stock issued to the reporting person under The Toro Company 2022 Equity and Incentive Plan, in lieu of cash compensation for calendar year 2022. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 18:28 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 1,670 | $0.00 Strike: $105.12 | $0.00 |
DisclosureSEC source: 0001127602-22-024849 · form4.xml · derivative · entry 2 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670 Underlying: Common Stock · 1,670 shares Expires 2032-11-01 F2 · shares: Annual option grant for service as a non-employee director issued under the 2022 Plan. F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the November 1, 2022 grant date. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 18:28 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 939 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-024849 · form4.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,920 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company 2022 Equity and Incentive Plan, (the "2022 Plan"). Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:09 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 213.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-010250 · form4-10042022_021045.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,601.71 F1 · balance_after: Includes 25.43 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 14:23 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 6,842 | $0.00 Strike: $21.56 | $0.00 |
DisclosureSEC source: 0001127602-22-022436 · form4.xml · derivative · entry 3 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,842 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2012. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 14:23 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 1,653 | $89.50 | $147,943.50 |
DisclosureSEC source: 0001127602-22-022436 · form4.xml · nonDerivative · entry 2 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,981 Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 14:23 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 6,842 | $21.56 | $147,479.31 |
DisclosureSEC source: 0001127602-22-022436 · form4.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 20:45 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 205.07 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-007352 · form4-07052022_010759.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,362.34 F1 · balance_after: Includes 21.50 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| May 05, 2022 Filed May 6, 2022 20:35 UTC | ECOLAB INC. ECL · Entity 2954 | GrantNon-Employee Director Stock Option (Right to Buy) · Derivative | 1,399 | $0.00 Strike: $168.75 | $0.00 |
DisclosureSEC source: 0001415889-22-004712 · form4-05062022_010546.xml · derivative · entry 2 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,399 Underlying: Common Stock · 1,399 shares Expires 2032-05-05 F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:43 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 175.35 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-003716 · form4-04042022_010448.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,135.77 F1 · balance_after: Includes 17.76 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:41 UTC | ECOLAB INC. ECL · Entity 2954 | PurchaseCommon Stock | 5,000 | $179.39 | $896,955.00 |
DisclosureSEC source: 0001415889-22-001573 · form4-02182022_010202.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,942.66 F1 · price: This transaction was executed in multiple trades at prices ranging from $179.33 to $179.40, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:59 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 122.72 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000217 · form4-01042022_010105.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,942.66 F1 · balance_after: Includes 15.80 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 16:29 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 1,076 | $98.03 | $105,480.28 |
DisclosureSEC source: 0001127602-21-031228 · form4.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,792 F1 · shares: Represents shares of common stock issued to the reporting person under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated, in lieu of cash compensation for calendar year 2021. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 13:27 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 2,435 | $0.00 Strike: $97.52 | $0.00 |
DisclosureSEC source: 0001127602-21-028215 · form4.xml · derivative · entry 2 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,435 Underlying: Common Stock · 2,435 shares Expires 2031-11-01 F2 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2021. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 13:27 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 717 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028215 · form4.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,716 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:56 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 135.83 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-004696 · form4-10042021_011045.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,804.14 F1 · balance_after: Includes 15.95 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:49 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 139.71 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-003411 · form4-07022021_010757.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,652.36 F1 · balance_after: Includes 15.21 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| May 06, 2021 Filed May 7, 2021 21:44 UTC | ECOLAB INC. ECL · Entity 2954 | GrantNon-Employee Director Stock Option (Right to Buy) · Derivative | 1,158 | $0.00 Strike: $228.06 | $0.00 |
DisclosureSEC source: 0001415889-21-002359 · form4-05072021_020536.xml · derivative · entry 2 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,158 Underlying: Common Stock · 1,158 shares Expires 2031-05-06 F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 18:34 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 133.88 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001807 · form4-04022021_110444.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,497.44 F1 · balance_after: Includes 15.44 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:15 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 10,048 | $0.00 Strike: $13.24 | $0.00 |
DisclosureSEC source: 0001127602-21-011092 · form4.xml · derivative · entry 3 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,048 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2011. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:15 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 1,312 | $101.95 | $133,758.40 |
DisclosureSEC source: 0001127602-21-011092 · form4.xml · nonDerivative · entry 2 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,999 Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:15 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 10,048 | $13.24 | $133,035.52 |
DisclosureSEC source: 0001127602-21-011092 · form4.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:38 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 133.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-000098 · form4-01052021_010150.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,348.12 F1 · balance_after: Includes 15.60 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 22:58 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 569 | $92.56 | $52,666.64 |
DisclosureSEC source: 0001127602-20-031599 · form4.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,263 F1 · shares: Represents shares of common stock issued to the reporting person under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated, in lieu of cash compensation for calendar year 2020. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:37 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 3,201 | $0.00 Strike: $83.12 | $0.00 |
DisclosureSEC source: 0001127602-20-028177 · form4.xml · derivative · entry 2 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,201 Underlying: Common Stock · 3,201 shares Expires 2030-11-02 F2 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant, which was November 2, 2020. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:37 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 807 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028177 · form4.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,694 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 20:41 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 143.85 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-010175 · edgar.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,199.28 F1 · balance_after: Includes 14.78 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:41 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 133.09 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007957 · edgar.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,040.65 F1 · balance_after: Includes 16.80 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 20:36 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 9,244 | $0.00 Strike: $14.12 | $0.00 |
DisclosureSEC source: 0001127602-20-019427 · form4.xml · derivative · entry 3 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,244 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2010. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 20:36 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 1,796 | $72.83 | $130,810.58 |
DisclosureSEC source: 0001127602-20-019427 · form4.xml · nonDerivative · entry 2 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,887 F1 · price: Shares were sold to cover the exercise price and tax withholding for the exercised options. The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $72.81 to $72.845, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 20:36 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 9,244 | $14.12 | $130,525.28 |
DisclosureSEC source: 0001127602-20-019427 · form4.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2020 Filed May 8, 2020 21:57 UTC | ECOLAB INC. ECL · Entity 2954 | GrantNon-Employee Director Stock Option (Right to Buy) · Derivative | 1,417 | $0.00 Strike: $195.26 | $0.00 |
DisclosureSEC source: 0001179110-20-005642 · edgar.xml · derivative · entry 2 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,417 Underlying: Common Stock · 1,417 shares Expires 2030-05-07 F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:29 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 197.74 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004544 · edgar.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,890.76 F1 · balance_after: Includes 15.07 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:56 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 149.69 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000195 · edgar.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,677.95 F1 · balance_after: Includes 14.08 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 22:25 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 1,262 | $79.90 | $100,833.80 |
DisclosureSEC source: 0001127602-19-035247 · form4.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,439 F1 · shares: Represents shares of common stock issued to the reporting person under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated, in lieu of cash compensation for calendar year 2019. Read SEC document |
| November 28, 2019 Filed Nov 30, 2016 22:48 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | Tax withholdingCommon Stock | 269,868 | $35.86 | $9,677,466.48 |
DisclosureSEC source: 0001179110-16-032222 · edgar.xml · nonDerivative · entry 3 ETTINGER JEFFREY M · CIK 0001192933 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,882,338.851 Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 16:54 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 3,521 | $0.00 Strike: $77.64 | $0.00 |
DisclosureSEC source: 0001127602-19-031807 · form4.xml · derivative · entry 2 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,521 Underlying: Common Stock · 3,521 shares Expires 2029-11-01 F2 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 16:54 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 892 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031807 · form4.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,177 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). Read SEC document |
| September 30, 2019 Filed Oct 3, 2019 01:22 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 144.96 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-052814 · a4.xml · nonDerivative · entry 1 ETTINGER JEFFREY M · CIK 0001192933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,514.18 F1 · balance_after: Includes 13.42 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.