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Berger Larry L

Disclosed activity across 2 companies

Tapewire entity
48971
SEC CIK
0001433832

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ECOLAB INC.ECL · Entity 2954EVP & CHIEF TECHNICAL OFFICERFebruary 26, 2025February 28, 2025
ROGERS CORPROG · Entity 4438DirectorMay 06, 2026May 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ECOLAB INC.

Report date February 26, 2025 · Filed February 28, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,385.38 Ending reported balance After 2025-02-26 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2025-02-26 · Exercise / conversion · Acquired 10,858 · Balance 26,602.38

Row 2 · 2025-02-26 · Sale · Disposed 10,858 · Balance 15,744.38

F1: This transaction was executed in multiple trades at prices ranging from $266.80 to $267.60, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 3 · 2025-02-26 · Exercise / conversion · Acquired 9,804 · Balance 25,548.38

Row 4 · 2025-02-26 · Tax withholding · Disposed 8,163 · Balance 17,385.38

F2: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $158.52 · Expires 2028-12-04Direct0 Reported balance After 2025-02-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-02-26 · Exercise / conversion · Disposed 10,858 · Balance 0

F4: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $184.39 · Expires 2029-12-03Direct0 Reported balance After 2025-02-26 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-02-26 · Exercise / conversion · Disposed 9,804 · Balance 0

F4: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

Common StockSEC Table I · non-derivativeIndirectBy Ecolab Savings Plan75.452 Reported balance Holding disclosure · report date 2025-02-26 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 75.452

F3: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2025. (The 75.452 UNITS are the equivalent of approximately 138 SHARES of the issuer's Common Stock.)

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $266.80 to $267.60, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

F3: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2025. (The 75.452 UNITS are the equivalent of approximately 138 SHARES of the issuer's Common Stock.)

F4: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

ROGERS CORP

Report date May 06, 2026 · Filed May 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Capital (Common) StockSEC Table I · non-derivativeDirect6,637 Reported balance After 2026-05-06 transaction · row 1
1 source row

Row 1 · 2026-05-06 · Grant · Acquired 1,427 · Balance 6,637

F1: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 6, 2026, award of deferred stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 6, 2026, award of deferred stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2026 Filed May 8, 2026 19:46 UTC ROGERS CORP ROG · Entity 4438 GrantCapital (Common) Stock 1,427 $0.00 $0.00
Disclosure

SEC source: 0001433832-26-000004 · f4_a1eus000008jvhzma2-live.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,637

F1 · shares: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 6, 2026, award of deferred stock units.

Read SEC document
May 05, 2025 Filed May 7, 2025 20:08 UTC ROGERS CORP ROG · Entity 4438 GrantCapital (Common) Stock 2,760 $0.00 $0.00
Disclosure

SEC source: 0001664272-25-000284 · f4_a1eus0000051giimaq-live.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,210

F1 · shares: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 5, 2025, award of deferred stock units.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 01:23 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,804 $0.00 Strike: $184.39 $0.00
Disclosure

SEC source: 0001415889-25-005951 · form4-02282025_010205.xml · derivative · entry 7

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,804 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 01:23 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,858 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001415889-25-005951 · form4-02282025_010205.xml · derivative · entry 6

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,858 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 01:23 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 8,163 $266.39 $2,174,500.76
Disclosure

SEC source: 0001415889-25-005951 · form4-02282025_010205.xml · nonDerivative · entry 4

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,385.38

F2 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 01:23 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 9,804 $184.39 $1,807,759.56
Disclosure

SEC source: 0001415889-25-005951 · form4-02282025_010205.xml · nonDerivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,548.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 01:23 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 10,858 $266.95 $2,898,575.67
Disclosure

SEC source: 0001415889-25-005951 · form4-02282025_010205.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,744.38

F1 · price: This transaction was executed in multiple trades at prices ranging from $266.80 to $267.60, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 01:23 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 10,858 $158.52 $1,721,155.87
Disclosure

SEC source: 0001415889-25-005951 · form4-02282025_010205.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,602.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 22:05 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 691.62 $265.19 $183,407.25
Disclosure

SEC source: 0001415889-25-005105 · form4-02212025_100256.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,744.38

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 22:05 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 2,209 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005105 · form4-02212025_100256.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,436

Read SEC document
December 04, 2024 Filed Dec 6, 2024 22:04 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 7,416 $0.00 Strike: $247.50 $0.00
Disclosure

SEC source: 0001415889-24-028488 · form4-12062024_101205.xml · derivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,416

Underlying: Common Stock · 7,416 shares

Expires 2034-12-04

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

Read SEC document
May 02, 2024 Filed May 6, 2024 18:11 UTC ROGERS CORP ROG · Entity 4438 GrantCapital (Common) Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000250 · f4_a1edp0000016phima2-live.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,450

F1 · shares: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 2, 2024, award of deferred stock units.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:55 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 821 $216.66 $177,877.86
Disclosure

SEC source: 0001415889-24-005063 · form4-02232024_090227.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,227

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:55 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 2,606 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005063 · form4-02232024_090227.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,048

Read SEC document
December 06, 2023 Filed Dec 8, 2023 22:20 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 10,712 $0.00 Strike: $191.03 $0.00
Disclosure

SEC source: 0001415889-23-016098 · form4-12082023_101246.xml · derivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,712

Underlying: Common Stock · 10,712 shares

Expires 2033-12-06

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

Read SEC document
June 16, 2023 Filed Jun 16, 2023 21:44 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,819 $0.00 Strike: $137.09 $0.00
Disclosure

SEC source: 0001415889-23-009961 · form4-06162023_090617.xml · derivative · entry 6

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,819 shares

Expires 2027-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.

Read SEC document
June 16, 2023 Filed Jun 16, 2023 21:44 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,889 $0.00 Strike: $117.73 $0.00
Disclosure

SEC source: 0001415889-23-009961 · form4-06162023_090617.xml · derivative · entry 5

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,889 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.

Read SEC document
June 16, 2023 Filed Jun 16, 2023 21:44 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 21,708 $181.67 $3,943,735.78
Disclosure

SEC source: 0001415889-23-009961 · form4-06162023_090617.xml · nonDerivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,442

F1 · price: This transaction was executed in multiple trades at prices ranging from $181.500 to $182.075, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 16, 2023 Filed Jun 16, 2023 21:44 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 13,819 $137.09 $1,894,405.25
Disclosure

SEC source: 0001415889-23-009961 · form4-06162023_090617.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2023 Filed Jun 16, 2023 21:44 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 7,889 $117.73 $928,771.97
Disclosure

SEC source: 0001415889-23-009961 · form4-06162023_090617.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2023 Filed May 8, 2023 16:25 UTC ROGERS CORP ROG · Entity 4438 GrantCapital (Common) Stock 950 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000335 · f4_a1e2k00000rxssruad-live.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 950

F1 · shares: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 4, 2023, award of deferred stock units.

Read SEC document
March 03, 2023 Filed Mar 3, 2023 22:54 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 4,404 $162.95 $717,627.40
Disclosure

SEC source: 0001415889-23-004188 · form4-03032023_100321.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,442

F2 · price: This transaction was executed in multiple trades at prices ranging from $162.810 to $163.100, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:54 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 742 $158.95 $117,940.90
Disclosure

SEC source: 0001415889-23-004188 · form4-03032023_100321.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,846

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the settlement of vested performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:42 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 2,353 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003259 · form4-02242023_090222.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,588

Read SEC document
December 07, 2022 Filed Dec 9, 2022 22:07 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 19,409 $0.00 Strike: $148.50 $0.00
Disclosure

SEC source: 0001415889-22-012337 · form4-12092022_101256.xml · derivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,409

Underlying: Common Stock · 19,409 shares

Expires 2032-12-07

F3 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

Read SEC document
April 28, 2022 Filed Apr 29, 2022 20:43 UTC ECOLAB INC. ECL · Entity 2954 Disposition to issuerCommon Stock 8,027 $174.68 $1,402,180.44
Disclosure

SEC source: 0001415889-22-004372 · form4-04292022_010419.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,228

F1 · price: This transaction was executed in multiple trades at prices ranging from $174.140 to $175.040, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:49 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 820 $175.59 $143,983.80
Disclosure

SEC source: 0001415889-22-001855 · form4-02252022_010215.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,255

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:49 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 2,606 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001855 · form4-02252022_010215.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,075

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:38 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 10,041 $0.00 Strike: $223.78 $0.00
Disclosure

SEC source: 0001415889-21-005663 · form4-12032021_011214.xml · derivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,041

Underlying: Common Stock · 10,041 shares

Expires 2031-12-01

F2 · derivative.exercise_date: Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option becomes exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary of the date of grant.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 22:40 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 5,948 $230.87 $1,373,238.55
Disclosure

SEC source: 0001415889-21-005176 · form4-11122021_021108.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,469

F1 · price: This transaction was executed in multiple trades at prices ranging from $230.455 to $231.100, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 20:41 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $117.73 $0.00
Disclosure

SEC source: 0001415889-21-004344 · form4-09102021_010950.xml · derivative · entry 4

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,889

Underlying: Common Stock · 15,889 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.

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September 09, 2021 Filed Sep 10, 2021 20:41 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 5,652 $229.30 $1,296,003.60
Disclosure

SEC source: 0001415889-21-004344 · form4-09102021_010950.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,417

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

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September 09, 2021 Filed Sep 10, 2021 20:41 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 8,000 $117.73 $941,840.00
Disclosure

SEC source: 0001415889-21-004344 · form4-09102021_010950.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 03, 2021 Filed May 4, 2021 20:44 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 6,460 $227.45 $1,469,346.38
Disclosure

SEC source: 0001415889-21-002245 · form4-05042021_010501.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,069

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.22 to $227.56, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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February 25, 2021 Filed Mar 1, 2021 22:22 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 943 $213.55 $201,372.94
Disclosure

SEC source: 0001415889-21-001059 · form4-03012021_020314.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,529

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

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February 25, 2021 Filed Mar 1, 2021 22:22 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 3,040 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001059 · form4-03012021_020314.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,472

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December 03, 2020 Filed Dec 7, 2020 23:22 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 11,844 $0.00 Strike: $221.41 $0.00
Disclosure

SEC source: 0001415889-20-002828 · form4-12072020_031252.xml · derivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,844

Underlying: Common Stock · 11,844 shares

Expires 2030-12-03

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

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May 20, 2020 Filed May 20, 2020 22:14 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,746 $0.00 Strike: $119.12 $0.00
Disclosure

SEC source: 0001179110-20-006401 · edgar.xml · derivative · entry 9

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,746 shares

Expires 2025-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.

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May 20, 2020 Filed May 20, 2020 22:14 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 1,956 $207.16 $405,199.09
Disclosure

SEC source: 0001179110-20-006401 · edgar.xml · nonDerivative · entry 6

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,432

F3 · price: This transaction was executed in multiple trades at prices ranging from $207.035 to $207.31, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 20, 2020 Filed May 20, 2020 22:14 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 4,790 $206.48 $989,058.36
Disclosure

SEC source: 0001179110-20-006401 · edgar.xml · nonDerivative · entry 5

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,388

F2 · price: This transaction was executed in multiple trades at prices ranging from $205.98 to $206.93, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 20, 2020 Filed May 20, 2020 22:14 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 6,746 $119.12 $803,583.52
Disclosure

SEC source: 0001179110-20-006401 · edgar.xml · nonDerivative · entry 4

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 19, 2020 Filed May 20, 2020 22:14 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,712 $0.00 Strike: $119.12 $0.00
Disclosure

SEC source: 0001179110-20-006401 · edgar.xml · derivative · entry 8

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,746

Underlying: Common Stock · 6,712 shares

Expires 2025-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.

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May 19, 2020 Filed May 20, 2020 22:14 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 1,901 $204.37 $388,499.77
Disclosure

SEC source: 0001179110-20-006401 · edgar.xml · nonDerivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,432

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May 19, 2020 Filed May 20, 2020 22:14 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 6,712 $204.24 $1,370,865.59
Disclosure

SEC source: 0001179110-20-006401 · edgar.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,333

F1 · price: This transaction was executed in multiple trades at prices ranging from $204.09 to $204.48, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 19, 2020 Filed May 20, 2020 22:14 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 6,712 $119.12 $799,533.44
Disclosure

SEC source: 0001179110-20-006401 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 26, 2020 Filed Feb 28, 2020 22:28 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 1,595 $195.74 $312,205.30
Disclosure

SEC source: 0001179110-20-002614 · edgar.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,333

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

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February 26, 2020 Filed Feb 28, 2020 22:28 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 3,496 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002614 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,928

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February 21, 2020 Filed Feb 25, 2020 22:21 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,235 $0.00 Strike: $107.69 $0.00
Disclosure

SEC source: 0001179110-20-002273 · edgar.xml · derivative · entry 6

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,235 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.

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February 21, 2020 Filed Feb 25, 2020 22:21 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $103.27 $0.00
Disclosure

SEC source: 0001179110-20-002273 · edgar.xml · derivative · entry 5

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.

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February 21, 2020 Filed Feb 25, 2020 22:21 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 16,235 $207.75 $3,372,788.78
Disclosure

SEC source: 0001179110-20-002273 · edgar.xml · nonDerivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,432

F1 · price: This transaction was executed in multiple trades at prices ranging from $207.600 to $207.880, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.