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Inchaustegui Roberto

Disclosed activity across 1 company

Tapewire entity
148511
SEC CIK
0001520218

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ECOLAB INC.ECL · Entity 2954EVP - Growth InitiativesJune 10, 2020June 12, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ECOLAB INC.

Report date June 10, 2020 · Filed June 12, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,579 Reported balance After 2010-06-10 transaction · row 1
1 source row

Row 1 · 2010-06-10 · Sale · Disposed 12,000 · Balance 17,579

F1: This transaction was executed in multiple trades at prices ranging from $225.140 to $225.275, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectBy Ecolab Savings Plan848.466 Reported balance Holding disclosure · report date 2020-06-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 848.466

F2: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401-k Plan) as of May 31, 2020. (The 848.466 UNITS are the equivalent of approximately 1,555 SHARES of the issuer's Common Stock.)

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $225.140 to $225.275, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401-k Plan) as of May 31, 2020. (The 848.466 UNITS are the equivalent of approximately 1,555 SHARES of the issuer's Common Stock.)

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2020 Filed May 20, 2020 20:55 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,353 $0.00 Strike: $107.69 $0.00
Disclosure

SEC source: 0001179110-20-006389 · edgar.xml · derivative · entry 4

Inchaustegui Roberto · CIK 0001520218 · EVP - Growth Initiatives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,353 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:55 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 18,353 $205.26 $3,767,081.72
Disclosure

SEC source: 0001179110-20-006389 · edgar.xml · nonDerivative · entry 2

Inchaustegui Roberto · CIK 0001520218 · EVP - Growth Initiatives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,579

F1 · price: This transaction was executed in multiple trades at prices ranging from $205.055 to $206, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:55 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 18,353 $107.69 $1,976,342.81
Disclosure

SEC source: 0001179110-20-006389 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP - Growth Initiatives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:42 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 2,405 $193.11 $464,434.36
Disclosure

SEC source: 0001179110-20-005414 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP - Growth Initiatives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,579

F1 · kind: This transaction was executed in multiple trades at prices ranging from $193.00 to $193.315, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:36 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 1,964 $195.74 $384,433.36
Disclosure

SEC source: 0001179110-20-002622 · edgar.xml · nonDerivative · entry 2

Inchaustegui Roberto · CIK 0001520218 · EVP - Growth Initiatives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,984

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:36 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 4,369 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002622 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP - Growth Initiatives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,948

Read SEC document
February 21, 2020 Filed Feb 25, 2020 00:50 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionRestricted Stock Units · Derivative 7,312 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002167 · edgar.xml · derivative · entry 10

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: On February 21, 2018, the reporting person was granted 7,312 restricted stock units, vesting as of 100% of the units on the second anniversary of the date of grant. The restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On February 21, 2018, the reporting person was granted 7,312 restricted stock units, vesting as of 100% of the units on the second anniversary of the date of grant. The restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.expiration_date: On February 21, 2018, the reporting person was granted 7,312 restricted stock units, vesting as of 100% of the units on the second anniversary of the date of grant. The restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 00:50 UTC ECOLAB INC. ECL · Entity 2954 OtherCommon Stock 808.16 $380.22 $307,278.60
Disclosure

SEC source: 0001179110-20-002167 · edgar.xml · nonDerivative · entry 8

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ecolab Savings Plan

Disclosed balance after: 846.21

F8 · shares: Represents and intra-plan transfer of 808.16 UNITS from the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) at a price of $378.06 per UNIT. This is the equivalent of approximately 1,481 shares of the Issuer's Common Stock at a price of $207.50 per share. The Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan remaining as of February 21, 2020 includes 4.009 UNITS acquired since the reporting person's last report.(The 846.210 UNITS remaining are the equivalent of approximately 1,551 SHARES of the issuer's Common Stock.)

F8 · price: Represents and intra-plan transfer of 808.16 UNITS from the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) at a price of $378.06 per UNIT. This is the equivalent of approximately 1,481 shares of the Issuer's Common Stock at a price of $207.50 per share. The Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan remaining as of February 21, 2020 includes 4.009 UNITS acquired since the reporting person's last report.(The 846.210 UNITS remaining are the equivalent of approximately 1,551 SHARES of the issuer's Common Stock.)

F8 · balance_after: Represents and intra-plan transfer of 808.16 UNITS from the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) at a price of $378.06 per UNIT. This is the equivalent of approximately 1,481 shares of the Issuer's Common Stock at a price of $207.50 per share. The Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan remaining as of February 21, 2020 includes 4.009 UNITS acquired since the reporting person's last report.(The 846.210 UNITS remaining are the equivalent of approximately 1,551 SHARES of the issuer's Common Stock.)

Read SEC document
February 21, 2020 Filed Feb 25, 2020 00:50 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 3,287 $207.21 $681,099.27
Disclosure

SEC source: 0001179110-20-002167 · edgar.xml · nonDerivative · entry 7

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,579

F7 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 00:50 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 7,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-002167 · edgar.xml · nonDerivative · entry 6

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,866

F6 · price: On February 21, 2018, the reporting person was granted 7,312 restricted stock units, vesting as of 100% of the units on the second anniversary of the date of grant. The restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:50 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,290 $0.00 Strike: $103.27 $0.00
Disclosure

SEC source: 0001179110-20-002167 · edgar.xml · derivative · entry 9

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,290 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:50 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 1,240 $210.51 $261,032.40
Disclosure

SEC source: 0001179110-20-002167 · edgar.xml · nonDerivative · entry 5

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,554

F5 · price: The shares were sold in multiple trades at prices ranging from $210.495 to $210.575, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:50 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 7,688 $209.20 $1,608,321.91
Disclosure

SEC source: 0001179110-20-002167 · edgar.xml · nonDerivative · entry 4

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,794

F4 · price: The shares were sold in multiple trades at prices ranging from $209.040 to $209.520, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:50 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 7,596 $208.17 $1,581,289.70
Disclosure

SEC source: 0001179110-20-002167 · edgar.xml · nonDerivative · entry 3

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,482

F3 · price: The shares were sold in multiple trades at prices ranging from $208.000 to $208.740, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:50 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 1,766 $206.18 $364,108.58
Disclosure

SEC source: 0001179110-20-002167 · edgar.xml · nonDerivative · entry 2

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,078

F2 · price: The shares were sold in multiple trades at prices ranging from $206.110 to $206.215, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:50 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 18,290 $103.27 $1,888,716.85
Disclosure

SEC source: 0001179110-20-002167 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total reported in Column 5 has been adjusted to correct an overstatement of total holdings by 25,880 shares first reflected in a Form 4 filed on March 8, 2019.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 22:43 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 13,072 $0.00 Strike: $184.39 $0.00
Disclosure

SEC source: 0001179110-19-012440 · edgar.xml · derivative · entry 3

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,072

Underlying: Common Stock · 13,072 shares

Expires 2029-12-03

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 23:41 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 1,278 $166.22 $212,429.16
Disclosure

SEC source: 0001179110-19-003646 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,434

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:17 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 22,800 $0.00 Strike: $71.54 $0.00
Disclosure

SEC source: 0001179110-19-003348 · edgar.xml · derivative · entry 8

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,800 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:17 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,400 $0.00 Strike: $55.60 $0.00
Disclosure

SEC source: 0001179110-19-003348 · edgar.xml · derivative · entry 7

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,400 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:17 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 12,755 $168.18 $2,145,186.92
Disclosure

SEC source: 0001179110-19-003348 · edgar.xml · nonDerivative · entry 5

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,832

F3 · kind: This transaction was executed in multiple trades at prices ranging from $168.05 to $168.33, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:17 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 13,125 $168.85 $2,216,169.38
Disclosure

SEC source: 0001179110-19-003348 · edgar.xml · nonDerivative · entry 4

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,587

F2 · kind: This transaction was executed in multiple trades at prices ranging from $168.49 to $169.40, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:17 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 11,320 $170.34 $1,928,260.12
Disclosure

SEC source: 0001179110-19-003348 · edgar.xml · nonDerivative · entry 3

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,712

F1 · kind: This transaction was executed in multiple trades at prices ranging from $170.00 to $170.75, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:17 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 22,800 $71.54 $1,631,112.00
Disclosure

SEC source: 0001179110-19-003348 · edgar.xml · nonDerivative · entry 2

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:17 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 14,400 $55.60 $800,568.00
Disclosure

SEC source: 0001179110-19-003348 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:40 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 4,230 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002385 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,832

Read SEC document
December 04, 2018 Filed Dec 7, 2018 22:50 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 16,287 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013589 · edgar.xml · derivative · entry 3

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,287

Underlying: Common Stock · 16,287 shares

Expires 2028-12-04

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 21:07 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,600 $0.00 Strike: $48.06 $0.00
Disclosure

SEC source: 0001179110-18-010263 · edgar.xml · derivative · entry 4

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,600 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 21:07 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 10,600 $145.71 $1,544,536.60
Disclosure

SEC source: 0001179110-18-010263 · edgar.xml · nonDerivative · entry 2

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,602

F1 · price: This transaction was executed in multiple trades at prices ranging from $145.66 to $145.851, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 21:07 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 10,600 $48.06 $509,383.00
Disclosure

SEC source: 0001179110-18-010263 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:38 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,800 $0.00 Strike: $45.67 $0.00
Disclosure

SEC source: 0001179110-18-004462 · edgar.xml · derivative · entry 4

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,800 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:38 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 4,800 $137.43 $659,683.20
Disclosure

SEC source: 0001179110-18-004462 · edgar.xml · nonDerivative · entry 2

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,602

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March 14, 2018 Filed Mar 16, 2018 20:38 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 4,800 $45.67 $219,192.00
Disclosure

SEC source: 0001179110-18-004462 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 12, 2018 Filed Mar 14, 2018 20:59 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,800 $0.00 Strike: $45.67 $0.00
Disclosure

SEC source: 0001179110-18-004304 · edgar.xml · derivative · entry 4

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

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March 12, 2018 Filed Mar 14, 2018 20:59 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 4,800 $136.04 $652,977.60
Disclosure

SEC source: 0001179110-18-004304 · edgar.xml · nonDerivative · entry 2

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,602

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March 12, 2018 Filed Mar 14, 2018 20:59 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 4,800 $45.67 $219,192.00
Disclosure

SEC source: 0001179110-18-004304 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 09, 2018 Filed Mar 13, 2018 21:18 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 1,223 $131.18 $160,433.14
Disclosure

SEC source: 0001179110-18-004185 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,602

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

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February 21, 2018 Filed Feb 23, 2018 21:54 UTC ECOLAB INC. ECL · Entity 2954 GrantRestricted Stock Units · Derivative 7,312 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002756 · edgar.xml · derivative · entry 3

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,312

Underlying: Common Stock · 7,312 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the second anniversary of the date of grant.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the second anniversary of the date of grant.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the second anniversary of the date of grant.

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February 21, 2018 Filed Feb 23, 2018 21:54 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 4,038 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002756 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,825

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December 06, 2017 Filed Dec 8, 2017 22:15 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 17,274 $0.00 Strike: $137.09 $0.00
Disclosure

SEC source: 0001179110-17-015139 · edgar.xml · derivative · entry 3

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres.-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,274

Underlying: Common Stock · 17,274 shares

Expires 2027-12-06

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

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February 22, 2017 Filed Feb 24, 2017 22:29 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 1,369 $122.89 $168,236.41
Disclosure

SEC source: 0001179110-17-003182 · edgar.xml · nonDerivative · entry 2

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres.-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,787

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

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February 22, 2017 Filed Feb 24, 2017 22:29 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 4,025 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003182 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres.-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,156

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December 07, 2016 Filed Dec 9, 2016 21:57 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 19,861 $0.00 Strike: $117.73 $0.00
Disclosure

SEC source: 0001179110-16-032737 · edgar.xml · derivative · entry 3

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres.-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,861

Underlying: Common Stock · 19,861 shares

Expires 2026-12-07

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

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June 10, 2010 Filed Jun 12, 2020 20:33 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 12,000 $225.17 $2,702,088.00
Disclosure

SEC source: 0001179110-20-007289 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP - Growth Initiatives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,579

F1 · price: This transaction was executed in multiple trades at prices ranging from $225.140 to $225.275, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.