ECL

SEC source: 0001179110-18-002756 · edgar.xml · derivative · entry 3

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,312

Underlying: Common Stock · 7,312 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the second anniversary of the date of grant.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the second anniversary of the date of grant.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the second anniversary of the date of grant.

SEC source: 0001179110-18-002756 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,825

SEC source: 0001179110-18-002754 · edgar.xml · nonDerivative · entry 1

Hickey Michael A · CIK 0001343364 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,678.681

F1 · balance_after: The total includes 11.621 shares acquired by the reporting person on January 16, 2018, by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.

SEC source: 0001179110-18-002752 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,814.664

SEC source: 0001179110-18-002750 · edgar.xml · nonDerivative · entry 1

Brown Darrell R · CIK 0001727287 · EVP & Pres - Energy Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,640

SEC source: 0001179110-18-002748 · edgar.xml · nonDerivative · entry 1

Blanco Alex N · CIK 0001566174 · EVP & Chief Supply Chain Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,288

SEC source: 0001179110-18-002746 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,802

SEC source: 0001179110-18-002742 · edgar.xml · nonDerivative · entry 1

Beck Christophe · CIK 0001471500 · EVP & Pres-Global Nalco Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,803

SEC source: 0001179110-18-002732 · edgar.xml · nonDerivative · entry 1

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,338

SEC source: 0001179110-18-000326 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,739.37

F1 · balance_after: Includes 11.97 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-000328 · edgar.xml · nonDerivative · entry 3

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,335.84

F1 · balance_after: Includes 93.68 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-000328 · edgar.xml · nonDerivative · entry 2

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,019.68

SEC source: 0001179110-18-000325 · edgar.xml · nonDerivative · entry 2

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,959.9

F1 · balance_after: Includes 41.66 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-000325 · edgar.xml · nonDerivative · entry 1

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,723.57

SEC source: 0001179110-18-000324 · edgar.xml · nonDerivative · entry 1

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,926.32

F1 · balance_after: Includes 25.93 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-000323 · edgar.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,116.17

F1 · balance_after: Includes 7.51 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-000320 · edgar.xml · nonDerivative · entry 1

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,271.97

F1 · balance_after: Includes 46.35 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-000319 · edgar.xml · nonDerivative · entry 1

McKibben Tracy B · CIK 0001584119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400.66

F1 · balance_after: Includes 5.55 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-000318 · edgar.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703.48

F1 · balance_after: Includes 3.63 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-000315 · edgar.xml · nonDerivative · entry 2

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,763.68

F1 · balance_after: Includes 10.52 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-000315 · edgar.xml · nonDerivative · entry 1

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,484.33

SEC source: 0001179110-18-000313 · edgar.xml · nonDerivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,101.84

F1 · balance_after: Includes 15.16 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-000313 · edgar.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,989.35

SEC source: 0001179110-18-000309 · edgar.xml · nonDerivative · entry 1

Casale Carl M · CIK 0001126218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,085.85

F1 · balance_after: Includes 7.97 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-000301 · edgar.xml · nonDerivative · entry 2

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,209.48

F1 · balance_after: Includes 58.65 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-18-000301 · edgar.xml · nonDerivative · entry 1

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,928.35

SEC source: 0001179110-17-015141 · edgar.xml · nonDerivative · entry 1

LAVANDIER BRUNO · CIK 0001306156 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,725

SEC source: 0001179110-18-001103 · edgar.xml · nonDerivative · entry 1

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,447

SEC source: 0001179110-18-007851 · edgar.xml · nonDerivative · entry 2

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 7,400

F1 · shares: On January 26, 2018, the reporting person filed a Form 5 to report a disposition of 18,000 shares of the issuer's common stock by a gift on December 8, 2017. The Form 5 inadvertently reported that all 18,000 shares were gifted from shares held by the reporting person in direct ownership form. In fact, as reported in this amendment, the gift was made from 11,015 shares held by the reporting person in direct ownership form and 6,985 shares held in indirect ownership form through his wife.

SEC source: 0001179110-18-007851 · edgar.xml · nonDerivative · entry 1

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,432

F1 · shares: On January 26, 2018, the reporting person filed a Form 5 to report a disposition of 18,000 shares of the issuer's common stock by a gift on December 8, 2017. The Form 5 inadvertently reported that all 18,000 shares were gifted from shares held by the reporting person in direct ownership form. In fact, as reported in this amendment, the gift was made from 11,015 shares held by the reporting person in direct ownership form and 6,985 shares held in indirect ownership form through his wife.

SEC source: 0001179110-17-015101 · edgar.xml · nonDerivative · entry 3

SCHMECHEL DANIEL J · CIK 0001198768 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,004.547

SEC source: 0001179110-17-015037 · edgar.xml · nonDerivative · entry 4

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,447

F2 · price: This transaction was executed in multiple trades at prices ranging from $136.64 to $137.39, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001179110-17-015163 · edgar.xml · derivative · entry 2

Wyant Jill S · CIK 0001559370 · EVP & Pres. - Global F&B

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,729

Underlying: Common Stock · 20,729 shares

Expires 2027-12-06

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-17-015161 · edgar.xml · derivative · entry 2

Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,729

Underlying: Common Stock · 20,729 shares

Expires 2027-12-06

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-17-015155 · edgar.xml · derivative · entry 3

SCHMECHEL DANIEL J · CIK 0001198768 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,093

Underlying: Common Stock · 31,093 shares

Expires 2027-12-06

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-17-015151 · edgar.xml · derivative · entry 3

Mulhere Timothy P · CIK 0001540754 · EVP & Regions President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,729

Underlying: Common Stock · 20,729 shares

Expires 2027-12-06

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-17-015151 · edgar.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & Regions President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,837.393

SEC source: 0001179110-17-015145 · edgar.xml · derivative · entry 2

McCormick Michael C. · CIK 0001699917 · Ex.VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,819

Underlying: Common Stock · 13,819 shares

Expires 2027-12-06

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-17-015143 · edgar.xml · derivative · entry 2

Marsh Laurie M · CIK 0001479289 · Executive VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,364

Underlying: Common Stock · 10,364 shares

Expires 2027-12-06

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-17-015141 · edgar.xml · derivative · entry 2

LAVANDIER BRUNO · CIK 0001306156 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,182

Underlying: Common Stock · 5,182 shares

Expires 2027-12-06

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-17-015139 · edgar.xml · derivative · entry 3

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres.-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,274

Underlying: Common Stock · 17,274 shares

Expires 2027-12-06

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-17-015134 · edgar.xml · derivative · entry 6

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,548

Underlying: Common Stock · 34,548 shares

Expires 2027-12-06

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

SEC source: 0001179110-17-015137 · edgar.xml · derivative · entry 3

Hickey Michael A · CIK 0001343364 · EVP & Pres. Global Inst.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,729

Underlying: Common Stock · 20,729 shares

Expires 2027-12-06

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-17-015132 · edgar.xml · derivative · entry 2

Blanco Alex N · CIK 0001566174 · EVP and Chief Supply Chain Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,819

Underlying: Common Stock · 13,819 shares

Expires 2027-12-06

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-17-015128 · edgar.xml · derivative · entry 3

Beck Christophe · CIK 0001471500 · EVP & Pres-Global Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,729

Underlying: Common Stock · 20,729 shares

Expires 2027-12-06

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-17-015130 · edgar.xml · derivative · entry 3

Berger Larry L · CIK 0001433832 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,819

Underlying: Common Stock · 13,819 shares

Expires 2027-12-06

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-17-015126 · edgar.xml · derivative · entry 5

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,742

Underlying: Common Stock · 172,742 shares

Expires 2027-12-06

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-17-015044 · edgar.xml · nonDerivative · entry 3

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,841.664

F2 · price: This transaction was executed in multiple trades at prices ranging from $137.30 to $137.80, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001179110-17-015103 · edgar.xml · derivative · entry 3

Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 5, 2012, the reporting person was granted 21,540 restricted stock units, vesting as to 50% of the units on the third anniversary of the date of grant, 25% of the units on the fourth anniversary of the date of grant and 25% of the units on the fifth anniversary of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 5, 2012, the reporting person was granted 21,540 restricted stock units, vesting as to 50% of the units on the third anniversary of the date of grant, 25% of the units on the fourth anniversary of the date of grant and 25% of the units on the fifth anniversary of the date of grant, subject to continued employment.

SEC source: 0001179110-17-015103 · edgar.xml · nonDerivative · entry 2

Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,798

F2 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.