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McCormick Michael C.

Disclosed activity across 1 company

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SEC CIK
0001699917

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ECOLAB INC.ECL · Entity 2954EVP CORPORATE AFFAIRSAugust 15, 2022August 17, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ECOLAB INC.

Report date August 15, 2022 · Filed August 17, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect47,067.162 Reported balance After 2022-08-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-08-15 · Sale · Disposed 3,000 · Balance 47,067.162

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2022.

F2: On February 25, 2022, the reporting person filed a Form 4 reporting the payment of minimum statutory tax obligations incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3 by withholding 1,018 shares of Ecolab Common Stock. It was later determined that the number of shares withheld was overcounted by 7 shares as a total of 1,011 shares were actually withheld. Accordingly, 7 shares have been added to the reporting person's end of period holdings.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2022.

F2: On February 25, 2022, the reporting person filed a Form 4 reporting the payment of minimum statutory tax obligations incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3 by withholding 1,018 shares of Ecolab Common Stock. It was later determined that the number of shares withheld was overcounted by 7 shares as a total of 1,011 shares were actually withheld. Accordingly, 7 shares have been added to the reporting person's end of period holdings.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2022 Filed Aug 17, 2022 21:23 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 3,000 $175.00 $525,000.00
Disclosure

SEC source: 0001415889-22-008783 · form4-08172022_020812.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP CORPORATE AFFAIRS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,067.162

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2022.

F2 · balance_after: On February 25, 2022, the reporting person filed a Form 4 reporting the payment of minimum statutory tax obligations incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3 by withholding 1,018 shares of Ecolab Common Stock. It was later determined that the number of shares withheld was overcounted by 7 shares as a total of 1,011 shares were actually withheld. Accordingly, 7 shares have been added to the reporting person's end of period holdings.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 20:41 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 3,000 $167.72 $503,160.00
Disclosure

SEC source: 0001415889-22-006375 · form4-06092022_010618.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,060.162

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:24 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 1,018 $175.59 $178,750.62
Disclosure

SEC source: 0001415889-22-001884 · form4-02252022_020239.xml · nonDerivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,060.162

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:24 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 3,257 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001884 · form4-02252022_020239.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,078.162

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:05 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 11,045 $0.00 Strike: $223.78 $0.00
Disclosure

SEC source: 0001415889-21-005684 · form4-12032021_021244.xml · derivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,045

Underlying: Common Stock · 11,045 shares

Expires 2031-12-01

F1 · derivative.exercise_date: Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option becomes exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary of the date of grant.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:32 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,819 $0.00 Strike: $137.09 $0.00
Disclosure

SEC source: 0001415889-21-005617 · form4-12012021_011252.xml · derivative · entry 3

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,819 shares

Expires 2027-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary of the date of grant.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:32 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 13,819 $227.37 $3,141,984.57
Disclosure

SEC source: 0001415889-21-005617 · form4-12012021_011252.xml · nonDerivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,821.162

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.932 to $227.780, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:32 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 13,819 $137.09 $1,894,405.25
Disclosure

SEC source: 0001415889-21-005617 · form4-12012021_011252.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,640.162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 21:06 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 2,890 $228.76 $661,119.29
Disclosure

SEC source: 0001415889-21-005086 · form4-11052021_021130.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,821.162

F1 · price: This transaction was executed in multiple trades at prices ranging from $228.740 to $228.813, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 29, 2021 Filed Jul 30, 2021 20:02 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,930 $0.00 Strike: $117.73 $0.00
Disclosure

SEC source: 0001415889-21-003743 · form4-07302021_010724.xml · derivative · entry 3

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,930 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
July 29, 2021 Filed Jul 30, 2021 20:02 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 9,930 $220.01 $2,184,649.65
Disclosure

SEC source: 0001415889-21-003743 · form4-07302021_010724.xml · nonDerivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,711.162

F1 · price: This transaction was executed in multiple trades at prices ranging from $220.000 to $220.075, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 29, 2021 Filed Jul 30, 2021 20:02 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 9,930 $117.73 $1,169,058.90
Disclosure

SEC source: 0001415889-21-003743 · form4-07302021_010724.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,641.162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:45 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 5,173 $214.59 $1,110,074.07
Disclosure

SEC source: 0001415889-21-001506 · form4-03162021_010341.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,711.162

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:55 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 942 $213.55 $201,159.39
Disclosure

SEC source: 0001415889-21-001075 · form4-03012021_020357.xml · nonDerivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,884.162

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:55 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 3,040 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001075 · form4-03012021_020357.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,826.162

Read SEC document
December 24, 2020 Filed Jan 29, 2021 21:58 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 115 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000445 · form5-01292021_010159.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,786.162

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:32 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,210 $0.00 Strike: $119.12 $0.00
Disclosure

SEC source: 0001415889-20-002957 · form4-12172020_011230.xml · derivative · entry 3

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,210 shares

Expires 2025-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:32 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 5,400 $222.09 $1,199,259.00
Disclosure

SEC source: 0001415889-20-002957 · form4-12172020_011230.xml · nonDerivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,901.162

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:32 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 7,210 $119.12 $858,855.20
Disclosure

SEC source: 0001415889-20-002957 · form4-12172020_011230.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,301.162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:40 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 13,254 $0.00 Strike: $221.41 $0.00
Disclosure

SEC source: 0001415889-20-002842 · form4-12072020_031235.xml · derivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,254

Underlying: Common Stock · 13,254 shares

Expires 2030-12-03

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:38 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 2,921 $220.00 $642,620.00
Disclosure

SEC source: 0001415889-20-002718 · form4-11252020_011150.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,091.162

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:39 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,647 $0.00 Strike: $107.69 $0.00
Disclosure

SEC source: 0001179110-20-010922 · edgar.xml · derivative · entry 3

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,647 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:39 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 7,647 $199.16 $1,522,968.87
Disclosure

SEC source: 0001179110-20-010922 · edgar.xml · nonDerivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,012.162

F1 · price: This transaction was executed in multiple trades at prices ranging from $199.00 to $199.435, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:39 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 7,647 $107.69 $823,467.20
Disclosure

SEC source: 0001179110-20-010922 · edgar.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,659.162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:07 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,530 $0.00 Strike: $103.27 $0.00
Disclosure

SEC source: 0001179110-20-007041 · edgar.xml · derivative · entry 4

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,530 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:07 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 5,359 $219.63 $1,176,970.38
Disclosure

SEC source: 0001179110-20-007041 · edgar.xml · nonDerivative · entry 3

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,012.162

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:07 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 7,530 $103.27 $777,585.45
Disclosure

SEC source: 0001179110-20-007041 · edgar.xml · nonDerivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,371.162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2020 Filed Jun 5, 2020 21:07 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 131 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-007041 · edgar.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,841.162

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:40 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 743 $195.74 $145,434.82
Disclosure

SEC source: 0001179110-20-002628 · edgar.xml · nonDerivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,972.162

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:40 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 2,185 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002628 · edgar.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,715.162

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:53 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,900 $0.00 Strike: $71.54 $0.00
Disclosure

SEC source: 0001179110-20-002170 · edgar.xml · derivative · entry 6

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,900 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:53 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 150 $208.52 $31,278.45
Disclosure

SEC source: 0001179110-20-002170 · edgar.xml · nonDerivative · entry 5

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,530.162

F4 · price: This transaction was executed in multiple trades at prices ranging from $208.490 to $208.590, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:53 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 1,150 $207.92 $239,102.25
Disclosure

SEC source: 0001179110-20-002170 · edgar.xml · nonDerivative · entry 4

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,680.162

F3 · price: This transaction was executed in multiple trades at prices ranging from $207.455 to $208.440, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:53 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 1,550 $206.50 $320,078.10
Disclosure

SEC source: 0001179110-20-002170 · edgar.xml · nonDerivative · entry 3

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,830.162

F2 · price: This transaction was executed in multiple trades at prices ranging from $206.140 to $207.090, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:53 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 2,050 $205.63 $421,539.45
Disclosure

SEC source: 0001179110-20-002170 · edgar.xml · nonDerivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,380.162

F1 · price: This transaction was executed in multiple trades at prices ranging from $205.130 to $206.120, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:53 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 4,900 $71.54 $350,546.00
Disclosure

SEC source: 0001179110-20-002170 · edgar.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,430.162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 03, 2019 Filed Dec 5, 2019 22:52 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 10,893 $0.00 Strike: $184.39 $0.00
Disclosure

SEC source: 0001179110-19-012448 · edgar.xml · derivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,893

Underlying: Common Stock · 10,893 shares

Expires 2029-12-03

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

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August 16, 2019 Filed Aug 20, 2019 22:03 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,900 $0.00 Strike: $71.54 $0.00
Disclosure

SEC source: 0001179110-19-009723 · edgar.xml · derivative · entry 4

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

Underlying: Common Stock · 4,900 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

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August 16, 2019 Filed Aug 20, 2019 22:03 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 2,885 $205.75 $593,582.98
Disclosure

SEC source: 0001179110-19-009723 · edgar.xml · nonDerivative · entry 3

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,530.162

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

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August 16, 2019 Filed Aug 20, 2019 22:03 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 4,900 $71.54 $350,546.00
Disclosure

SEC source: 0001179110-19-009723 · edgar.xml · nonDerivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,415.162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 13, 2019 Filed Aug 20, 2019 22:03 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009723 · edgar.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,515.162

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March 08, 2019 Filed Mar 8, 2019 23:46 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 499 $166.22 $82,943.78
Disclosure

SEC source: 0001179110-19-003651 · edgar.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,615.162

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

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February 21, 2019 Filed Feb 22, 2019 22:44 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 1,586 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002388 · edgar.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,114.162

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December 04, 2018 Filed Dec 7, 2018 23:02 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 13,572 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013595 · edgar.xml · derivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,572

Underlying: Common Stock · 13,572 shares

Expires 2028-12-04

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

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August 03, 2018 Filed Aug 6, 2018 21:31 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,400 $0.00 Strike: $55.60 $0.00
Disclosure

SEC source: 0001179110-18-010327 · edgar.xml · derivative · entry 3

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,400 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

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August 03, 2018 Filed Aug 6, 2018 21:31 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 13,400 $146.45 $1,962,430.00
Disclosure

SEC source: 0001179110-18-010327 · edgar.xml · nonDerivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,528.162

F1 · price: This transaction was executed in multiple trades at prices ranging from $146.37 to $146.50, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 03, 2018 Filed Aug 6, 2018 21:31 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 13,400 $55.60 $745,040.00
Disclosure

SEC source: 0001179110-18-010327 · edgar.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,928.162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 09, 2018 Filed Mar 13, 2018 21:26 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 533 $131.18 $69,918.94
Disclosure

SEC source: 0001179110-18-004203 · edgar.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,528.162

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

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February 21, 2018 Filed Feb 23, 2018 22:09 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 1,682 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002764 · edgar.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,061.162

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December 06, 2017 Filed Dec 8, 2017 22:22 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 13,819 $0.00 Strike: $137.09 $0.00
Disclosure

SEC source: 0001179110-17-015145 · edgar.xml · derivative · entry 2

McCormick Michael C. · CIK 0001699917 · Ex.VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,819

Underlying: Common Stock · 13,819 shares

Expires 2027-12-06

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.