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SEC CIK
0001751788
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421

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2021 Filed Feb 16, 2021 20:47 UTC
Broodo JackPresident, Feedstocks & Energy
GrantCommon Stock 2,190 $0.00 $0.00
Disclosure

SEC source: 0001751788-21-000035 · wf-form4_161352644823836.xml · nonDerivative · entry 1

Broodo Jack · CIK 0001810082 · President, Feedstocks & Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,823

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:49 UTC
Palmieri JanePresident, Ind Interm & Infras
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 34,140 $0.00 Strike: $57.67 $0.00
Disclosure

SEC source: 0001751788-21-000038 · wf-form4_161352653618254.xml · derivative · entry 4

Palmieri Jane · CIK 0001809709 · President, Ind Interm & Infras

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,140

Underlying: Common Stock · 34,140 shares

Expires 2031-02-11

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:49 UTC
Palmieri JanePresident, Ind Interm & Infras
GrantCommon Stock 4,610 $0.00 $0.00
Disclosure

SEC source: 0001751788-21-000038 · wf-form4_161352653618254.xml · nonDerivative · entry 1

Palmieri Jane · CIK 0001809709 · President, Ind Interm & Infras

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,772.884

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:51 UTC
Gregorio MauroPresident, Perf Mat & Coatings
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 32,790 $0.00 Strike: $57.67 $0.00
Disclosure

SEC source: 0001751788-21-000042 · wf-form4_161352669421086.xml · derivative · entry 5

Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,790

Underlying: Common Stock · 32,790 shares

Expires 2031-02-11

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:51 UTC
Gregorio MauroPresident, Perf Mat & Coatings
GrantCommon Stock 4,430 $0.00 $0.00
Disclosure

SEC source: 0001751788-21-000042 · wf-form4_161352669421086.xml · nonDerivative · entry 1

Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,987

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 02:00 UTC
Donoso DiegoPresident, Pkg & Spec Plastics
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 28,160 $0.00 Strike: $57.67 $0.00
Disclosure

SEC source: 0001751788-21-000043 · wf-form4_161352723112990.xml · derivative · entry 5

Donoso Diego · CIK 0001809708 · President, Pkg & Spec Plastics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,160

Underlying: Common Stock · 28,160 shares

Expires 2031-02-11

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 02:00 UTC
Donoso DiegoPresident, Pkg & Spec Plastics
GrantCommon Stock 3,800 $0.00 $0.00
Disclosure

SEC source: 0001751788-21-000043 · wf-form4_161352723112990.xml · nonDerivative · entry 1

Donoso Diego · CIK 0001809708 · President, Pkg & Spec Plastics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,532

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:51 UTC
Fitterling James RDirector · Chairman and CEO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 244,940 $0.00 Strike: $57.67 $0.00
Disclosure

SEC source: 0001751788-21-000041 · wf-form4_161352665917361.xml · derivative · entry 7

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,940

Underlying: Common Stock · 244,940 shares

Expires 2031-02-11

F4 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:51 UTC
Fitterling James RDirector · Chairman and CEO
GrantCommon Stock 33,040 $0.00 $0.00
Disclosure

SEC source: 0001751788-21-000041 · wf-form4_161352665917361.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,808

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:50 UTC
Edmonds Ronald CController and Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 23,150 $0.00 Strike: $57.67 $0.00
Disclosure

SEC source: 0001751788-21-000040 · wf-form4_161352661557678.xml · derivative · entry 7

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,150

Underlying: Common Stock · 23,150 shares

Expires 2031-02-11

F3 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:50 UTC
Edmonds Ronald CController and Vice President
GrantCommon Stock 3,130 $0.00 $0.00
Disclosure

SEC source: 0001751788-21-000040 · wf-form4_161352661557678.xml · nonDerivative · entry 1

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,979

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:48 UTC
Ungerleider Howard IPresident and CFO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 87,180 $0.00 Strike: $57.67 $0.00
Disclosure

SEC source: 0001751788-21-000037 · wf-form4_161352650547113.xml · derivative · entry 5

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,180

Underlying: Common Stock · 87,180 shares

Expires 2031-02-11

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:48 UTC
Ungerleider Howard IPresident and CFO
GrantCommon Stock 11,760 $0.00 $0.00
Disclosure

SEC source: 0001751788-21-000037 · wf-form4_161352650547113.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,667

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:49 UTC
Carter Karen SChief Human Resources Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 35,490 $0.00 Strike: $57.67 $0.00
Disclosure

SEC source: 0001751788-21-000039 · wf-form4_161352656117819.xml · derivative · entry 4

Carter Karen S · CIK 0001772252 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,490

Underlying: Common Stock · 35,490 shares

Expires 2031-02-11

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:49 UTC
Carter Karen SChief Human Resources Officer
GrantCommon Stock 4,790 $0.00 $0.00
Disclosure

SEC source: 0001751788-21-000039 · wf-form4_161352656117819.xml · nonDerivative · entry 1

Carter Karen S · CIK 0001772252 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,850

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:48 UTC
Sreeram Attiganal NSenior Vice President / CTO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 52,080 $0.00 Strike: $57.67 $0.00
Disclosure

SEC source: 0001751788-21-000036 · wf-form4_161352648116939.xml · derivative · entry 5

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President / CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,080

Underlying: Common Stock · 52,080 shares

Expires 2031-02-11

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:48 UTC
Sreeram Attiganal NSenior Vice President / CTO
GrantCommon Stock 7,030 $0.00 $0.00
Disclosure

SEC source: 0001751788-21-000036 · wf-form4_161352648116939.xml · nonDerivative · entry 1

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President / CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,799

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:47 UTC
SAMPSON JOHN MAURICESenior Vice President
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 36,650 $0.00 Strike: $57.67 $0.00
Disclosure

SEC source: 0001751788-21-000034 · wf-form4_161352642119853.xml · derivative · entry 3

SAMPSON JOHN MAURICE · CIK 0001655048 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,650

Underlying: Common Stock · 36,650 shares

Expires 2031-02-11

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:47 UTC
SAMPSON JOHN MAURICESenior Vice President
GrantCommon Stock 4,950 $0.00 $0.00
Disclosure

SEC source: 0001751788-21-000034 · wf-form4_161352642119853.xml · nonDerivative · entry 1

SAMPSON JOHN MAURICE · CIK 0001655048 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,323.37

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:46 UTC
Wilson Amy EGeneral Counsel / Secretary
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 52,080 $0.00 Strike: $57.67 $0.00
Disclosure

SEC source: 0001751788-21-000033 · wf-form4_161352638871508.xml · derivative · entry 4

Wilson Amy E · CIK 0001772229 · General Counsel / Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,080

Underlying: Common Stock · 52,080 shares

Expires 2031-02-11

F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 11, 2021 Filed Feb 17, 2021 01:46 UTC
Wilson Amy EGeneral Counsel / Secretary
GrantCommon Stock 7,030 $0.00 $0.00
Disclosure

SEC source: 0001751788-21-000033 · wf-form4_161352638871508.xml · nonDerivative · entry 1

Wilson Amy E · CIK 0001772229 · General Counsel / Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,865

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment.

Read SEC document
February 11, 2021 Filed Feb 19, 2021 02:09 UTC Amendment
Gregorio MauroPresident, Perf Mat & Coatings
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 32,790 $0.00 Strike: $57.67 $0.00
Disclosure

SEC source: 0001751788-21-000055 · wf-form4a_161370054725696.xml · derivative · entry 5

Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,790

Underlying: Common Stock · 32,790 shares

Expires 2031-02-11

F3 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes.

Read SEC document
February 11, 2021 Filed Feb 19, 2021 02:09 UTC Amendment
Gregorio MauroPresident, Perf Mat & Coatings
GrantCommon Stock 4,430 $0.00 $0.00
Disclosure

SEC source: 0001751788-21-000055 · wf-form4a_161370054725696.xml · nonDerivative · entry 1

Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,698

F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment.

F2 · balance_after: This amendment is being filed to correct the total number of securities reported under item 5 to reconcile it with the securities reported under item 4, on the Form 4 filed by the Reporting Person on February 16, 2021.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 17:54 UTC
Broodo JackPresident, Feedstocks & Energy
Disposition to issuerCommon Stock 119 $54.73 $6,512.87
Disclosure

SEC source: 0001225208-20-014405 · doc4.xml · nonDerivative · entry 2

Broodo Jack · CIK 0001810082 · President, Feedstocks & Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,633

F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 17:54 UTC
Broodo JackPresident, Feedstocks & Energy
Disposition to issuerCommon Stock 68 $55.05 $3,743.40
Disclosure

SEC source: 0001225208-20-014405 · doc4.xml · nonDerivative · entry 1

Broodo Jack · CIK 0001810082 · President, Feedstocks & Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,752

F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:54 UTC
Gregorio MauroPresident, Perf Mat & Coatings
Disposition to issuerCommon Stock 154 $55.05 $8,477.70
Disclosure

SEC source: 0001225208-20-014404 · doc4.xml · nonDerivative · entry 2

Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,268

F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:54 UTC
Gregorio MauroPresident, Perf Mat & Coatings
Disposition to issuerCommon Stock 135 $54.73 $7,388.55
Disclosure

SEC source: 0001225208-20-014404 · doc4.xml · nonDerivative · entry 1

Gregorio Mauro · CIK 0001809712 · President, Perf Mat & Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,422

F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:54 UTC
Edmonds Ronald CController and Vice President
Disposition to issuerCommon Stock 125 $55.05 $6,881.25
Disclosure

SEC source: 0001225208-20-014406 · doc4.xml · nonDerivative · entry 2

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,849

F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:54 UTC
Edmonds Ronald CController and Vice President
Disposition to issuerCommon Stock 110 $54.73 $6,020.30
Disclosure

SEC source: 0001225208-20-014406 · doc4.xml · nonDerivative · entry 1

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,974

F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:54 UTC
Fitterling James RDirector · Chairman and CEO
Disposition to issuerCommon Stock 1,245 $55.05 $68,537.25
Disclosure

SEC source: 0001225208-20-014403 · doc4.xml · nonDerivative · entry 2

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,768

F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:54 UTC
Fitterling James RDirector · Chairman and CEO
Disposition to issuerCommon Stock 957 $54.73 $52,376.61
Disclosure

SEC source: 0001225208-20-014403 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,013

F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:07 UTC
Sreeram Attiganal NSenior Vice President / CTO
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 33,510 $0.00 Strike: $46.60 $0.00
Disclosure

SEC source: 0001225208-20-013969 · doc4.xml · derivative · entry 6

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President / CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,510 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:07 UTC
Sreeram Attiganal NSenior Vice President / CTO
Disposition to issuerCommon Stock 30,326 $56.09 $1,700,894.36
Disclosure

SEC source: 0001225208-20-013969 · doc4.xml · nonDerivative · entry 2

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President / CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,769

F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.

F2 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $56.04 to $56.13. Reporting Person agrees to provide upon request by the Commission staff, theissuer,or asecurity holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:07 UTC
Sreeram Attiganal NSenior Vice President / CTO
Exercise / conversionCommon Stock 33,510 $46.60 $1,561,566.00
Disclosure

SEC source: 0001225208-20-013969 · doc4.xml · nonDerivative · entry 1

Sreeram Attiganal N · CIK 0001588278 · Senior Vice President / CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 01:02 UTC
HOLICKI PETERSenior Vice President
SaleCommon Stock 6,836 $55.99 $382,760.63
Disclosure

SEC source: 0001225208-20-013701 · doc4.xml · nonDerivative · entry 3

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,670

F2 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $55.9900 to $55.9950. Reporting Person agrees to provide upon request by the Commission staff, the issuer,or asecurity holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 17, 2020 Filed Nov 20, 2020 01:02 UTC
HOLICKI PETERSenior Vice President
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 13,920 $0.00 Strike: $38.87 $0.00
Disclosure

SEC source: 0001225208-20-013701 · doc4.xml · derivative · entry 4

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,920 shares

Expires 2021-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 17, 2020 Filed Nov 20, 2020 01:02 UTC
HOLICKI PETERSenior Vice President
Disposition to issuerCommon Stock 11,734 $53.90 $632,462.60
Disclosure

SEC source: 0001225208-20-013701 · doc4.xml · nonDerivative · entry 2

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,506

F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.

Read SEC document
November 17, 2020 Filed Nov 20, 2020 01:02 UTC
HOLICKI PETERSenior Vice President
Exercise / conversionCommon Stock 13,920 $38.87 $541,070.40
Disclosure

SEC source: 0001225208-20-013701 · doc4.xml · nonDerivative · entry 1

HOLICKI PETER · CIK 0001600097 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 02:03 UTC
Ungerleider Howard IPresident and CFO
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $38.87 $0.00
Disclosure

SEC source: 0001225208-20-013493 · doc4.xml · derivative · entry 10

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2021-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 02:03 UTC
Ungerleider Howard IPresident and CFO
GiftCommon Stock 2,719 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013493 · doc4.xml · nonDerivative · entry 6

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 84,223

Read SEC document
November 10, 2020 Filed Nov 13, 2020 02:03 UTC
Ungerleider Howard IPresident and CFO
Disposition to issuerCommon Stock 5,960 $52.91 $315,319.76
Disclosure

SEC source: 0001225208-20-013493 · doc4.xml · nonDerivative · entry 5

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,907

F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The net shares were not sold.

F2 · price: The price in respect of November 10, 2020 is a weighted average sale price for the transaction initiated on November 9, 2020 and executed over November 9 and 10, 2020. The shares sold on November 9, 2020 were all sold at $52.805 and the shares sold on November 10, 2020 were sold in multiple transactions at prices ranging from $52.87 to $52.91. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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November 10, 2020 Filed Nov 13, 2020 02:03 UTC
Ungerleider Howard IPresident and CFO
GiftCommon Stock 2,719 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013493 · doc4.xml · nonDerivative · entry 4

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,867

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November 10, 2020 Filed Nov 13, 2020 02:03 UTC
Ungerleider Howard IPresident and CFO
Exercise / conversionCommon Stock 7,000 $38.87 $272,090.00
Disclosure

SEC source: 0001225208-20-013493 · doc4.xml · nonDerivative · entry 3

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2020 Filed Nov 13, 2020 02:03 UTC
Ungerleider Howard IPresident and CFO
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 11,363 $0.00 Strike: $38.87 $0.00
Disclosure

SEC source: 0001225208-20-013493 · doc4.xml · derivative · entry 9

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 11,363 shares

Expires 2021-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

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November 09, 2020 Filed Nov 13, 2020 02:03 UTC
Ungerleider Howard IPresident and CFO
Disposition to issuerCommon Stock 9,684 $52.81 $511,363.62
Disclosure

SEC source: 0001225208-20-013493 · doc4.xml · nonDerivative · entry 2

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,586

F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The net shares were not sold.

F2 · price: The price in respect of November 10, 2020 is a weighted average sale price for the transaction initiated on November 9, 2020 and executed over November 9 and 10, 2020. The shares sold on November 9, 2020 were all sold at $52.805 and the shares sold on November 10, 2020 were sold in multiple transactions at prices ranging from $52.87 to $52.91. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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November 09, 2020 Filed Nov 13, 2020 02:03 UTC
Ungerleider Howard IPresident and CFO
Exercise / conversionCommon Stock 11,363 $38.87 $441,679.81
Disclosure

SEC source: 0001225208-20-013493 · doc4.xml · nonDerivative · entry 1

Ungerleider Howard I · CIK 0001514396 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 15, 2020 Filed Sep 17, 2020 21:21 UTC
Fitterling James RDirector · Chairman and CEO
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 116,590 $0.00 Strike: $38.87 $0.00
Disclosure

SEC source: 0001225208-20-011651 · doc4.xml · derivative · entry 6

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 116,590 shares

Expires 2021-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

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September 15, 2020 Filed Sep 17, 2020 21:21 UTC
Fitterling James RDirector · Chairman and CEO
Disposition to issuerCommon Stock 100,693 $51.26 $5,161,623.87
Disclosure

SEC source: 0001225208-20-011651 · doc4.xml · nonDerivative · entry 2

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,970

F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.

F2 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $51.25 to $51.31. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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September 15, 2020 Filed Sep 17, 2020 21:21 UTC
Fitterling James RDirector · Chairman and CEO
Exercise / conversionCommon Stock 116,590 $38.87 $4,531,853.30
Disclosure

SEC source: 0001225208-20-011651 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 02, 2020 Filed Sep 4, 2020 20:18 UTC
Edmonds Ronald CController and Vice President
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 36,056 $0.00 Strike: $34.43 $0.00
Disclosure

SEC source: 0001225208-20-011294 · doc4.xml · derivative · entry 7

Edmonds Ronald C · CIK 0001476281 · Controller and Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,056 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.