Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOW INC.DOW · Entity 3233 | Director · Chief Executive Officer | July 01, 2026 | July 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOW INC.
Report date July 01, 2026 · Filed July 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 174,481 |
Reported balance
After 2026-07-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-01 · Grant · Acquired 24,150 · Balance 174,481 F1: Restricted stock units to be delivered in one installment on or about February 12, 2029, subject to continued employment. F2: Total includes previously reported restricted stock units. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.02 · Expires 2036-02-12 | Direct | 126,640 |
Reported balance
After 2026-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-07-01 · Grant · Acquired 126,640 · Balance 126,640 F3: This option will vest in three equal annual installments beginning on February 12, 2027. Option shares will be used to satisfy withholding taxes. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,374.649 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,374.649 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan ESOP | 321.815 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 321.815 |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,183.55 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 14,183.55 F4: There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer. F5: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units to be delivered in one installment on or about February 12, 2029, subject to continued employment.
F2: Total includes previously reported restricted stock units.
F3: This option will vest in three equal annual installments beginning on February 12, 2027. Option shares will be used to satisfy withholding taxes.
F4: There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.
F5: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2026 Filed Jul 6, 2026 20:17 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 126,640 | $0.00 Strike: $27.02 | $0.00 |
DisclosureSEC source: 0001751788-26-000141 · wk-form4_1783369076.xml · derivative · entry 4 Carter Karen S · CIK 0001772252 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,640 Underlying: Common Stock · 126,640 shares Expires 2036-02-12 F3 · derivative.exercise_date: This option will vest in three equal annual installments beginning on February 12, 2027. Option shares will be used to satisfy withholding taxes. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 20:17 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 24,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-26-000141 · wk-form4_1783369076.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,481 F1 · shares: Restricted stock units to be delivered in one installment on or about February 12, 2029, subject to continued employment. F2 · balance_after: Total includes previously reported restricted stock units. Read SEC document |
| February 26, 2026 Filed Mar 2, 2026 22:16 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 2,969 | $29.90 | $88,773.10 |
DisclosureSEC source: 0001751788-26-000091 · wk-form4_1772489773.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,331 F1 · shares: Shares withheld by Issuer to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. F2 · balance_after: Total includes previously reported restricted stock units. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 22:21 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 132,990 | $0.00 Strike: $32.65 | $0.00 |
DisclosureSEC source: 0001751788-26-000070 · wk-form4_1771366864.xml · derivative · entry 5 Carter Karen S · CIK 0001772252 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,990 Underlying: Common Stock · 132,990 shares Expires 2036-02-12 F4 · derivative.exercise_date: This option will vest in three equal annual installments beginning on February 12, 2027. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 22:21 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 24,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-26-000070 · wk-form4_1771366864.xml · nonDerivative · entry 2 Carter Karen S · CIK 0001772252 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,300 F2 · shares: Restricted stock units to be delivered in one installment on or about February 12, 2029, subject to continued employment. F3 · balance_after: Total includes previously reported restricted stock units. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 22:21 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 10,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-26-000070 · wk-form4_1771366864.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,860 F1 · shares: Performance share units not previously reportable were determined after certification of the applicable performance metrics. Performance share units will be settled in one installment on or about February 26, 2026, subject to continued employment. Read SEC document |
| February 09, 2026 Filed Feb 12, 2026 00:00 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 1,498 | $32.08 | $48,055.84 |
DisclosureSEC source: 0001751788-26-000038 · wk-form4_1770854400.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,636 F1 · shares: Shares withheld by Issuer to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. F2 · balance_after: Total includes previously reported restricted stock units. Read SEC document |
| November 28, 2025 Filed Dec 2, 2025 22:45 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 1,093 | $23.85 | $26,068.05 |
DisclosureSEC source: 0001751788-25-000171 · wk-form4_1764715552.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,134 F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. F2 · balance_after: Total includes previously reported restricted stock units. Read SEC document |
| November 03, 2025 Filed Nov 5, 2025 22:27 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 16,259 | $23.23 | $377,696.57 |
DisclosureSEC source: 0001751788-25-000162 · wk-form4_1762381675.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,227 F1 · shares: Shares withheld by Issuer to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. F2 · balance_after: Total includes previously reported restricted stock units and 715 shares acquired under the Issuer's Employee Stock Purchase Plan on October 3, 2025. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 22:19 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 125,760 | $0.00 Strike: $38.34 | $0.00 |
DisclosureSEC source: 0001751788-25-000065 · wk-form4_1739917149.xml · derivative · entry 4 Carter Karen S · CIK 0001772252 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,760 Underlying: Common Stock · 125,760 shares Expires 2035-02-13 F3 · derivative.exercise_date: This option will vest in three equal annual installments beginning on February 13, 2026. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 22:19 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 20,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-25-000065 · wk-form4_1739917149.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,771 F1 · shares: Restricted stock units to be delivered in one installment on or about February 13, 2028, subject to continued employment. F2 · balance_after: Total includes previously reported restricted stock units. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:14 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 1,449 | $38.57 | $55,887.93 |
DisclosureSEC source: 0001751788-25-000031 · wk-form4_1739394875.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,421 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. F2 · balance_after: Total includes previously reported restricted stock units and 429 shares acquired under the Issuer's Employee Stock Purchase Plan on October 4, 2024. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 00:10 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 44,600 | $0.00 Strike: $55.17 | $0.00 |
DisclosureSEC source: 0001751788-24-000064 · wk-form4_1708474214.xml · derivative · entry 4 Carter Karen S · CIK 0001772252 · President, Pkg & Spec Plastics 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,600 Underlying: Common Stock · 44,600 shares Expires 2034-02-15 F3 · derivative.exercise_date: This option will vest in three equal installments beginning on February 15, 2025. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 00:10 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 6,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-24-000064 · wk-form4_1708474214.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · President, Pkg & Spec Plastics 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,441 F1 · shares: Restricted stock units to be delivered in one installment on or about February 15, 2027, subject to continued employment. F2 · balance_after: Total includes previously reported restricted stock units. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 22:07 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 1,419 | $54.79 | $77,747.01 |
DisclosureSEC source: 0001751788-24-000043 · wk-form4_1707948400.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · President, Pkg & Spec Plastics 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,801 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. F2 · balance_after: Total includes previously reported restricted stock units and 462 shares acquired under the Issuer's Employee Stock Purchase Plan on November 3, 2023. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 00:36 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 1,554 | $60.32 | $93,737.28 |
DisclosureSEC source: 0001751788-23-000066 · wf-form4_167650777997830.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · President, Pkg & Spec Plastics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,758 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. F2 · balance_after: Total includes previously reported restricted stock units. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 02:12 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 38,310 | $0.00 Strike: $59.08 | $0.00 |
DisclosureSEC source: 0001751788-23-000047 · wf-form4_167634071879305.xml · derivative · entry 4 Carter Karen S · CIK 0001772252 · President, Pkg & Spec Plastics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,310 Underlying: Common Stock · 38,310 shares Expires 2033-02-09 F3 · derivative.exercise_date: This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 02:12 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 5,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-23-000047 · wf-form4_167634071879305.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · President, Pkg & Spec Plastics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,312 F1 · shares: Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment. F2 · balance_after: Total includes previously reported restricted stock units. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 21:06 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 74,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-22-000141 · wf-form4_166759596236375.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,412 F1 · shares: Restricted stock units to be delivered in two equal installments on or about November 3, 2025 and November 3, 2027, subject to continued employment. F2 · balance_after: Total includes 389 shares acquired under the Issuer's Employee Stock Purchase Plan on October 7, 2022 and previously reported restricted stock units. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:58 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 4,237 | $59.65 | $252,737.05 |
DisclosureSEC source: 0001751788-22-000051 · wf-form4_164617188316860.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,443 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 00:07 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 1,249 | $61.09 | $76,301.41 |
DisclosureSEC source: 0001751788-22-000031 · wf-form4_164488360904180.xml · nonDerivative · entry 3 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,680 F3 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. F4 · balance_after: Includes 355 shares acquired under the Issuer's Employee Stock Purchase Plan on December 3, 2021. Read SEC document |
| February 10, 2022 Filed Feb 15, 2022 00:07 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 36,470 | $0.00 Strike: $60.95 | $0.00 |
DisclosureSEC source: 0001751788-22-000031 · wf-form4_164488360904180.xml · derivative · entry 6 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,470 Underlying: Common Stock · 36,470 shares Expires 2032-02-10 F5 · derivative.exercise_date: This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 10, 2022 Filed Feb 15, 2022 00:07 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 14,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-22-000031 · wf-form4_164488360904180.xml · nonDerivative · entry 2 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,929 F2 · shares: Performance share units not previously reportable were determined after certification of the applicable performance metrics. Performance share units will be settled in one installment on or about February 25, 2022, subject to continued employment. Read SEC document |
| February 10, 2022 Filed Feb 15, 2022 00:07 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 4,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-22-000031 · wf-form4_164488360904180.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,890 F1 · shares: Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:08 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 295 | $58.75 | $17,331.25 |
DisclosureSEC source: 0001751788-21-000053 · wf-form4_161370045995885.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,555 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:49 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 35,490 | $0.00 Strike: $57.67 | $0.00 |
DisclosureSEC source: 0001751788-21-000039 · wf-form4_161352656117819.xml · derivative · entry 4 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,490 Underlying: Common Stock · 35,490 shares Expires 2031-02-11 F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:49 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 4,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-21-000039 · wf-form4_161352656117819.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,850 F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:36 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 712 | $43.95 | $31,292.40 |
DisclosureSEC source: 0001225208-20-003735 · doc4.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,060 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:42 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 57,730 | $0.00 Strike: $48.30 | $0.00 |
DisclosureSEC source: 0001225208-20-002673 · doc4.xml · derivative · entry 4 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,730 Underlying: Common Stock · 57,730 shares Expires 2030-02-13 F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 13, 2021. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:42 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 5,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002673 · doc4.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,772 F1 · shares: Restricted stock units to be delivered in one installment on or about Februrary 13, 2023, subject to continued employment. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:42 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 349 | $48.19 | $16,818.31 |
DisclosureSEC source: 0001225208-20-002074 · doc4.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,492 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 21:08 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 37,550 | $0.00 Strike: $54.89 | $0.00 |
DisclosureSEC source: 0001225208-19-006755 · doc4.xml · derivative · entry 4 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,550 Underlying: Common Stock · 37,550 shares Expires 2029-04-11 F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2020. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 21:08 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006755 · doc4.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,840 F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2022, subject to continued employment. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:55 UTC | DOW INC. DOW · Entity 3233 | OtherPhantom Stock Units · Derivative | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009941 · doc4.xml · derivative · entry 8 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 800 shares Expires not disclosed F9 · derivative.exercise_price: There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer. F2 · kind: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation. F10 · derivative.exercise_date: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date. F10 · derivative.expiration_date: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:55 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 73,425 | $0.00 Strike: $60.08 | $0.00 |
DisclosureSEC source: 0000899243-19-009941 · doc4.xml · derivative · entry 7 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,425 Underlying: Common Stock · 73,425 shares Expires 2028-10-10 F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F8 · derivative.exercise_date: This option will vest in three equal installments beginning on October 10, 2019. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:55 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 4,416 | $0.00 Strike: $72.77 | $0.00 |
DisclosureSEC source: 0000899243-19-009941 · doc4.xml · derivative · entry 6 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,416 Underlying: Common Stock · 4,416 shares Expires 2028-02-15 F6 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option. F6 · shares: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option. F7 · derivative.exercise_date: One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 15, 2020 and February 15, 2021. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:55 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 5,193 | $0.00 Strike: $61.97 | $0.00 |
DisclosureSEC source: 0000899243-19-009941 · doc4.xml · derivative · entry 5 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,193 Underlying: Common Stock · 5,193 shares Expires 2027-02-10 F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2020. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:55 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 3,739 | $0.00 Strike: $46.60 | $0.00 |
DisclosureSEC source: 0000899243-19-009941 · doc4.xml · derivative · entry 4 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,739 Underlying: Common Stock · 3,739 shares Expires 2026-02-12 F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:55 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 4,507 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009941 · doc4.xml · nonDerivative · entry 1 Carter Karen S · CIK 0001772252 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,740 F1 · shares: In connection with the separation, certain outstanding DowDuPont restricted stock units were converted into restricted stock units of the Issuer pursuant to the terms of the Employee Matters Agreement. The number of shares was adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont restricted share unit award. Restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 3,557 shares on or about February 10, 2020 and 950 shares on or about February 15, 2021. F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.