person · Reporting owner

Ungerleider Howard I

Disclosed activity across 8 companies

Tapewire entity: 27123
SEC CIK: 0001514396

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Air Products & Chemicals, Inc.APD · Entity 2983	Director	September 30, 2026	October 01, 2026
American Airlines Group Inc.AAL · Entity 3599	Director	June 10, 2026	June 12, 2026
DOW INC.DOW · Entity 3233	President and CFO	March 13, 2023	March 15, 2023
Kyndryl Holdings, Inc.KD · Entity 2161	Director	July 30, 2026	August 03, 2026
Phillips 66PSX · Entity 2915	Director	March 16, 2026	March 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Air Products & Chemicals, Inc.

Report date September 30, 2026 · Filed October 01, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	981.6371	Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-09-30 · Grant · Acquired 6.323 · Balance 981.6371 F1: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan. F2: Not applicable to this security F3: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2: Not applicable to this security

F3: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

American Airlines Group Inc.

Report date June 10, 2026 · Filed June 12, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	36,578	Reported balance After 2026-06-10 transaction · row 1 1 source row Row 1 · 2026-06-10 · Grant · Acquired 11,177 · Balance 36,578 F1: Restricted stock units will vest fully upon the earlier of June 10, 2027, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units will vest fully upon the earlier of June 10, 2027, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

DOW INC.

Report date March 13, 2023 · Filed March 15, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	149,891	Reported balance After 2023-03-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2023-03-13 · Disposition to issuer · Disposed 30,170 · Balance 149,891 F1: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.
Common StockSEC Table I · non-derivative	Direct	110,864	Reported balance After 2023-03-13 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2023-03-13 · Gift · Disposed 39,027 · Balance 110,864 F2: Total includes previously reported restricted stock units.
Common StockSEC Table I · non-derivative	IndirectBy Trust	191,622	Reported balance After 2023-03-13 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2023-03-13 · Gift · Acquired 39,027 · Balance 191,622
Common StockSEC Table I · non-derivative	IndirectBy Trust	181,622	Reported balance After 2023-03-13 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2023-03-13 · Gift · Disposed 10,000 · Balance 181,622 F3: Bona fide gift to a charitable foundation.
Common StockSEC Table I · non-derivative	IndirectBy 401(k) Plan ESOP	926.64	Reported balance Holding disclosure · report date 2023-03-13 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 926.64
Common StockSEC Table I · non-derivative	IndirectBy 401(k) Plan	389.79	Reported balance Holding disclosure · report date 2023-03-13 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 389.79

Filing footnotes · ownership attribution and instrument terms

F1: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.

F2: Total includes previously reported restricted stock units.

F3: Bona fide gift to a charitable foundation.

Kyndryl Holdings, Inc.

Report date July 30, 2026 · Filed August 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	97,930	Reported balance After 2026-07-30 transaction · row 1 1 source row Row 1 · 2026-07-30 · Grant · Acquired 17,844 · Balance 97,930 F1: Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2027 Annual Meeting of Stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2026 Annual Meeting of Stockholders).

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2027 Annual Meeting of Stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2026 Annual Meeting of Stockholders).

Phillips 66

Report date March 16, 2026 · Filed March 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	949	Reported balance After 2026-03-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-03-16 · Grant · Acquired 949 · Balance 949 F1: Grant of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. This is a prorated amount of the annual grant to reflect the new director joining the board. F2: The price reflected above is the average of the high and the low price of the Company's stock on March 16, 2026. F3: Includes 949 RSUs that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. This is a prorated amount of the annual grant to reflect the new director joining the board.

F2: The price reflected above is the average of the high and the low price of the Company's stock on March 16, 2026.

F3: Includes 949 RSUs that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DOW CHEMICAL CO /DE/

Report date August 31, 2017 · Filed September 05, 2017

Section 16 reporting ended · disclosed 2017-09-05. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
CommonSEC Table I · non-derivative	Direct	Reported balance After 2017-08-31 transaction · row 1 1 source row Row 1 · 2017-08-31 · Disposition to issuer · Disposed 56,870 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. F2: Includes 18,710 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 21,200 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 16,960 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment.
CommonSEC Table I · non-derivative	IndirectBy 401(k) Plan	Reported balance After 2017-08-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-08-31 · Disposition to issuer · Disposed 311.636 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.
CommonSEC Table I · non-derivative	IndirectBy 401(k) Plan ESOP	Reported balance After 2017-08-31 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-08-31 · Disposition to issuer · Disposed 2,767.1669 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.
CommonSEC Table I · non-derivative	IndirectBy Trust	Reported balance After 2017-08-31 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2017-08-31 · Disposition to issuer · Disposed 106,387.9183 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2022-02-10	Direct	Reported balance After 2017-08-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-08-31 · Disposition to issuer · Disposed 82,420 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.19 · Expires 2027-02-10	Direct	Reported balance After 2017-08-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2017-08-31 · Disposition to issuer · Disposed 86,220 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2021-02-11	Direct	Reported balance After 2017-08-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2017-08-31 · Disposition to issuer · Disposed 18,600 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.79 · Expires 2020-02-12	Direct	Reported balance After 2017-08-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2017-08-31 · Disposition to issuer · Disposed 22,400 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.01 · Expires 2026-02-12	Direct	Reported balance After 2017-08-31 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2017-08-31 · Disposition to issuer · Disposed 106,850 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.53 · Expires 2019-02-13	Direct	Reported balance After 2017-08-31 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2017-08-31 · Disposition to issuer · Disposed 11,288 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.44 · Expires 2025-02-13	Direct	Reported balance After 2017-08-31 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2017-08-31 · Disposition to issuer · Disposed 95,610 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.71 · Expires 2024-02-14	Direct	Reported balance After 2017-08-31 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2017-08-31 · Disposition to issuer · Disposed 96,220 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.62 · Expires 2018-02-15	Direct	Reported balance After 2017-08-31 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2017-08-31 · Disposition to issuer · Disposed 30,750 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.16 · Expires 2023-02-15	Direct	Reported balance After 2017-08-31 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2017-08-31 · Disposition to issuer · Disposed 210,880 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

F2: Includes 18,710 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 21,200 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 16,960 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment.

F3: This option was fully vested and exercisable at the time of the Merger.

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms.

F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019.

F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018.

DuPont de Nemours, Inc.

Report date April 01, 2019 · Filed April 04, 2019

Section 16 reporting ended · disclosed 2019-04-04. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	184,509	Reported balance After 2019-04-01 transaction · row 1 1 source row Row 1 · 2019-04-01 · Grant · Acquired 55,650 · Balance 184,509 F1: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, determined that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.
Common StockSEC Table I · non-derivative	IndirectBy 401(k) Plan	444.639	Reported balance Holding disclosure · report date 2019-04-01 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 444.639
Common StockSEC Table I · non-derivative	IndirectBy 401(k) Plan ESOP	2,782.333	Reported balance Holding disclosure · report date 2019-04-01 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 2,782.333
Common StockSEC Table I · non-derivative	IndirectBy Trust	151,313.9183	Reported balance Holding disclosure · report date 2019-04-01 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 151,313.9183

Filing footnotes · ownership attribution and instrument terms

F1: Performance share units not previously reportable vested upon determination by the DowDuPont Inc. Compensation Committee on April 1, 2019, determined that the synergy capture maximum performance criteria had been met. Additional performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment.

Wolverine Bancorp, Inc.

Report date October 17, 2017 · Filed October 17, 2017

Section 16 reporting ended · disclosed 2017-10-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2017-10-17 transaction · row 1 1 source row Row 1 · 2017-10-17 · Other · Disposed 2,507 · Balance 0 F1: Each share of common stock was converted into and became exchangeable for the right to receive 1.0152 shares of Horizon Bancorp common stock and $14.00 in cash.
Common StockSEC Table I · non-derivative	IndirectBy Spouse's IRA	Reported balance After 2017-10-17 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-10-17 · Other · Disposed 3,000 · Balance 0 F1: Each share of common stock was converted into and became exchangeable for the right to receive 1.0152 shares of Horizon Bancorp common stock and $14.00 in cash.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.75 · Expires 2026-09-12	Direct	Reported balance After 2017-10-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-10-17 · Other · Disposed 7,500 · Balance 0 F2: Stock options have been cancelled and each option holder will receive a cash payment upon such cancellation in an amount equal to the product of (i) the number of shares of Issuer common stock provided for by such option and (ii) $40.00 minus the exercise price of the option.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $17.30 · Expires 2022-08-21	Direct	Reported balance After 2017-10-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2017-10-17 · Other · Disposed 7,522 · Balance 0 F2: Stock options have been cancelled and each option holder will receive a cash payment upon such cancellation in an amount equal to the product of (i) the number of shares of Issuer common stock provided for by such option and (ii) $40.00 minus the exercise price of the option.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of common stock was converted into and became exchangeable for the right to receive 1.0152 shares of Horizon Bancorp common stock and $14.00 in cash.

F2: Stock options have been cancelled and each option holder will receive a cash payment upon such cancellation in an amount equal to the product of (i) the number of shares of Issuer common stock provided for by such option and (ii) $40.00 minus the exercise price of the option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 30, 2026 Filed Oct 1, 2026 21:07 UTC	Air Products & Chemicals, Inc. APD · Entity 2983	GrantPhantom Stock · Derivative	6.323	$279.19 Strike: $0.00	$1,765.32	Disclosure SEC source: 0001225208-26-008036 · doc4.xml · derivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 981.6371 Underlying: Common Stock · 6.323 shares Expires not disclosed F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan. F2 · derivative.exercise_price: Not applicable to this security F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance. F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance. Read SEC document
July 30, 2026 Filed Aug 3, 2026 21:46 UTC	Kyndryl Holdings, Inc. KD · Entity 2161	GrantCommon Stock	17,844	$13.45	$240,001.80	Disclosure SEC source: 0001514396-26-000006 · form4-08032026_090800.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,930 F1 · shares: Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2027 Annual Meeting of Stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2026 Annual Meeting of Stockholders). Read SEC document
June 30, 2026 Filed Jul 2, 2026 15:08 UTC	Air Products & Chemicals, Inc. APD · Entity 2983	GrantPhantom Stock · Derivative	6.4626	$271.35 Strike: $0.00	$1,753.63	Disclosure SEC source: 0001225208-26-006331 · doc4.xml · derivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 975.3141 Underlying: Common Stock · 6.4626 shares Expires not disclosed F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan. F2 · derivative.exercise_price: Not applicable to this security F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance. F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance. Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:25 UTC	American Airlines Group Inc. AAL · Entity 3599	GrantCommon Stock	11,177	$0.00	$0.00	Disclosure SEC source: 0001514396-26-000004 · f4_a1eus0000092przmau-live.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,578 F1 · shares: Restricted stock units will vest fully upon the earlier of June 10, 2027, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date. Read SEC document
March 31, 2026 Filed Apr 1, 2026 19:51 UTC	Air Products & Chemicals, Inc. APD · Entity 2983	GrantPhantom Stock · Derivative	5.9119	$291.56 Strike: $0.00	$1,723.67	Disclosure SEC source: 0001225208-26-004120 · doc4.xml · derivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 968.8515 Underlying: Common Stock · 5.9119 shares Expires not disclosed F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan. F2 · derivative.exercise_price: Not applicable to this security F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance. F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance. Read SEC document
March 16, 2026 Filed Mar 17, 2026 21:21 UTC	Phillips 66 PSX · Entity 2915	GrantCommon Stock	949	$172.84	$164,022.79	Disclosure SEC source: 0001514396-26-000002 · wk-form4_1773782471.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 949 F1 · shares: Grant of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. This is a prorated amount of the annual grant to reflect the new director joining the board. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on March 16, 2026. F3 · balance_after: Includes 949 RSUs that settle for shares of Phillips 66 common stock on a 1-for-1 basis. Read SEC document
January 28, 2026 Filed Jan 29, 2026 16:43 UTC	Air Products & Chemicals, Inc. APD · Entity 2983	GrantPhantom Stock · Derivative	733.251	$259.12 Strike: $0.00	$190,000.00	Disclosure SEC source: 0001225208-26-001032 · doc4.xml · derivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 962.9396 Underlying: Common Stock · 733.251 shares Expires not disclosed F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan. F2 · derivative.exercise_price: Not applicable to this security F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance. F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance. Read SEC document
December 31, 2025 Filed Jan 5, 2026 16:34 UTC	Air Products & Chemicals, Inc. APD · Entity 2983	GrantPhantom Stock · Derivative	1.64	$248.91 Strike: $0.00	$408.21	Disclosure SEC source: 0001225208-26-000100 · doc4.xml · derivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229.6886 Underlying: Common Stock · 1.64 shares Expires not disclosed F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan. F2 · derivative.exercise_price: Not applicable to this security F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance. F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance. Read SEC document
September 30, 2025 Filed Oct 2, 2025 15:11 UTC	Air Products & Chemicals, Inc. APD · Entity 2983	GrantPhantom Stock · Derivative	1.4993	$270.48 Strike: $0.00	$405.53	Disclosure SEC source: 0001225208-25-008234 · doc4.xml · derivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228.0486 Underlying: Common Stock · 1.4993 shares Expires not disclosed F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan. F2 · derivative.exercise_price: Not applicable to this security F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance. F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance. Read SEC document
September 01, 2025 Filed Sep 2, 2025 14:22 UTC	Air Products & Chemicals, Inc. APD · Entity 2983	GrantPhantom Stock · Derivative	226.5493	$294.27 Strike: $0.00	$66,666.66	Disclosure SEC source: 0001225208-25-007580 · doc4.xml · derivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226.5493 Underlying: Common Stock · 226.5493 shares Expires not disclosed F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan. F2 · derivative.exercise_price: Not applicable to this security F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance. F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance. Read SEC document
July 31, 2025 Filed Aug 1, 2025 21:22 UTC	Kyndryl Holdings, Inc. KD · Entity 2161	GrantCommon Stock	6,296	$38.12	$240,003.52	Disclosure SEC source: 0001127602-25-019893 · form4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,086 F1 · shares: Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2026 Annual Meeting of Stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2025 Annual Meeting of Stockholders). Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:15 UTC	American Airlines Group Inc. AAL · Entity 3599	GrantCommon Stock	13,562	$0.00	$0.00	Disclosure SEC source: 0001664272-25-000341 · f4_a1eus000005vrdlmag-live.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,401 F1 · shares: Restricted stock units will vest fully upon the earlier of June 11, 2026, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date. Read SEC document
July 30, 2024 Filed Aug 1, 2024 20:49 UTC	American Airlines Group Inc. AAL · Entity 3599	GrantCommon Stock	11,839	$0.00	$0.00	Disclosure SEC source: 0001664272-24-000323 · f4_a1edp0000016rioma2-live.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,839 F1 · shares: Restricted stock units will vest fully upon the earlier of June 5, 2025, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date. Read SEC document
July 25, 2024 Filed Jul 29, 2024 21:05 UTC	Kyndryl Holdings, Inc. KD · Entity 2161	GrantCommon Stock	7,787	$26.97	$210,015.39	Disclosure SEC source: 0001127602-24-021111 · form4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,790 F1 · shares: Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2025 Annual Meeting of Stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2024 Annual Meeting of Stockholders). Read SEC document
July 27, 2023 Filed Jul 31, 2023 21:27 UTC	Kyndryl Holdings, Inc. KD · Entity 2161	GrantCommon Stock	15,614	$13.45	$210,008.30	Disclosure SEC source: 0001127602-23-021583 · form4.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,003 F1 · shares: Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2024 annual meeting of stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2023 annual meeting of stockholders). Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:31 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	10,000	$0.00	$0.00	Disclosure SEC source: 0001751788-23-000076 · wf-form4_167891224764659.xml · nonDerivative · entry 4 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 181,622 F3 · kind: Bona fide gift to a charitable foundation. Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:31 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	39,027	$0.00	$0.00	Disclosure SEC source: 0001751788-23-000076 · wf-form4_167891224764659.xml · nonDerivative · entry 3 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 191,622 Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:31 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	39,027	$0.00	$0.00	Disclosure SEC source: 0001751788-23-000076 · wf-form4_167891224764659.xml · nonDerivative · entry 2 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,864 F2 · balance_after: Total includes previously reported restricted stock units. Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:31 UTC	DOW INC. DOW · Entity 3233	Disposition to issuerCommon Stock	30,170	$52.40	$1,580,908.00	Disclosure SEC source: 0001751788-23-000076 · wf-form4_167891224764659.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,891 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document
February 13, 2023 Filed Feb 16, 2023 00:34 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	9,540	$0.00	$0.00	Disclosure SEC source: 0001751788-23-000060 · wf-form4_167650764332456.xml · nonDerivative · entry 3 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 152,595 Read SEC document
February 13, 2023 Filed Feb 16, 2023 00:34 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	9,540	$0.00	$0.00	Disclosure SEC source: 0001751788-23-000060 · wf-form4_167650764332456.xml · nonDerivative · entry 2 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,061 F2 · balance_after: Total includes previously reported restricted stock units. Read SEC document
February 13, 2023 Filed Feb 16, 2023 00:34 UTC	DOW INC. DOW · Entity 3233	Disposition to issuerCommon Stock	3,820	$60.32	$230,422.40	Disclosure SEC source: 0001751788-23-000060 · wf-form4_167650764332456.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,601 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:11 UTC	DOW INC. DOW · Entity 3233	Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative	94,998	$0.00 Strike: $47.31	$0.00	Disclosure SEC source: 0001751788-23-000046 · wf-form4_167634067288778.xml · derivative · entry 9 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 94,998 shares Expires 2024-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option granted in February 2014, and expiring on February 14, 2024, is fully vested and exercisable. Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:11 UTC	DOW INC. DOW · Entity 3233	GrantNon-Qualified Stock Option (Right to Buy) · Derivative	79,910	$0.00 Strike: $59.08	$0.00	Disclosure SEC source: 0001751788-23-000046 · wf-form4_167634067288778.xml · derivative · entry 8 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,910 Underlying: Common Stock · 79,910 shares Expires 2033-02-09 F5 · derivative.exercise_date: This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes. Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:11 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	11,039	$0.00	$0.00	Disclosure SEC source: 0001751788-23-000046 · wf-form4_167634067288778.xml · nonDerivative · entry 5 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 143,055 Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:11 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	11,039	$0.00	$0.00	Disclosure SEC source: 0001751788-23-000046 · wf-form4_167634067288778.xml · nonDerivative · entry 4 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,421 F4 · balance_after: Total includes previously reported restricted stock units. Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:11 UTC	DOW INC. DOW · Entity 3233	Disposition to issuerCommon Stock	83,959	$59.94	$5,032,426.90	Disclosure SEC source: 0001751788-23-000046 · wf-form4_167634067288778.xml · nonDerivative · entry 3 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,460 F2 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The net shares were not sold. F3 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $59.91 to $60.04. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:11 UTC	DOW INC. DOW · Entity 3233	Exercise / conversionCommon Stock	94,998	$47.31	$4,494,355.38	Disclosure SEC source: 0001751788-23-000046 · wf-form4_167634067288778.xml · nonDerivative · entry 2 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 09, 2023 Filed Feb 14, 2023 02:11 UTC	DOW INC. DOW · Entity 3233	GrantCommon Stock	12,310	$0.00	$0.00	Disclosure SEC source: 0001751788-23-000046 · wf-form4_167634067288778.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,421 F1 · shares: Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment. Read SEC document
November 02, 2022 Filed Nov 4, 2022 21:06 UTC	DOW INC. DOW · Entity 3233	GrantCommon Stock	74,580	$0.00	$0.00	Disclosure SEC source: 0001751788-22-000142 · wf-form4_166759598642374.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,111 F1 · shares: Restricted stock units to be delivered in two equal installments on or about November 3, 2025 and November 3, 2027, subject to continued employment. F2 · balance_after: Total includes 389 shares acquired under the Issuer's Employee Stock Purchase Plan on October 7, 2022 and previously reported restricted stock units. Read SEC document
August 05, 2022 Filed Aug 8, 2022 21:25 UTC	Kyndryl Holdings, Inc. KD · Entity 2161	PurchaseCommon Stock	20,000	$10.59	$211,752.00	Disclosure SEC source: 0001562180-22-005953 · primarydocument.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,389 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.53 to $10.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document
July 28, 2022 Filed Aug 1, 2022 21:28 UTC	Kyndryl Holdings, Inc. KD · Entity 2161	GrantCommon Stock	19,399	$0.00	$0.00	Disclosure SEC source: 0001562180-22-005796 · primarydocument.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,389 F1 · shares: Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2023 annual meeting of stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2022 annual meeting of stockholders). Read SEC document
May 04, 2022 Filed May 6, 2022 20:49 UTC	DOW INC. DOW · Entity 3233	Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative	104,101	$0.00 Strike: $32.57	$0.00	Disclosure SEC source: 0001751788-22-000112 · wf-form4_165187015574634.xml · derivative · entry 8 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 104,101 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option granted in February 2013, and expiring on February 15, 2023, is fully vested and exercisable. Read SEC document
May 04, 2022 Filed May 6, 2022 20:49 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	10,000	$0.00	$0.00	Disclosure SEC source: 0001751788-22-000112 · wf-form4_165187015574634.xml · nonDerivative · entry 5 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 132,016 F4 · kind: Bona fide gift to a charitable foundation. Read SEC document
May 04, 2022 Filed May 6, 2022 20:49 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	8,064	$0.00	$0.00	Disclosure SEC source: 0001751788-22-000112 · wf-form4_165187015574634.xml · nonDerivative · entry 4 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 142,016 Read SEC document
May 04, 2022 Filed May 6, 2022 20:49 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	8,064	$0.00	$0.00	Disclosure SEC source: 0001751788-22-000112 · wf-form4_165187015574634.xml · nonDerivative · entry 3 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,142 F3 · balance_after: Total includes previously reported restricted stock units. Read SEC document
May 04, 2022 Filed May 6, 2022 20:49 UTC	DOW INC. DOW · Entity 3233	SaleCommon Stock	104,101	$68.70	$7,151,530.50	Disclosure SEC source: 0001751788-22-000112 · wf-form4_165187015574634.xml · nonDerivative · entry 2 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,206 F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. F2 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.56 to $68.96. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document
May 04, 2022 Filed May 6, 2022 20:49 UTC	DOW INC. DOW · Entity 3233	Exercise / conversionCommon Stock	104,101	$32.57	$3,390,569.57	Disclosure SEC source: 0001751788-22-000112 · wf-form4_165187015574634.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 11, 2022 Filed Feb 15, 2022 00:02 UTC	DOW INC. DOW · Entity 3233	Disposition to issuerCommon Stock	3,286	$61.09	$200,741.74	Disclosure SEC source: 0001751788-22-000025 · wf-form4_164488333537701.xml · nonDerivative · entry 2 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,206 F2 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. F3 · balance_after: Includes 355 shares acquired under the Issuer's Employee Stock Purchase Plan on December 3, 2021. Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:02 UTC	DOW INC. DOW · Entity 3233	GrantNon-Qualified Stock Option (Right to Buy) · Derivative	84,120	$0.00 Strike: $60.95	$0.00	Disclosure SEC source: 0001751788-22-000025 · wf-form4_164488333537701.xml · derivative · entry 6 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,120 Underlying: Common Stock · 84,120 shares Expires 2032-02-10 F4 · derivative.exercise_date: This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes. Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:02 UTC	DOW INC. DOW · Entity 3233	GrantCommon Stock	11,470	$0.00	$0.00	Disclosure SEC source: 0001751788-22-000025 · wf-form4_164488333537701.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,492 F1 · shares: Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment. Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:39 UTC	Kyndryl Holdings, Inc. KD · Entity 2161	GrantCommon Stock	10,990	$0.00	$0.00	Disclosure SEC source: 0001562180-21-007787 · primarydocument.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,990 F1 · shares: Represents a grant of restricted stock units which will vest in full on the anniversary of the grant date. Read SEC document
May 10, 2021 Filed May 11, 2021 21:11 UTC	DOW INC. DOW · Entity 3233	Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative	104,100	$0.00 Strike: $32.57	$0.00	Disclosure SEC source: 0001751788-21-000114 · wf-form4_162076745027718.xml · derivative · entry 7 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,101 Underlying: Common Stock · 104,100 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option granted in February 2013, and expiring on February 15, 2023, is fully vested and exercisable. Read SEC document
May 10, 2021 Filed May 11, 2021 21:11 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	31,168	$0.00	$0.00	Disclosure SEC source: 0001751788-21-000114 · wf-form4_162076745027718.xml · nonDerivative · entry 4 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 133,952 Read SEC document
May 10, 2021 Filed May 11, 2021 21:11 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	31,168	$0.00	$0.00	Disclosure SEC source: 0001751788-21-000114 · wf-form4_162076745027718.xml · nonDerivative · entry 3 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,667 Read SEC document
May 10, 2021 Filed May 11, 2021 21:11 UTC	DOW INC. DOW · Entity 3233	Disposition to issuerCommon Stock	72,932	$69.43	$5,063,304.10	Disclosure SEC source: 0001751788-21-000114 · wf-form4_162076745027718.xml · nonDerivative · entry 2 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,835 F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The net shares were not sold. F2 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $69.40 to $69.51. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document
May 10, 2021 Filed May 11, 2021 21:11 UTC	DOW INC. DOW · Entity 3233	Exercise / conversionCommon Stock	104,100	$32.57	$3,390,537.00	Disclosure SEC source: 0001751788-21-000114 · wf-form4_162076745027718.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 12, 2021 Filed Mar 15, 2021 22:46 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	3,000	$0.00	$0.00	Disclosure SEC source: 0001751788-21-000073 · wf-form4_161584834798393.xml · nonDerivative · entry 1 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 102,784 F1 · kind: Bona fide gift to a charitable foundation. Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:21 UTC	DOW INC. DOW · Entity 3233	Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative	81,373	$0.00 Strike: $34.43	$0.00	Disclosure SEC source: 0001751788-21-000059 · wf-form4_161370125915372.xml · derivative · entry 7 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 81,373 shares Expires 2022-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option granted in February 2012 is fully vested and exercisable. Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:21 UTC	DOW INC. DOW · Entity 3233	GiftCommon Stock	21,561	$0.00	$0.00	Disclosure SEC source: 0001751788-21-000059 · wf-form4_161370125915372.xml · nonDerivative · entry 4 Ungerleider Howard I · CIK 0001514396 · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 105,784 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.