Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOW INC.DOW · Entity 3233 | Senior Vice President | February 10, 2020 | November 25, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOW INC.
Report date February 10, 2020 · Filed November 25, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 66,323 |
Reported balance
After 2020-02-10 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-02-10 · Disposition to issuer · Disposed 1,802 · Balance 66,323 F1: This amendment is being filed solely to correct the number of shares beneficially held by the Reporting Person. The Issuer over reported the number of shares withheld for related to the Reported Persons tax withholdings by 301 shares on the Form 4 filed with the Securities and Exchange Commission on February 12, 2020, and as a result underreported the amount of securities beneficially held by the Reporting Person by 301 shares on subsequently filed Forms 4. Shares are used to satisfy tax withholdings of the Reporting Person upon settlement as required by the award agreement, and are exempt under Rule 16b-3. F2: As of the date of this amendment filed on November 25, 2020, the Reporting Person beneficially owns 50,971 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment is being filed solely to correct the number of shares beneficially held by the Reporting Person. The Issuer over reported the number of shares withheld for related to the Reported Persons tax withholdings by 301 shares on the Form 4 filed with the Securities and Exchange Commission on February 12, 2020, and as a result underreported the amount of securities beneficially held by the Reporting Person by 301 shares on subsequently filed Forms 4. Shares are used to satisfy tax withholdings of the Reporting Person upon settlement as required by the award agreement, and are exempt under Rule 16b-3.
F2: As of the date of this amendment filed on November 25, 2020, the Reporting Person beneficially owns 50,971 shares.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DOW CHEMICAL CO /DE/
Report date August 31, 2017 · Filed September 05, 2017
Section 16 reporting ended · disclosed 2017-09-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 1
1 source rowRow 1 · 2017-08-31 · Disposition to issuer · Disposed 83,777.317 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. F2: Includes 7,590 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 8,160 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 6,950 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2022-02-10 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-08-31 · Disposition to issuer · Disposed 21,460 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.19 · Expires 2027-02-10 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-08-31 · Disposition to issuer · Disposed 35,320 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2021-02-11 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-08-31 · Disposition to issuer · Disposed 14,100 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.79 · Expires 2020-02-12 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-08-31 · Disposition to issuer · Disposed 12,500 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.01 · Expires 2026-02-12 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-08-31 · Disposition to issuer · Disposed 41,100 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.44 · Expires 2025-02-13 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-08-31 · Disposition to issuer · Disposed 38,760 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.71 · Expires 2024-02-14 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-08-31 · Disposition to issuer · Disposed 28,440 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.16 · Expires 2023-02-15 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-08-31 · Disposition to issuer · Disposed 30,300 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.
F2: Includes 7,590 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 8,160 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 6,950 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment.
F3: This option was fully vested and exercisable at the time of the Merger.
F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.
F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms.
F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019.
F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2020 Filed Nov 20, 2020 01:02 UTC | DOW INC. DOW · Entity 3233 | SaleCommon Stock | 6,836 | $55.99 | $382,760.63 |
DisclosureSEC source: 0001225208-20-013701 · doc4.xml · nonDerivative · entry 3 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,670 F2 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $55.9900 to $55.9950. Reporting Person agrees to provide upon request by the Commission staff, the issuer,or asecurity holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 17, 2020 Filed Nov 20, 2020 01:02 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 13,920 | $0.00 Strike: $38.87 | $0.00 |
DisclosureSEC source: 0001225208-20-013701 · doc4.xml · derivative · entry 4 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,920 shares Expires 2021-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 17, 2020 Filed Nov 20, 2020 01:02 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 11,734 | $53.90 | $632,462.60 |
DisclosureSEC source: 0001225208-20-013701 · doc4.xml · nonDerivative · entry 2 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,506 F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| November 17, 2020 Filed Nov 20, 2020 01:02 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionCommon Stock | 13,920 | $38.87 | $541,070.40 |
DisclosureSEC source: 0001225208-20-013701 · doc4.xml · nonDerivative · entry 1 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:36 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 16,922 | $43.95 | $743,721.90 |
DisclosureSEC source: 0001225208-20-003733 · doc4.xml · nonDerivative · entry 1 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,320 F1 · shares: The restricted stock units originally converted from performance based awards delivered on February 25, 2020, were settled in cash on February 27, 2020. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:42 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 67,920 | $0.00 Strike: $48.30 | $0.00 |
DisclosureSEC source: 0001225208-20-002676 · doc4.xml · derivative · entry 2 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,920 Underlying: Common Stock · 67,920 shares Expires 2030-02-13 F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 13, 2021. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:42 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 6,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002676 · doc4.xml · nonDerivative · entry 1 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,242 F1 · shares: Restricted stock units to be delivered in one installment on or about Februrary 13, 2023, subject to continued employment. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:42 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 2,103 | $48.19 | $101,343.57 |
DisclosureSEC source: 0001225208-20-002079 · doc4.xml · nonDerivative · entry 1 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,022 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| February 10, 2020 Filed Nov 25, 2020 22:07 UTC Amendment | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 1,802 | $48.19 | $86,838.38 |
DisclosureSEC source: 0001225208-20-013968 · doc4a.xml · nonDerivative · entry 1 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,323 F1 · shares: This amendment is being filed solely to correct the number of shares beneficially held by the Reporting Person. The Issuer over reported the number of shares withheld for related to the Reported Persons tax withholdings by 301 shares on the Form 4 filed with the Securities and Exchange Commission on February 12, 2020, and as a result underreported the amount of securities beneficially held by the Reporting Person by 301 shares on subsequently filed Forms 4. Shares are used to satisfy tax withholdings of the Reporting Person upon settlement as required by the award agreement, and are exempt under Rule 16b-3. F2 · balance_after: As of the date of this amendment filed on November 25, 2020, the Reporting Person beneficially owns 50,971 shares. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 22:09 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 12,341 | $0.00 Strike: $28.14 | $0.00 |
DisclosureSEC source: 0001225208-19-015432 · doc4.xml · derivative · entry 3 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,341 shares Expires 2020-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 22:09 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 9,013 | $52.10 | $469,604.34 |
DisclosureSEC source: 0001225208-19-015432 · doc4.xml · nonDerivative · entry 2 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,125 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. F2 · price: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The price represents the weighted average sale price. All sales occurred at a range of $52.10 to $52.12. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 22:09 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionCommon Stock | 12,341 | $28.14 | $347,275.74 |
DisclosureSEC source: 0001225208-19-015432 · doc4.xml · nonDerivative · entry 1 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:20 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 6,416 | $41.80 | $268,188.80 |
DisclosureSEC source: 0001225208-19-012196 · doc4.xml · nonDerivative · entry 1 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,797 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. The Reporting Person continues to hold the shares received as reported on Forms 4 filed April 4, 2019 and June 4, 2019, net of the withholding. Read SEC document |
| June 04, 2019 Filed Jun 4, 2019 20:56 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 1,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008804 · doc4.xml · nonDerivative · entry 1 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,213 F1 · shares: Performance share units not previously reportable vested upon the timely completion of the separation of Corteva, Inc. from DowDuPont Inc. on June 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 21:08 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 48,820 | $0.00 Strike: $54.89 | $0.00 |
DisclosureSEC source: 0001225208-19-006763 · doc4.xml · derivative · entry 2 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,820 Underlying: Common Stock · 48,820 shares Expires 2029-04-11 F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2020. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 21:08 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 5,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006763 · doc4.xml · nonDerivative · entry 1 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,620 F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2022, subject to continued employment. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:06 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 36,656 | $0.00 Strike: $72.77 | $0.00 |
DisclosureSEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 11 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,656 Underlying: Common Stock · 36,656 shares Expires 2028-02-15 F7 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option. F7 · shares: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option. F8 · derivative.exercise_date: One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 15, 2020 and February 15, 2021. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:06 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 34,871 | $0.00 Strike: $61.97 | $0.00 |
DisclosureSEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 10 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,871 Underlying: Common Stock · 34,871 shares Expires 2027-02-10 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F6 · derivative.exercise_date: Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2020. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:06 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 40,578 | $0.00 Strike: $46.60 | $0.00 |
DisclosureSEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 9 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,578 Underlying: Common Stock · 40,578 shares Expires 2026-02-12 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:06 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 38,267 | $0.00 Strike: $50.07 | $0.00 |
DisclosureSEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 8 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,627 Underlying: Common Stock · 38,267 shares Expires 2025-02-13 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:06 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 28,078 | $0.00 Strike: $47.31 | $0.00 |
DisclosureSEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 7 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,078 Underlying: Common Stock · 28,078 shares Expires 2024-02-14 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:06 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 29,915 | $0.00 Strike: $32.57 | $0.00 |
DisclosureSEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 6 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,915 Underlying: Common Stock · 29,915 shares Expires 2023-02-15 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:06 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 21,187 | $0.00 Strike: $34.43 | $0.00 |
DisclosureSEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 5 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,187 Underlying: Common Stock · 21,187 shares Expires 2022-02-10 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:06 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 13,920 | $0.00 Strike: $38.87 | $0.00 |
DisclosureSEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 4 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,920 Underlying: Common Stock · 13,920 shares Expires 2021-02-11 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:06 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 12,341 | $0.00 Strike: $28.14 | $0.00 |
DisclosureSEC source: 0000899243-19-009956 · doc4.xml · derivative · entry 3 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,341 Underlying: Common Stock · 12,341 shares Expires 2020-02-12 F4 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:06 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 13,960 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009956 · doc4.xml · nonDerivative · entry 2 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,290 F3 · shares: Performance share units not previously reportable vested upon the timely completion of the separation of the Issuer from DowDuPont Inc. on April 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment and further adjustment pursuant to the Employee Matters Agreement. F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:06 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 23,784 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009956 · doc4.xml · nonDerivative · entry 1 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,330 F1 · shares: In connection with the separation, certain outstanding DowDuPont restricted stock units were converted into restricted stock units of the Issuer pursuant to the terms of the Employee Matters Agreement. The number of shares was adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont restricted share unit award. Restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 23,784 shares on or about February 10, 2020. F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 30,300 | Not disclosed Strike: $32.16 | Not disclosed |
DisclosureSEC source: 0001225208-17-014590 · doc4.xml · derivative · entry 9 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 30,300 shares Expires 2023-02-15 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 28,440 | Not disclosed Strike: $46.71 | Not disclosed |
DisclosureSEC source: 0001225208-17-014590 · doc4.xml · derivative · entry 8 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 28,440 shares Expires 2024-02-14 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 38,760 | Not disclosed Strike: $49.44 | Not disclosed |
DisclosureSEC source: 0001225208-17-014590 · doc4.xml · derivative · entry 7 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 38,760 shares Expires 2025-02-13 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F7 · derivative.exercise_date: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 41,100 | Not disclosed Strike: $46.01 | Not disclosed |
DisclosureSEC source: 0001225208-17-014590 · doc4.xml · derivative · entry 6 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 41,100 shares Expires 2026-02-12 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F6 · derivative.exercise_date: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 12,500 | Not disclosed Strike: $27.79 | Not disclosed |
DisclosureSEC source: 0001225208-17-014590 · doc4.xml · derivative · entry 5 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,500 shares Expires 2020-02-12 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 14,100 | Not disclosed Strike: $38.38 | Not disclosed |
DisclosureSEC source: 0001225208-17-014590 · doc4.xml · derivative · entry 4 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 14,100 shares Expires 2021-02-11 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 35,320 | Not disclosed Strike: $61.19 | Not disclosed |
DisclosureSEC source: 0001225208-17-014590 · doc4.xml · derivative · entry 3 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 35,320 shares Expires 2027-02-10 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F5 · derivative.exercise_date: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 21,460 | Not disclosed Strike: $34.00 | Not disclosed |
DisclosureSEC source: 0001225208-17-014590 · doc4.xml · derivative · entry 2 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 21,460 shares Expires 2022-02-10 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:08 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Disposition to issuerCommon | 83,777.317 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-014590 · doc4.xml · nonDerivative · entry 1 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. F2 · shares: Includes 7,590 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 8,160 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 6,950 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment. F1 · price: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 14:47 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Tax withholdingCommon | 2,479 | $61.22 | $151,764.38 |
DisclosureSEC source: 0001225208-17-004221 · doc4.xml · nonDerivative · entry 2 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,777.317 F3 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 14:47 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | GrantCommon | 7,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004221 · doc4.xml · nonDerivative · entry 1 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,256.317 F1 · security: Granted under The Dow Chemical Company 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F2 · shares: 2014 Performance Shares vested upon meeting or exceeding specified Company performance criteria between January 1, 2014 and December 31, 2016. Performance shares earned were settled in cash or stock at the election of the reporting person, and delivered in one installment on February 21, 2017. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:19 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Tax withholdingCommon | 1,706 | $61.72 | $105,294.32 |
DisclosureSEC source: 0001225208-17-003578 · doc4.xml · nonDerivative · entry 1 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,748.317 F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. F2 · shares: Stock withheld on the delivery date to cover taxes for deferred stock granted on February 14, 2014, as previously reported. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:14 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 35,320 | $0.00 Strike: $61.19 | $0.00 |
DisclosureSEC source: 0001225208-17-003208 · doc4.xml · derivative · entry 2 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,320 Underlying: Common · 35,320 shares Expires 2027-02-10 F1 · security: Granted under The Dow Chemical Company 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 10, 2018. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:14 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | GrantCommon | 6,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003208 · doc4.xml · nonDerivative · entry 1 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,454.317 F1 · security: Granted under The Dow Chemical Company 2012 Stock Incentive Plan. The Plan provides for tax withholding rights. F2 · shares: Deferred shares to be delivered in one installment on or about February 10, 2020 contingent upon continuation of employment. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:18 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,750 | $0.00 Strike: $43.59 | $0.00 |
DisclosureSEC source: 0001225208-17-002176 · doc4.xml · derivative · entry 8 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,750 shares Expires 2017-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights. F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 16, 2008. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:18 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,360 | $0.00 Strike: $38.62 | $0.00 |
DisclosureSEC source: 0001225208-17-002176 · doc4.xml · derivative · entry 7 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 7,360 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights. F3 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 15, 2009. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:18 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Tax withholdingCommon | 4,787 | $61.48 | $294,280.83 |
DisclosureSEC source: 0001225208-17-002176 · doc4.xml · nonDerivative · entry 6 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,504.317 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:18 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Tax withholdingCommon | 4,624 | $61.48 | $284,260.40 |
DisclosureSEC source: 0001225208-17-002176 · doc4.xml · nonDerivative · entry 5 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,291.317 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:18 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Tax withholdingCommon | 801 | $61.48 | $49,241.48 |
DisclosureSEC source: 0001225208-17-002176 · doc4.xml · nonDerivative · entry 4 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,915.317 F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:18 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Tax withholdingCommon | 575 | $61.48 | $35,348.13 |
DisclosureSEC source: 0001225208-17-002176 · doc4.xml · nonDerivative · entry 3 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,716.317 F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:18 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Exercise / conversionCommon | 6,750 | $43.59 | $294,232.50 |
DisclosureSEC source: 0001225208-17-002176 · doc4.xml · nonDerivative · entry 2 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,291.317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:18 UTC | DOW CHEMICAL CO /DE/ DOW · Entity 97744 | Exercise / conversionCommon | 7,360 | $38.62 | $284,243.20 |
DisclosureSEC source: 0001225208-17-002176 · doc4.xml · nonDerivative · entry 1 HOLICKI PETER · CIK 0001600097 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,541.317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.