Last 12 months
Inside the activity.
0 purchase rows · 27 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 21 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2015 Filed Jul 1, 2015 20:22 UTC |
Gilles Jean HSenior Vice President
|
Exercise / conversion$1 Par Common Stock | 4,463 | $52.25 | $233,191.75 |
DisclosureSEC source: 0000315189-15-000040 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted by August 19, 2014. Read SEC document |
| June 30, 2015 Filed Jul 2, 2015 15:08 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantPhantom Stock Units · Derivative | 347.7589 | $97.05 Strike: $0.00 | $33,750.00 |
DisclosureSEC source: 0000315189-15-000041 · primary_doc.xml · derivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,465.6676 Underlying: Common Stock · 347.7589 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 22,716 $1 par common shares of the Issuer and 13,245 restricted stock units. The stock units and 19,916 of the shares are restricted units and shares acquired under the Issuer's Nonemployee Stock Ownership Plan. Read SEC document |
| June 30, 2015 Filed Jul 2, 2015 15:18 UTC |
COFFMAN VANCE DDirector
|
GrantPhantom Stock Units · Derivative | 360.6388 | $97.05 Strike: $0.00 | $35,000.00 |
DisclosureSEC source: 0000315189-15-000042 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,311.9389 Underlying: Common Stock · 360.6388 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reporting holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 13,245 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| June 30, 2015 Filed Jul 2, 2015 15:39 UTC |
Johanns Michael O.Director
|
GrantPhantom Stock Units · Derivative | 309.119 | $97.05 Strike: $0.00 | $30,000.00 |
DisclosureSEC source: 0000315189-15-000044 · primary_doc.xml · derivative · entry 1 Johanns Michael O. · CIK 0001630280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653.4791 Underlying: Common Stock · 309.119 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 1,507 restricted stock units acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| June 30, 2015 Filed Jul 2, 2015 15:29 UTC |
JAIN DIPAK CDirector
|
GrantPhantom Stock Units · Derivative | 309.119 | $97.05 Strike: $0.00 | $30,000.00 |
DisclosureSEC source: 0000315189-15-000043 · primary_doc.xml · derivative · entry 1 JAIN DIPAK C · CIK 0001231918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,981.3519 Underlying: Common Stock · 309.119 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 13,234 restricted $1 par common shares of the Issuer and 13,245 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| June 30, 2015 Filed Jul 2, 2015 15:48 UTC |
PAGE GREGORY RDirector
|
GrantPhantom Stock Units · Derivative | 309.119 | $97.05 Strike: $0.00 | $30,000.00 |
DisclosureSEC source: 0000315189-15-000045 · primary_doc.xml · derivative · entry 1 PAGE GREGORY R · CIK 0001250570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,353.0692 Underlying: Common Stock · 309.119 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 3,750 $1 par common shares of the Issuer and 3,697 restricted stock units. The restricted stock units were acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| June 30, 2015 Filed Jul 2, 2015 15:57 UTC |
STOCKTON DMITRI LDirector
|
GrantPhantom Stock Units · Derivative | 103.0397 | $97.05 Strike: $0.00 | $10,000.00 |
DisclosureSEC source: 0000315189-15-000046 · primary_doc.xml · derivative · entry 1 STOCKTON DMITRI L · CIK 0001614734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103.0397 Underlying: Common Stock · 103.0397 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of the phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 991 restricted stock units acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| June 26, 2015 Filed Jun 29, 2015 20:36 UTC |
Field James M.Pres. Ag. & Turf Division
|
Exercise / conversionMarket Priced Options · Derivative | 28,228 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-15-000037 · primary_doc.xml · derivative · entry 4 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,229 Underlying: Common Stock · 28,228 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, 2011, and 2012. Read SEC document |
| June 26, 2015 Filed Jun 29, 2015 20:36 UTC |
Field James M.Pres. Ag. & Turf Division
|
Sale$1 Par Common Stock | 28,228 | $95.07 | $2,683,587.97 |
DisclosureSEC source: 0000315189-15-000037 · primary_doc.xml · nonDerivative · entry 2 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,229 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 49,061 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| June 26, 2015 Filed Jun 29, 2015 20:36 UTC |
Field James M.Pres. Ag. & Turf Division
|
Exercise / conversion$1 Par Common Stock | 28,228 | $52.25 | $1,474,913.00 |
DisclosureSEC source: 0000315189-15-000037 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. Read SEC document |
| June 26, 2015 Filed Jun 29, 2015 21:21 UTC |
von Pentz MarkwartPres.Ag&TurfDiv.Eur.,Asia,Afr.
|
Exercise / conversionMarket Priced Options · Derivative | 24,287 | $0.00 Strike: $74.24 | $0.00 |
DisclosureSEC source: 0000315189-15-000038 · primary_doc.xml · derivative · entry 3 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,287 shares Expires 2021-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 11, 2014. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 14, 2012, 2013, and 2014. Read SEC document |
| June 26, 2015 Filed Jun 29, 2015 21:21 UTC |
von Pentz MarkwartPres.Ag&TurfDiv.Eur.,Asia,Afr.
|
Sale$1 Par Common Stock | 24,287 | $95.06 | $2,308,765.94 |
DisclosureSEC source: 0000315189-15-000038 · primary_doc.xml · nonDerivative · entry 2 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,584 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 11, 2014. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 12,599 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| June 26, 2015 Filed Jun 29, 2015 21:21 UTC |
von Pentz MarkwartPres.Ag&TurfDiv.Eur.,Asia,Afr.
|
Exercise / conversion$1 Par Common Stock | 24,287 | $74.24 | $1,803,066.88 |
DisclosureSEC source: 0000315189-15-000038 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 11, 2014. Read SEC document |
| June 11, 2015 Filed Jun 11, 2015 20:14 UTC |
Guinn Max APresident, WW C&F, Lbr Rltns
|
Exercise / conversionMarket Priced Options · Derivative | 12,251 | $0.00 Strike: $48.38 | $0.00 |
DisclosureSEC source: 0000315189-15-000036 · primary_doc.xml · derivative · entry 3 Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,251 shares Expires 2016-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 28, 2015. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options became exercisable in two approximately equal installments on December 6, 2008 and 2009. Read SEC document |
| June 11, 2015 Filed Jun 11, 2015 20:14 UTC |
Guinn Max APresident, WW C&F, Lbr Rltns
|
Sale$1 Par Common Stock | 12,251 | $93.00 | $1,139,343.00 |
DisclosureSEC source: 0000315189-15-000036 · primary_doc.xml · nonDerivative · entry 2 Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,588 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 28, 2015. F2 · balance_after: Includes 30,433 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| June 11, 2015 Filed Jun 11, 2015 20:14 UTC |
Guinn Max APresident, WW C&F, Lbr Rltns
|
Exercise / conversion$1 Par Common Stock | 12,251 | $48.38 | $592,642.13 |
DisclosureSEC source: 0000315189-15-000036 · primary_doc.xml · nonDerivative · entry 1 Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 28, 2015. Read SEC document |
| May 27, 2015 Filed May 27, 2015 19:09 UTC |
STOCKTON DMITRI LDirector
|
Grant$1 Par Common Stock | 991 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000034 · primary_doc.xml · nonDerivative · entry 1 STOCKTON DMITRI L · CIK 0001614734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 991 F1 · security: Exempt grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer upon being elected as a new Director. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Exhibit: Power of Attorney Read SEC document |
| May 27, 2015 Filed May 27, 2015 16:44 UTC |
Talton SheilaDirector
|
Grant$1 Par Common Stock | 991 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000032 · primary_doc.xml · nonDerivative · entry 1 Talton Sheila · CIK 0001490478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 991 F1 · security: Exempt grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer upon being elected as a new Director. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 31, 2015 Filed Apr 2, 2015 14:30 UTC |
JAIN DIPAK CDirector
|
GrantPhantom Stock Units · Derivative | 342.114 | $87.69 Strike: $0.00 | $29,999.98 |
DisclosureSEC source: 0000315189-15-000027 · primary_doc.xml · derivative · entry 1 JAIN DIPAK C · CIK 0001231918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,635.236 Underlying: Common Stock · 342.114 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 13,234 restricted $1 par common shares of the Issuer and 13,245 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| March 31, 2015 Filed Apr 2, 2015 14:01 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantPhantom Stock Units · Derivative | 384.879 | $87.69 Strike: $0.00 | $33,750.04 |
DisclosureSEC source: 0000315189-15-000025 · primary_doc.xml · derivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,875.809 Underlying: Common Stock · 384.879 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 22,716 $1 par common shares of the Issuer and 13,245 restricted stock units. The stock units and 19,916 of the shares are restricted units and shares acquired under the Issuer's Nonemployee Stock Ownership Plan. Read SEC document |
| March 31, 2015 Filed Apr 2, 2015 14:19 UTC |
COFFMAN VANCE DDirector
|
GrantPhantom Stock Units · Derivative | 399.133 | $87.69 Strike: $0.00 | $34,999.97 |
DisclosureSEC source: 0000315189-15-000026 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,808.124 Underlying: Common Stock · 399.133 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reporting holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 13,245 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| March 31, 2015 Filed Apr 2, 2015 14:40 UTC |
Johanns Michael O.Director
|
GrantPhantom Stock Units · Derivative | 342.114 | $87.69 Strike: $0.00 | $29,999.98 |
DisclosureSEC source: 0000315189-15-000028 · primary_doc.xml · derivative · entry 1 Johanns Michael O. · CIK 0001630280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342.114 Underlying: Common Stock · 342.114 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 1,507 restricted stock units acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| March 31, 2015 Filed Apr 2, 2015 14:54 UTC |
PAGE GREGORY RDirector
|
GrantPhantom Stock Units · Derivative | 342.114 | $87.69 Strike: $0.00 | $29,999.98 |
DisclosureSEC source: 0000315189-15-000029 · primary_doc.xml · derivative · entry 1 PAGE GREGORY R · CIK 0001250570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,037.141 Underlying: Common Stock · 342.114 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 3,750 $1 par common shares of the Issuer and 3,697 restricted stock units. The restricted stock units were acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| March 23, 2015 Filed Mar 23, 2015 20:28 UTC |
Jones Mary K.W.Sr. V.P. & General Counsel
|
Exercise / conversionMarket Priced Options · Derivative | 7,000 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-15-000024 · primary_doc.xml · derivative · entry 3 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,175 Underlying: Common Stock · 7,000 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 15, 2014. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, 2011, and 2012. Read SEC document |
| March 23, 2015 Filed Mar 23, 2015 20:28 UTC |
Jones Mary K.W.Sr. V.P. & General Counsel
|
Sale$1 Par Common Stock | 7,000 | $90.00 | $630,004.20 |
DisclosureSEC source: 0000315189-15-000024 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,444.7781 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 15, 2014. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 14,053 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| March 23, 2015 Filed Mar 23, 2015 20:28 UTC |
Jones Mary K.W.Sr. V.P. & General Counsel
|
Exercise / conversion$1 Par Common Stock | 7,000 | $52.25 | $365,750.00 |
DisclosureSEC source: 0000315189-15-000024 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,444.7781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 15, 2014. Read SEC document |
| March 16, 2015 Filed Mar 17, 2015 21:19 UTC |
Jones Mary K.W.Sr. VP & General Counsel
|
Exercise / conversionMarket Priced Option · Derivative | 3,484 | $0.00 Strike: $48.38 | $0.00 |
DisclosureSEC source: 0000315189-15-000023 · primary_doc.xml · derivative · entry 3 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,484 shares Expires 2016-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b) 5-1 stock option excercise plan adopted on December 15, 2014. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| March 16, 2015 Filed Mar 17, 2015 21:19 UTC |
Jones Mary K.W.Sr. VP & General Counsel
|
Sale$1 Par Common Stock | 3,484 | $89.44 | $311,618.72 |
DisclosureSEC source: 0000315189-15-000023 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,444.7781 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b) 5-1 stock option excercise plan adopted on December 15, 2014. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.17 to $89.49, inclusive. The reporting person undertakes to provide Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 14,053 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| March 16, 2015 Filed Mar 17, 2015 21:19 UTC |
Jones Mary K.W.Sr. VP & General Counsel
|
Exercise / conversion$1 Par Common Stock | 3,484 | $48.38 | $168,538.50 |
DisclosureSEC source: 0000315189-15-000023 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,928.7781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b) 5-1 stock option excercise plan adopted on December 15, 2014. Read SEC document |
| March 04, 2015 Filed Mar 5, 2015 16:36 UTC |
COFFMAN VANCE DDirector
|
Grant$1 Par Common Stock | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000013 · primary_doc.xml · nonDerivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,777 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 6,532 restricted stock shares and 13,245 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 04, 2015 Filed Mar 5, 2015 16:26 UTC |
BOWLES CRANDALL CLOSEDirector
|
Grant$1 Par Common Stock | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000012 · primary_doc.xml · nonDerivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,961 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 19,916 restricted stock shares and 13,245 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The Plan provides for tax withholding rights. Read SEC document |
| March 04, 2015 Filed Mar 5, 2015 17:08 UTC |
JAIN DIPAK CDirector
|
Grant$1 Par Common Stock | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000015 · primary_doc.xml · nonDerivative · entry 1 JAIN DIPAK C · CIK 0001231918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,479 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 13,234 restricted stock shares and 13,245 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 04, 2015 Filed Mar 5, 2015 16:52 UTC |
HOLLIDAY CHARLES O JRDirector
|
Grant$1 Par Common Stock | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000014 · primary_doc.xml · nonDerivative · entry 1 HOLLIDAY CHARLES O JR · CIK 0001127289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,405 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 1,160 restricted stock shares and 13,245 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 04, 2015 Filed Mar 5, 2015 19:04 UTC |
JONES CLAYTON MDirector
|
Grant$1 Par Common Stock | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000017 · primary_doc.xml · nonDerivative · entry 1 JONES CLAYTON M · CIK 0001191566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,069 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 824 restricted stock shares and 13,245 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 04, 2015 Filed Mar 5, 2015 17:15 UTC |
Johanns Michael O.Director
|
Grant$1 Par Common Stock | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000016 · primary_doc.xml · nonDerivative · entry 1 Johanns Michael O. · CIK 0001630280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,507 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 1,507 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 04, 2015 Filed Mar 5, 2015 19:17 UTC |
MILBERG JOACHIMDirector
|
Grant$1 Par Common Stock | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000018 · primary_doc.xml · nonDerivative · entry 1 MILBERG JOACHIM · CIK 0001238107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,953 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 10,708 restricted stock shares and 13,245 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 04, 2015 Filed Mar 5, 2015 19:21 UTC |
PAGE GREGORY RDirector
|
Grant$1 Par Common Stock | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000019 · primary_doc.xml · nonDerivative · entry 1 PAGE GREGORY R · CIK 0001250570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,447 F1 · shares: Grant of restricted stock unit under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 3697 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 04, 2015 Filed Mar 5, 2015 19:32 UTC |
MYERS RICHARD BDirector
|
Grant$1 Par Common Stock | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000020 · primary_doc.xml · nonDerivative · entry 1 MYERS RICHARD B · CIK 0001356702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,421 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 3,176 restricted stock shares and 13,245 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 04, 2015 Filed Mar 5, 2015 19:40 UTC |
PATRICK THOMAS HDirector
|
Grant$1 Par Common Stock | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000021 · primary_doc.xml · nonDerivative · entry 1 PATRICK THOMAS H · CIK 0001017633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,497 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 19,252 restricted stock shares and 13,245 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| March 04, 2015 Filed Mar 5, 2015 19:50 UTC |
SMITH SHERRY MDirector
|
Grant$1 Par Common Stock | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000022 · primary_doc.xml · nonDerivative · entry 1 SMITH SHERRY M · CIK 0001214552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,847 F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2 · balance_after: Includes 5,847 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Direectors. The plan provides for tax withholding rights. Read SEC document |
| February 24, 2015 Filed Feb 25, 2015 21:47 UTC |
von Pentz MarkwartPres.Ag&TurfDiv.Eur.,Asia,Afr.
|
Exercise / conversionMarket Priced Options · Derivative | 13,911 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-15-000011 · primary_doc.xml · derivative · entry 3 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,911 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 11, 2014. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| February 24, 2015 Filed Feb 25, 2015 21:47 UTC |
von Pentz MarkwartPres.Ag&TurfDiv.Eur.,Asia,Afr.
|
Sale$1 Par Common Stock | 13,911 | $90.94 | $1,265,000.96 |
DisclosureSEC source: 0000315189-15-000011 · primary_doc.xml · nonDerivative · entry 2 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,584 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 11, 2014. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.64 to $91.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 12,599 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| February 24, 2015 Filed Feb 25, 2015 21:47 UTC |
von Pentz MarkwartPres.Ag&TurfDiv.Eur.,Asia,Afr.
|
Exercise / conversion$1 Par Common Stock | 13,911 | $39.67 | $551,779.82 |
DisclosureSEC source: 0000315189-15-000011 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 11, 2014. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 21:48 UTC |
Field James M.Pres. Ag. & Turf Division
|
Exercise / conversionMarket Priced Options · Derivative | 42,178 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-15-000010 · primary_doc.xml · derivative · entry 7 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,178 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 17, 2009, 2010, and 2011. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 21:48 UTC |
Field James M.Pres. Ag. & Turf Division
|
Exercise / conversionMarket Priced Options · Derivative | 17,680 | $0.00 Strike: $88.82 | $0.00 |
DisclosureSEC source: 0000315189-15-000010 · primary_doc.xml · derivative · entry 6 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,680 shares Expires 2017-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, 2009, and 2010. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 21:48 UTC |
Field James M.Pres. Ag. & Turf Division
|
Sale$1 Par Common Stock | 42,178 | $92.56 | $3,904,109.56 |
DisclosureSEC source: 0000315189-15-000010 · primary_doc.xml · nonDerivative · entry 4 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,229 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.50 to $92.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 49,061 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 21:48 UTC |
Field James M.Pres. Ag. & Turf Division
|
Exercise / conversion$1 Par Common Stock | 42,178 | $39.67 | $1,672,990.37 |
DisclosureSEC source: 0000315189-15-000010 · primary_doc.xml · nonDerivative · entry 3 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 21:48 UTC |
Field James M.Pres. Ag. & Turf Division
|
Sale$1 Par Common Stock | 17,680 | $92.56 | $1,636,508.54 |
DisclosureSEC source: 0000315189-15-000010 · primary_doc.xml · nonDerivative · entry 2 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,229 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.50 to $92.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 21:48 UTC |
Field James M.Pres. Ag. & Turf Division
|
Exercise / conversion$1 Par Common Stock | 17,680 | $88.82 | $1,570,337.60 |
DisclosureSEC source: 0000315189-15-000010 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. Read SEC document |
| January 08, 2015 Filed Jan 9, 2015 15:41 UTC |
Johanns Michael O.Director
|
Grant$1 Par Common Stock | 182 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000006 · primary_doc.xml · nonDerivative · entry 1 Johanns Michael O. · CIK 0001630280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182 F1 · security: Exempt grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer upon being elected as a new Director. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.