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Cerence Inc.

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Tapewire entity
5708
SEC CIK
0001768267
Parsed reports
258

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202606

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2019 Filed Dec 6, 2019 22:10 UTC
Fitzgerald LeanneGeneral Counsel
Tax withholdingCommon Stock 1,308 $15.56 $20,352.48
Disclosure

SEC source: 0000899243-19-028699 · doc4.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,159

F1 · kind: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award.

Read SEC document
December 02, 2019 Filed Dec 6, 2019 17:48 UTC Amendment
Ortmanns StefanExecutive Vice President
GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028709 · doc4a.xml · nonDerivative · entry 1

Ortmanns Stefan · CIK 0001759504 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,685

F1 · kind: This Form 4/A amends a Form 4 originally filed on 11/18/2019, which reported 246,645 as the number of shares owned, and is being filed to correct the number of shares owned.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 19:00 UTC
Dhawan SanjayDirector · Chief Executive Officer
GrantCommon Stock 319,081 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-027549 · doc4.xml · nonDerivative · entry 2

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,460

F2 · kind: This award represents a one-time award of restricted stock units. The award vests as follows: Quarterly calendar vesting in equal parts starting 1/1/2020 with the last vesting occurring on 10/1/2021.

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November 14, 2019 Filed Nov 18, 2019 19:00 UTC
Dhawan SanjayDirector · Chief Executive Officer
GrantCommon Stock 215,379 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-027549 · doc4.xml · nonDerivative · entry 1

Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,379

F1 · kind: Grant of restricted stock units that will vest 33% per year on October 1 of 2021, 2022, and 2023 respectively.

Read SEC document
November 13, 2019 Filed Nov 18, 2019 21:21 UTC
Fitzgerald LeanneGeneral Counsel
GrantCommon Stock 31,928 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-027514 · doc4.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,467

F1 · kind: Grant of restricted stock units that will vest 33% per year on October 1 of 2021, 2022, and 2023 respectively.

Read SEC document
November 13, 2019 Filed Nov 18, 2019 16:20 UTC
Ortmanns StefanExecutive Vice President
GrantCommon Stock 102,170 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-027512 · doc4.xml · nonDerivative · entry 1

Ortmanns Stefan · CIK 0001759504 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,684

F1 · kind: Grant of restricted stock units that will vest 33% per year on October 1 of 2021, 2022, and 2023 respectively.

Read SEC document
November 13, 2019 Filed Nov 18, 2019 16:23 UTC
GALLENBERGER MARK JChief Financial Officer
GrantCommon Stock 86,206 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-027516 · doc4.xml · nonDerivative · entry 1

GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,206

F1 · kind: Grant of restricted stock units that will vest 33% per year on October 1 of 2021, 2022, and 2023 respectively.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:20 UTC GrantCommon stock 16,286 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002098 · es1901163_4-beaudoin.xml · nonDerivative · entry 2

BEAUDOIN THOMAS L · CIK 0001187367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,810

F2 · kind: Grant of restricted stock units that will vest 33% per year on the anniversary date.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 20:22 UTC
Sarin ArunDirector
GrantCommon stock 32,573 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002103 · es1901168_4-sarin.xml · nonDerivative · entry 1

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,573

F1 · kind: Grant of restricted stock units that will vest 33% per year on the anniversary date.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:21 UTC
JHA SANJAY KDirector
GrantCommon stock 16,286 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002100 · es1901165_4-jha.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,286

F1 · kind: Grant of restricted stock units that will vest 33% per year on the anniversary date.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:22 UTC GrantCommon stock 16,286 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002102 · es1901167_4-nietzel.xml · nonDerivative · entry 1

Nietzel Alfred A · CIK 0001397316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,286

F1 · kind: Grant of restricted stock units that will vest 33% per year on the anniversary date.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:20 UTC GrantCommon stock 16,286 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002099 · es1901164_4-budnik.xml · nonDerivative · entry 1

Budnik Marianne · CIK 0001529294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,286

F1 · kind: Grant of restricted stock units that will vest 33% per year on the anniversary date.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 20:21 UTC GrantCommon stock 16,286 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002101 · es1901166_4-matus.xml · nonDerivative · entry 1

Matus Kristi Ann · CIK 0001543504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,286

F1 · kind: Grant of restricted stock units that will vest 33% per year on the anniversary date.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 20:13 UTC
Fitzgerald LeanneGeneral Counsel
GrantCommon stock 11,314 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025095 · doc4.xml · nonDerivative · entry 4

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,539

F2 · shares: Award of restricted stock units with respect to Cerence common stock granted under the Cerence 2019 Equity Incentive Plan in connection with the cancellation and forfeiture of certain equity incentive awards previously granted by Nuance.

F5 · shares: The restricted stock units will vest in three equal annual installments beginning on December 1, 2019.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 20:13 UTC
Fitzgerald LeanneGeneral Counsel
GrantCommon stock 1,913 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025095 · doc4.xml · nonDerivative · entry 3

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,225

F2 · shares: Award of restricted stock units with respect to Cerence common stock granted under the Cerence 2019 Equity Incentive Plan in connection with the cancellation and forfeiture of certain equity incentive awards previously granted by Nuance.

F4 · shares: The restricted stock units will vest 100% on September 30, 2020.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 20:13 UTC
Fitzgerald LeanneGeneral Counsel
GrantCommon stock 1,913 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025095 · doc4.xml · nonDerivative · entry 2

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,312

F2 · shares: Award of restricted stock units with respect to Cerence common stock granted under the Cerence 2019 Equity Incentive Plan in connection with the cancellation and forfeiture of certain equity incentive awards previously granted by Nuance.

F3 · shares: The restricted stock units will vest 100% on November 29, 2020.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 16:14 UTC
Ortmanns StefanExecutive Vice President
GrantCommon stock 5,502 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025096 · doc4.xml · nonDerivative · entry 8

Ortmanns Stefan · CIK 0001759504 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,514

F2 · shares: Grant of restricted stock units under the Cerence 2019 Stock Incentive Plan in connection with the conversion of certain equity incentive awards previously granted by Nuance into equity awards of Cerence with respect to Cerence common stock.

F5 · shares: The restricted stock units will vest 100% on November 6, 2020.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 16:14 UTC
Ortmanns StefanExecutive Vice President
GrantCommon stock 10,287 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025096 · doc4.xml · nonDerivative · entry 7

Ortmanns Stefan · CIK 0001759504 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,012

F2 · shares: Grant of restricted stock units under the Cerence 2019 Stock Incentive Plan in connection with the conversion of certain equity incentive awards previously granted by Nuance into equity awards of Cerence with respect to Cerence common stock.

F5 · shares: The restricted stock units will vest 100% on November 6, 2020.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 16:14 UTC
Ortmanns StefanExecutive Vice President
GrantCommon stock 47,429 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025096 · doc4.xml · nonDerivative · entry 6

Ortmanns Stefan · CIK 0001759504 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,725

F2 · shares: Grant of restricted stock units under the Cerence 2019 Stock Incentive Plan in connection with the conversion of certain equity incentive awards previously granted by Nuance into equity awards of Cerence with respect to Cerence common stock.

F6 · shares: The restricted stock units will vest 100% on November 6, 2021.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 16:14 UTC
Ortmanns StefanExecutive Vice President
GrantCommon stock 31,777 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025096 · doc4.xml · nonDerivative · entry 5

Ortmanns Stefan · CIK 0001759504 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,296

F2 · shares: Grant of restricted stock units under the Cerence 2019 Stock Incentive Plan in connection with the conversion of certain equity incentive awards previously granted by Nuance into equity awards of Cerence with respect to Cerence common stock.

F5 · shares: The restricted stock units will vest 100% on November 6, 2020.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 16:14 UTC
Ortmanns StefanExecutive Vice President
GrantCommon stock 31,618 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025096 · doc4.xml · nonDerivative · entry 4

Ortmanns Stefan · CIK 0001759504 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,519

F2 · shares: Grant of restricted stock units under the Cerence 2019 Stock Incentive Plan in connection with the conversion of certain equity incentive awards previously granted by Nuance into equity awards of Cerence with respect to Cerence common stock.

F4 · shares: The restricted stock units will vest in two equal annual installments beginning on November 6, 2020.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 16:14 UTC
Ortmanns StefanExecutive Vice President
GrantCommon stock 5,502 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025096 · doc4.xml · nonDerivative · entry 3

Ortmanns Stefan · CIK 0001759504 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,901

F2 · shares: Grant of restricted stock units under the Cerence 2019 Stock Incentive Plan in connection with the conversion of certain equity incentive awards previously granted by Nuance into equity awards of Cerence with respect to Cerence common stock.

F3 · shares: The restricted stock units will vest 100% on September 30, 2020.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 16:14 UTC
Ortmanns StefanExecutive Vice President
GrantCommon stock 10,287 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025096 · doc4.xml · nonDerivative · entry 2

Ortmanns Stefan · CIK 0001759504 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,399

F2 · shares: Grant of restricted stock units under the Cerence 2019 Stock Incentive Plan in connection with the conversion of certain equity incentive awards previously granted by Nuance into equity awards of Cerence with respect to Cerence common stock.

F3 · shares: The restricted stock units will vest 100% on September 30, 2020.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 21:32 UTC
Nuance Communications, Inc.10% owner · See Remarks
OtherCommon stock 35,740,709 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024819 · doc4.xml · nonDerivative · entry 3

Nuance Communications, Inc. · CIK 0001002517 · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: On October 1, 2019, the reporting person disposed of all 35,740,709 of its shares of the Issuer's common stock ("Cerence Common Stock") issued and outstanding by distributing a pro rata dividend to the reporting person's stockholders one share of Cerence Common Stock for every eight shares of the reporting person's common stock held by each holder of record as of 5:00 p.m., New York City time, on September 17, 2019, to effect the legal and structural separation of the Issuer from the reporting person.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:32 UTC
Nuance Communications, Inc.10% owner · See Remarks
GrantCommon stock 2,470,968 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-024819 · doc4.xml · nonDerivative · entry 2

Nuance Communications, Inc. · CIK 0001002517 · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,740,709

F1 · kind: On September 30, 2019, the reporting person contributed a wholly-owned subsidiary to the Issuer in exchange for 2,470,968 shares of the Issuer's common stock.

F1 · price: On September 30, 2019, the reporting person contributed a wholly-owned subsidiary to the Issuer in exchange for 2,470,968 shares of the Issuer's common stock.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:32 UTC
Nuance Communications, Inc.10% owner · See Remarks
SaleCommon stock 650,736 $17.00 $11,062,512.00
Disclosure

SEC source: 0000899243-19-024819 · doc4.xml · nonDerivative · entry 1

Nuance Communications, Inc. · CIK 0001002517 · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · ownership.nature: The reporting person was the sole shareholder of Consolidated Mobile Corporation, which held the securities described above.

Read SEC document
September 29, 2019 Filed Oct 1, 2019 21:32 UTC
Nuance Communications, Inc.10% owner · See Remarks
GrantCommon stock 33,269,740 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-024545 · doc4.xml · nonDerivative · entry 1

Nuance Communications, Inc. · CIK 0001002517 · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,269,740

F1 · kind: On September 29, 2019, the reporting person contributed certain wholly-owned subsidiaries to the Issuer in exchange for 33,269,740 shares of the Issuer's common stock.

F1 · price: On September 29, 2019, the reporting person contributed certain wholly-owned subsidiaries to the Issuer in exchange for 33,269,740 shares of the Issuer's common stock.

F1 · acquired: On September 29, 2019, the reporting person contributed certain wholly-owned subsidiaries to the Issuer in exchange for 33,269,740 shares of the Issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.