Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cerence Inc.CRNC · Entity 5708 | Director · Chief Executive Officer | December 07, 2021 | December 07, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cerence Inc.
Report date December 07, 2021 · Filed December 07, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 288,187 |
Reported balance
After 2021-12-07 transaction · row 1
1 source rowRow 1 · 2021-12-07 · Sale · Disposed 3,491 · Balance 288,187 F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HARMAN INTERNATIONAL INDUSTRIES INC /DE/
Report date July 01, 2016 · Filed March 15, 2017
Section 16 reporting ended · disclosed 2017-03-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-03-10 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2016-07-01 · Exercise / conversion · Acquired 4,034 · Balance 4,683 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 2 · 2017-03-10 · Exercise / conversion · Acquired 4,723 · Balance 9,406 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 3 · 2017-03-10 · Exercise / conversion · Acquired 2,739 · Balance 12,145 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 4 · 2017-03-10 · Grant · Acquired 9,836 · Balance 21,981 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F3: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited. F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Row 5 · 2017-03-10 · Grant · Acquired 9,423 · Balance 31,404 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F3: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited. Row 6 · 2017-03-10 · Exercise / conversion · Acquired 8,066 · Balance 39,470 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 7 · 2017-03-10 · Tax withholding · Disposed 18,226 · Balance 21,244 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F4: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4. Row 8 · 2017-03-10 · Disposition to issuer · Disposed 21,244 · Balance 0 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). |
| Restricted Share UnitSEC Table II · derivative / convertible security | Direct | 8,066 |
Reported balance
After 2016-07-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-07-01 · Exercise / conversion · Disposed 4,034 · Balance 8,066 F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. |
| Restricted Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-03-10 · Exercise / conversion · Disposed 4,723 · Balance 0 F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. |
| Restricted Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-03-10 · Exercise / conversion · Disposed 2,739 · Balance 0 F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. |
| Restricted Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-03-10 · Exercise / conversion · Disposed 8,066 · Balance 0 F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").
F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.
F3: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.
F4: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2021 Filed Dec 7, 2021 16:57 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 3,491 | $69.00 | $240,879.00 |
DisclosureSEC source: 0001667731-21-000335 · dhawan12072021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,187 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 16:19 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 8,143 | $0.01 | $81.43 |
DisclosureSEC source: 0001667731-21-000323 · dhawan11232021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,678 F1 · shares: Grant of Restricted Stock Units that will vest 100% on November 30, 2021, issued pursuant to the Company's FY2021 Short-Term Incentive Program. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 16:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 65,655 | $103.03 | $6,764,434.65 |
DisclosureSEC source: 0001667731-21-000315 · ownership.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,535 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 16:49 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 164,760 | $0.01 | $1,647.60 |
DisclosureSEC source: 0001667731-21-000301 · dhawan11152021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,190 F1 · shares: These shares are pursuant to a performance-based restricted stock unit agreement with the Company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2021. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 16:32 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 3,587 | $93.18 | $334,236.66 |
DisclosureSEC source: 0001667731-21-000277 · dhawan10152021.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,430 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $93.05 to $93.58 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 16:32 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 19,590 | $92.56 | $1,813,250.40 |
DisclosureSEC source: 0001667731-21-000277 · dhawan10152021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,017 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $92.00 to $92.98 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 16:22 UTC | Cerence Inc. CRNC · Entity 5708 | Tax withholdingCommon Stock | 53,392 | $85.75 | $4,578,364.00 |
DisclosureSEC source: 0001667731-21-000263 · ownership.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,607 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: This includes 118 shares purchased pursuant to the Cerence Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of 08/17/2020 through 02/12/2021 In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on 02/12/2021. F3 · balance_after: This includes 62 shares purchased pursuant to the Cerence Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of 02/16/2021 through 08/13/2021 In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on 08/13/2021. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 16:30 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 1,100 | $110.63 | $121,693.00 |
DisclosureSEC source: 0001667731-21-000212 · dhawan07152021.xml · nonDerivative · entry 4 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,819 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 16:30 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 8,757 | $109.24 | $956,614.68 |
DisclosureSEC source: 0001667731-21-000212 · dhawan07152021.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,919 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F5 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $109.055 to $109.49 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 16:30 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 9,018 | $108.45 | $978,002.10 |
DisclosureSEC source: 0001667731-21-000212 · dhawan07152021.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,676 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $108.04 to $109.03 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 16:30 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 7,065 | $107.63 | $760,405.95 |
DisclosureSEC source: 0001667731-21-000212 · dhawan07152021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,694 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $107.00 to $107.79 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 16:24 UTC | Cerence Inc. CRNC · Entity 5708 | Tax withholdingCommon Stock | 13,945 | $124.56 | $1,736,989.20 |
DisclosureSEC source: 0001667731-21-000203 · dhawan07072021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,759 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 16:35 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 1,612 | $114.40 | $184,412.80 |
DisclosureSEC source: 0001667731-21-000185 · dfhawan06152021.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,704 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $114.08 to $114.70 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 16:35 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 7,206 | $113.47 | $817,664.82 |
DisclosureSEC source: 0001667731-21-000185 · dfhawan06152021.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,316 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $113.05 to $114.02 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 16:35 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 5,500 | $112.72 | $619,960.00 |
DisclosureSEC source: 0001667731-21-000185 · dfhawan06152021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,522 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $112.05 to $113.04 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 17, 2021 Filed May 19, 2021 16:29 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 200 | $84.12 | $16,824.00 |
DisclosureSEC source: 0001667731-21-000176 · dhawan05172021.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,022 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/23/2021. F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $84.00 to $84.24 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. F4 · shares: These shares are pursuant to a performance-based restricted stock unit agreement with the Company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2020. Read SEC document |
| May 17, 2021 Filed May 19, 2021 16:29 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 8,207 | $82.99 | $681,098.93 |
DisclosureSEC source: 0001667731-21-000176 · dhawan05172021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,222 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/23/2021. F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $82.70 to $83.355 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. F4 · shares: These shares are pursuant to a performance-based restricted stock unit agreement with the Company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2020. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 16:38 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 3,565 | $98.05 | $349,548.25 |
DisclosureSEC source: 0001667731-21-000157 · dhawan04152021.xml · nonDerivative · entry 4 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,429 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/23/2021. F6 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $97.66 to $98.22 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 16:38 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 9,395 | $96.96 | $910,939.20 |
DisclosureSEC source: 0001667731-21-000157 · dhawan04152021.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,994 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/23/2021. F5 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $96.57 to $97.29 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 16:38 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 5,785 | $96.20 | $556,517.00 |
DisclosureSEC source: 0001667731-21-000157 · dhawan04152021.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,389 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/23/2021. F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $95.56 to $96.55 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 16:38 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 5,245 | $95.00 | $498,275.00 |
DisclosureSEC source: 0001667731-21-000157 · dhawan04152021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,174 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/23/2021. F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $94.535 to $95.52 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price Read SEC document |
| April 07, 2021 Filed Apr 7, 2021 16:39 UTC | Cerence Inc. CRNC · Entity 5708 | Tax withholdingCommon Stock | 15,895 | $94.02 | $1,494,447.90 |
DisclosureSEC source: 0001667731-21-000155 · dhawan04012021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,419 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:23 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 502 | $104.99 | $52,704.98 |
DisclosureSEC source: 0001667731-21-000127 · dhawan03222021.xml · nonDerivative · entry 4 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,314 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F6 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $104.26 to $104.99 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:23 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 2,981 | $103.63 | $308,921.03 |
DisclosureSEC source: 0001667731-21-000127 · dhawan03222021.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,816 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F5 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $103.16 to $104.10 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:23 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 2,430 | $102.81 | $249,828.30 |
DisclosureSEC source: 0001667731-21-000127 · dhawan03222021.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,797 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $102.15 to $103.15 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:23 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 2,669 | $101.80 | $271,704.20 |
DisclosureSEC source: 0001667731-21-000127 · dhawan03222021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,227 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $101.14 to $102.12 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:13 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 939 | $126.10 | $118,407.90 |
DisclosureSEC source: 0001667731-21-000064 · dhawan02222021.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,896 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F5 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $126.04 to $126.415 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:13 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 4,242 | $125.62 | $532,880.04 |
DisclosureSEC source: 0001667731-21-000064 · dhawan02222021.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,835 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $125.038 to $126.00 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:13 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 3,400 | $124.45 | $423,130.00 |
DisclosureSEC source: 0001667731-21-000064 · dhawan02222021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,077 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $124.01 to $124.90 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 16:16 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 25,613 | $126.63 | $3,243,374.19 |
DisclosureSEC source: 0001667731-21-000033 · dhawan02102021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,477 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $126.50 to $126.76 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 16:58 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 105 | $121.00 | $12,705.00 |
DisclosureSEC source: 0001667731-21-000020 · dhawan01222021.xml · nonDerivative · entry 4 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,090 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 16:58 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 3,339 | $120.43 | $402,115.77 |
DisclosureSEC source: 0001667731-21-000020 · dhawan01222021.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,195 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F5 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $120.00 to $120.99 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 16:58 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 2,700 | $119.49 | $322,623.00 |
DisclosureSEC source: 0001667731-21-000020 · dhawan01222021.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,534 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $119.00 to $119.98 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 16:58 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 2,437 | $118.54 | $288,881.98 |
DisclosureSEC source: 0001667731-21-000020 · dhawan01222021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,234 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $118.00 to $118.98 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 01, 2021 Filed Jan 4, 2021 17:18 UTC | Cerence Inc. CRNC · Entity 5708 | Tax withholdingCommon Stock | 14,272 | $100.48 | $1,434,050.56 |
DisclosureSEC source: 0001667731-21-000002 · dhawan01042021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,671 F1 · shares: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 16:48 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 8,063 | $105.77 | $852,823.51 |
DisclosureSEC source: 0001667731-20-000469 · dhawan12222020.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,943 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 18:12 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 1,299 | $93.63 | $121,625.37 |
DisclosureSEC source: 0001667731-20-000451 · ownership.xml · nonDerivative · entry 5 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,391 F1 · shares: These shares are pursuant to the Company's FY2020 Short-Term Incentive Program. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 18:12 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 1,000 | $93.50 | $93,500.00 |
DisclosureSEC source: 0001667731-20-000451 · ownership.xml · nonDerivative · entry 4 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,690 F1 · shares: These shares are pursuant to the Company's FY2020 Short-Term Incentive Program. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 18:12 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 250 | $93.50 | $23,375.00 |
DisclosureSEC source: 0001667731-20-000451 · ownership.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,690 F3 · shares: These shares are pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 18:12 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 2,350 | $91.50 | $215,025.00 |
DisclosureSEC source: 0001667731-20-000451 · ownership.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,940 F1 · shares: These shares are pursuant to the Company's FY2020 Short-Term Incentive Program. F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $91.50 to $91.55 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 18:12 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 4,700 | $90.25 | $424,175.00 |
DisclosureSEC source: 0001667731-20-000451 · ownership.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,290 F1 · shares: These shares are pursuant to the Company's FY2020 Short-Term Incentive Program. Read SEC document |
| November 30, 2020 Filed Dec 28, 2020 16:44 UTC | Cerence Inc. CRNC · Entity 5708 | Tax withholdingCommon Stock | 5,347 | $85.00 | $454,495.00 |
DisclosureSEC source: 0001667731-20-000468 · ownership.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,006 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| November 30, 2020 Filed Dec 28, 2020 16:44 UTC | Cerence Inc. CRNC · Entity 5708 | Tax withholdingCommon Stock | 38 | $86.59 | $3,290.42 |
DisclosureSEC source: 0001667731-20-000468 · ownership.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,353 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| November 23, 2020 Filed Nov 23, 2020 19:31 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 4,500 | $83.15 | $374,175.00 |
DisclosureSEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 10 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,990 F9 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $83.11 to $83.19 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2020 Filed Nov 23, 2020 19:31 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 863 | $86.04 | $74,252.52 |
DisclosureSEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 9 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,490 F10 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020. These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020 Read SEC document |
| November 23, 2020 Filed Nov 23, 2020 19:31 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 1,200 | $85.23 | $102,276.00 |
DisclosureSEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 8 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,353 F8 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $85.01 to $85.76 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. F10 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020. These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020 Read SEC document |
| November 23, 2020 Filed Nov 23, 2020 19:31 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 2,600 | $84.22 | $218,972.00 |
DisclosureSEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 7 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,553 F7 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $83.58 to $84.79 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. F10 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020. These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020 Read SEC document |
| November 23, 2020 Filed Nov 23, 2020 19:31 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 2,972 | $82.92 | $246,438.24 |
DisclosureSEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 6 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,153 F6 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $82.36 to $83.29 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. F10 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020. These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020 Read SEC document |
| November 23, 2020 Filed Nov 23, 2020 19:31 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 429 | $81.43 | $34,933.47 |
DisclosureSEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 5 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,125 F5 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $81.20 to $81.685 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. F10 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020. These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020 Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 19:31 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 8,000 | $83.39 | $667,120.00 |
DisclosureSEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 4 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,554 F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $83.75 to $84.00 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.