Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cerence Inc.CRNC · Entity 5708 | Director | February 15, 2024 | February 16, 2024 |
| QUALCOMM INC/DEQCOM · Entity 2852 | COO, EVP & Group President QCT | August 01, 2008 | August 05, 2008 |
| Trepont Acquistion Corp ITACA.U · Entity 144985 | Director | December 01, 2020 | December 01, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cerence Inc.
Report date February 15, 2024 · Filed February 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,243 |
Reported balance
After 2024-02-15 transaction · row 1
1 source rowRow 1 · 2024-02-15 · Grant · Acquired 7,196 · Balance 37,243 F1: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant.
QUALCOMM INC/DE
Report date August 01, 2008 · Filed August 05, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 29,712 |
Reported balance
After 2008-08-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2008-08-01 · Exercise / conversion · Acquired 4,600 · Balance 29,712 F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 75,112 |
Reported balance
After 2008-08-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2008-08-01 · Exercise / conversion · Acquired 45,400 · Balance 75,112 F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 25,112 |
Reported balance
After 2008-08-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2008-08-01 · Sale · Disposed 50,000 · Balance 25,112 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3: The sale prices for this transaction ranged from $55.15 to $55.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F4: Includes 296 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2008. F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.29 · Expires 2013-02-06 | Direct | 0 |
Reported balance
After 2008-08-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2008-08-01 · Exercise / conversion · Disposed 4,600 · Balance 0 F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.23 · Expires 2013-11-27 | Direct | 354,600 |
Reported balance
After 2008-08-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2008-08-01 · Exercise / conversion · Disposed 45,400 · Balance 354,600 F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $55.15 to $55.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Includes 296 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2008.
F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
Trepont Acquistion Corp I
Report date December 01, 2020 · Filed December 01, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-12-01 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: These Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis for no additional consideration concurrently with or immediately following the consummation of the Issuer's initial business combination. The Class B ordinary shares have no expiration date. If the reporting person is removed from office as director or voluntarily resigns such position before the consummation of the Issuer's initial business combination, all of these Class B ordinary shares will be forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: These Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis for no additional consideration concurrently with or immediately following the consummation of the Issuer's initial business combination. The Class B ordinary shares have no expiration date. If the reporting person is removed from office as director or voluntarily resigns such position before the consummation of the Issuer's initial business combination, all of these Class B ordinary shares will be forfeited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2024 Filed Feb 16, 2024 20:12 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 7,196 | $0.01 | $71.96 |
DisclosureSEC source: 0001667731-24-000092 · ownership.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,243 F1 · shares: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 16:46 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 5,419 | $0.01 | $54.19 |
DisclosureSEC source: 0001667731-23-000098 · ownership.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,047 F1 · shares: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 16:50 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 1,822 | $0.01 | $18.22 |
DisclosureSEC source: 0001667731-22-000021 · ownership.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,628 F1 · shares: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 16:25 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 1,045 | $0.01 | $10.45 |
DisclosureSEC source: 0001667731-21-000051 · ownership.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,806 F1 · shares: Shares are subject to a Restricted Stock Purchase Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 13:44 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon stock | 5,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001667731-20-000027 · ownership.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,761 F1 · kind: Shares are subject to a Restricted Stock Purchase Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 16:21 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon stock | 16,286 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-002100 · es1901165_4-jha.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,286 F1 · kind: Grant of restricted stock units that will vest 33% per year on the anniversary date. Read SEC document |
| August 01, 2008 Filed Aug 5, 2008 16:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 45,400 | $0.00 Strike: $22.23 | $0.00 |
DisclosureSEC source: 0001234452-08-000554 · edgardoc.xml · derivative · entry 5 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,600 Underlying: Common Stock · 45,400 shares Expires 2013-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| August 01, 2008 Filed Aug 5, 2008 16:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,600 | $0.00 Strike: $18.29 | $0.00 |
DisclosureSEC source: 0001234452-08-000554 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,600 shares Expires 2013-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| August 01, 2008 Filed Aug 5, 2008 16:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 50,000 | $55.27 | $2,763,745.00 |
DisclosureSEC source: 0001234452-08-000554 · edgardoc.xml · nonDerivative · entry 3 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 25,112 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $55.15 to $55.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes 296 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2008. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| August 01, 2008 Filed Aug 5, 2008 16:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 45,400 | $22.23 | $1,009,242.00 |
DisclosureSEC source: 0001234452-08-000554 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| August 01, 2008 Filed Aug 5, 2008 16:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,600 | $18.29 | $84,134.00 |
DisclosureSEC source: 0001234452-08-000554 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 31,006 | $0.00 Strike: $18.29 | $0.00 |
DisclosureSEC source: 0001234452-08-000525 · edgardoc.xml · derivative · entry 15 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 Underlying: Common Stock · 31,006 shares Expires 2013-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 93,994 | $0.00 Strike: $18.29 | $0.00 |
DisclosureSEC source: 0001234452-08-000525 · edgardoc.xml · derivative · entry 14 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,606 Underlying: Common Stock · 93,994 shares Expires 2013-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 81 | $0.00 Strike: $18.29 | $0.00 |
DisclosureSEC source: 0001234452-08-000525 · edgardoc.xml · derivative · entry 13 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,600 Underlying: Common Stock · 81 shares Expires 2013-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,319 | $0.00 Strike: $18.29 | $0.00 |
DisclosureSEC source: 0001234452-08-000525 · edgardoc.xml · derivative · entry 12 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,681 Underlying: Common Stock · 20,319 shares Expires 2013-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,600 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001234452-08-000525 · edgardoc.xml · derivative · entry 11 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,600 shares Expires 2012-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 31,006 | $54.32 | $1,684,090.89 |
DisclosureSEC source: 0001234452-08-000525 · edgardoc.xml · nonDerivative · entry 10 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,816 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 31,006 | $18.29 | $567,099.74 |
DisclosureSEC source: 0001234452-08-000525 · edgardoc.xml · nonDerivative · entry 9 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 55,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 93,994 | $53.80 | $5,056,877.20 |
DisclosureSEC source: 0001234452-08-000525 · edgardoc.xml · nonDerivative · entry 8 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,816 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 93,994 | $18.29 | $1,719,150.26 |
DisclosureSEC source: 0001234452-08-000525 · edgardoc.xml · nonDerivative · entry 7 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 118,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 81 | $54.32 | $4,399.52 |
DisclosureSEC source: 0001234452-08-000525 · edgardoc.xml · nonDerivative · entry 6 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,816 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 81 | $18.29 | $1,481.49 |
DisclosureSEC source: 0001234452-08-000525 · edgardoc.xml · nonDerivative · entry 5 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 20,319 | $53.80 | $1,093,162.20 |
DisclosureSEC source: 0001234452-08-000525 · edgardoc.xml · nonDerivative · entry 4 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,816 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 20,319 | $18.29 | $371,634.51 |
DisclosureSEC source: 0001234452-08-000525 · edgardoc.xml · nonDerivative · entry 3 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 45,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 4,600 | $53.80 | $247,480.00 |
DisclosureSEC source: 0001234452-08-000525 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,816 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,600 | $18.00 | $82,800.00 |
DisclosureSEC source: 0001234452-08-000525 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,233 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · derivative · entry 18 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 Underlying: Common Stock · 12,233 shares Expires 2012-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · derivative · entry 17 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,833 Underlying: Common Stock · 200 shares Expires 2012-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 67 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · derivative · entry 16 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,033 Underlying: Common Stock · 67 shares Expires 2012-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · derivative · entry 15 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,100 Underlying: Common Stock · 13 shares Expires 2012-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 220 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · derivative · entry 14 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,113 Underlying: Common Stock · 220 shares Expires 2012-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,267 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · derivative · entry 13 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,333 Underlying: Common Stock · 12,267 shares Expires 2012-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 12,233 | $45.00 | $550,485.00 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · nonDerivative · entry 12 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,816 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 12,233 | $18.00 | $220,194.00 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · nonDerivative · entry 11 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 200 | $45.15 | $9,030.00 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · nonDerivative · entry 10 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,816 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 200 | $18.00 | $3,600.00 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · nonDerivative · entry 9 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 25,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 67 | $45.16 | $3,025.72 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · nonDerivative · entry 8 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,816 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 67 | $18.00 | $1,206.00 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · nonDerivative · entry 7 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 13 | $44.22 | $574.86 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · nonDerivative · entry 6 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,816 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 13 | $18.00 | $234.00 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · nonDerivative · entry 5 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 220 | $44.23 | $9,730.60 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · nonDerivative · entry 4 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,816 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 220 | $18.00 | $3,960.00 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · nonDerivative · entry 3 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 25,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 12,267 | $44.25 | $542,814.75 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,816 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 17:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 12,267 | $18.00 | $220,806.00 |
DisclosureSEC source: 0001234452-08-000482 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| June 30, 2008 Filed Jul 2, 2008 23:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 359 | $47.30 Strike: $1.00 | $16,980.34 |
DisclosureSEC source: 0001234452-08-000474 · edgardoc.xml · derivative · entry 1 JHA SANJAY K · CIK 0001216458 · COO, EVP & Group President QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 27,387.663 Underlying: Common Stock · 359 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| June 16, 2008 Filed Jun 18, 2008 14:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 24,264 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001234452-08-000455 · edgardoc.xml · derivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,600 Underlying: Common Stock · 24,264 shares Expires 2012-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 16, 2008 Filed Jun 18, 2008 14:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 24,264 | $50.00 | $1,213,200.00 |
DisclosureSEC source: 0001234452-08-000455 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,816 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| June 16, 2008 Filed Jun 18, 2008 14:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 24,264 | $18.00 | $436,752.00 |
DisclosureSEC source: 0001234452-08-000455 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 49,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 736 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001234452-08-000421 · edgardoc.xml · derivative · entry 15 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,864 Underlying: Common Stock · 736 shares Expires 2012-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,065 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001234452-08-000421 · edgardoc.xml · derivative · entry 14 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,600 Underlying: Common Stock · 3,065 shares Expires 2012-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.