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Nuance Communications, Inc.

Disclosed activity across 1 company

Tapewire entity
12406
SEC CIK
0001002517

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cerence Inc.CRNC · Entity 570810% owner · See RemarksSeptember 30, 2019October 02, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cerence Inc.

Report date September 30, 2019 · Filed October 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2019-09-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-09-30 · Sale · Disposed 650,736 · Balance 0

F3: The reporting person was the sole shareholder of Consolidated Mobile Corporation, which held the securities described above.

Common stockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-10-01 transaction · row 3
2 source rows · reconciled sequence

Row 2 · 2019-09-30 · Grant · Acquired 2,470,968 · Balance 35,740,709

F1: On September 30, 2019, the reporting person contributed a wholly-owned subsidiary to the Issuer in exchange for 2,470,968 shares of the Issuer's common stock.

Row 3 · 2019-10-01 · Other · Disposed 35,740,709 · Balance 0

F2: On October 1, 2019, the reporting person disposed of all 35,740,709 of its shares of the Issuer's common stock ("Cerence Common Stock") issued and outstanding by distributing a pro rata dividend to the reporting person's stockholders one share of Cerence Common Stock for every eight shares of the reporting person's common stock held by each holder of record as of 5:00 p.m., New York City time, on September 17, 2019, to effect the legal and structural separation of the Issuer from the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: On September 30, 2019, the reporting person contributed a wholly-owned subsidiary to the Issuer in exchange for 2,470,968 shares of the Issuer's common stock.

F2: On October 1, 2019, the reporting person disposed of all 35,740,709 of its shares of the Issuer's common stock ("Cerence Common Stock") issued and outstanding by distributing a pro rata dividend to the reporting person's stockholders one share of Cerence Common Stock for every eight shares of the reporting person's common stock held by each holder of record as of 5:00 p.m., New York City time, on September 17, 2019, to effect the legal and structural separation of the Issuer from the reporting person.

F3: The reporting person was the sole shareholder of Consolidated Mobile Corporation, which held the securities described above.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2019 Filed Oct 2, 2019 21:32 UTC Cerence Inc. CRNC · Entity 5708 OtherCommon stock 35,740,709 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024819 · doc4.xml · nonDerivative · entry 3

Nuance Communications, Inc. · CIK 0001002517 · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: On October 1, 2019, the reporting person disposed of all 35,740,709 of its shares of the Issuer's common stock ("Cerence Common Stock") issued and outstanding by distributing a pro rata dividend to the reporting person's stockholders one share of Cerence Common Stock for every eight shares of the reporting person's common stock held by each holder of record as of 5:00 p.m., New York City time, on September 17, 2019, to effect the legal and structural separation of the Issuer from the reporting person.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:32 UTC Cerence Inc. CRNC · Entity 5708 GrantCommon stock 2,470,968 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-024819 · doc4.xml · nonDerivative · entry 2

Nuance Communications, Inc. · CIK 0001002517 · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,740,709

F1 · kind: On September 30, 2019, the reporting person contributed a wholly-owned subsidiary to the Issuer in exchange for 2,470,968 shares of the Issuer's common stock.

F1 · price: On September 30, 2019, the reporting person contributed a wholly-owned subsidiary to the Issuer in exchange for 2,470,968 shares of the Issuer's common stock.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:32 UTC Cerence Inc. CRNC · Entity 5708 SaleCommon stock 650,736 $17.00 $11,062,512.00
Disclosure

SEC source: 0000899243-19-024819 · doc4.xml · nonDerivative · entry 1

Nuance Communications, Inc. · CIK 0001002517 · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · ownership.nature: The reporting person was the sole shareholder of Consolidated Mobile Corporation, which held the securities described above.

Read SEC document
September 29, 2019 Filed Oct 1, 2019 21:32 UTC Cerence Inc. CRNC · Entity 5708 GrantCommon stock 33,269,740 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-024545 · doc4.xml · nonDerivative · entry 1

Nuance Communications, Inc. · CIK 0001002517 · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,269,740

F1 · kind: On September 29, 2019, the reporting person contributed certain wholly-owned subsidiaries to the Issuer in exchange for 33,269,740 shares of the Issuer's common stock.

F1 · price: On September 29, 2019, the reporting person contributed certain wholly-owned subsidiaries to the Issuer in exchange for 33,269,740 shares of the Issuer's common stock.

F1 · acquired: On September 29, 2019, the reporting person contributed certain wholly-owned subsidiaries to the Issuer in exchange for 33,269,740 shares of the Issuer's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.