Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CDK Global, Inc.CDK · Entity 125554 | EVP, CFO | March 08, 2017 | March 10, 2017 |
| Cerence Inc.CRNC · Entity 5708 | Director | February 13, 2025 | February 18, 2025 |
| OneSpan Inc.OSPN · Entity 5364 | Director | January 02, 2026 | January 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CDK Global, Inc.
Report date March 08, 2017 · Filed March 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,622.892 |
Ending reported balance
After 2017-03-08 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2017-03-08 · Exercise / conversion · Acquired 5,514 · Balance 38,167.892 Row 2 · 2017-03-08 · Exercise / conversion · Acquired 6,893 · Balance 45,060.892 Row 3 · 2017-03-08 · Exercise / conversion · Acquired 9,650 · Balance 54,710.892 Row 4 · 2017-03-08 · Exercise / conversion · Acquired 19,301 · Balance 74,011.892 Row 5 · 2017-03-08 · Sale · Disposed 33,389 · Balance 40,622.892 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $66.30 to $66.57, inclusive. The report person undertakes to provide to CDK Global, Inc., a security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.61 · Expires 2018-01-30 | Direct | 0 |
Reported balance
After 2017-03-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-03-08 · Exercise / conversion · Disposed 5,514 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.76 · Expires 2020-02-08 | Direct | 0 |
Reported balance
After 2017-03-08 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-03-08 · Exercise / conversion · Disposed 6,893 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.96 · Expires 2021-02-07 | Direct | 0 |
Reported balance
After 2017-03-08 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-03-08 · Exercise / conversion · Disposed 9,650 · Balance 0 F2: Grant has a graded vesting schedule. Date Exercisable varied for each vesting tranche. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.24 · Expires 2022-01-25 | Direct | 0 |
Reported balance
After 2017-03-08 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-03-08 · Exercise / conversion · Disposed 19,301 · Balance 0 F2: Grant has a graded vesting schedule. Date Exercisable varied for each vesting tranche. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $66.30 to $66.57, inclusive. The report person undertakes to provide to CDK Global, Inc., a security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
F2: Grant has a graded vesting schedule. Date Exercisable varied for each vesting tranche.
Cerence Inc.
Report date February 13, 2025 · Filed February 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,198 |
Reported balance
After 2025-02-13 transaction · row 1
1 source rowRow 1 · 2025-02-13 · Grant · Acquired 9,955 · Balance 42,198 F1: The RSUs shall vest on the earlier of: (i) the first anniversary of the Date of Grant; or (ii) the day immediately prior to the Company's next fiscal year's Annual General Meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSUs shall vest on the earlier of: (i) the first anniversary of the Date of Grant; or (ii) the day immediately prior to the Company's next fiscal year's Annual General Meeting.
OneSpan Inc.
Report date January 02, 2026 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,823 |
Reported balance
After 2026-01-02 transaction · row 1
1 source rowRow 1 · 2026-01-02 · Exercise / conversion · Acquired 6,635 · Balance 62,823 F1: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-01-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-02 · Exercise / conversion · Disposed 6,635 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F2: These deferred restricted stock units vested on January 2, 2026. The shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change in control of the issuer. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,797 |
Reported balance
After 2026-01-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-01-05 · Grant · Acquired 9,797 · Balance 9,797 F1: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F3: The securities acquired are deferred restricted stock units which will vest on January 5, 2027, subject to the terms and conditions of the award agreement. Once they have vested, the shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change of control of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock.
F2: These deferred restricted stock units vested on January 2, 2026. The shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change in control of the issuer.
F3: The securities acquired are deferred restricted stock units which will vest on January 5, 2027, subject to the terms and conditions of the award agreement. Once they have vested, the shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change of control of the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2026 Filed Jan 5, 2026 22:42 UTC | OneSpan Inc. OSPN · Entity 5364 | GrantRestricted Stock Unit · Derivative | 9,797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001397316-26-000001 · primary_doc.xml · derivative · entry 3 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,797 Underlying: Common Stock · 9,797 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F3 · derivative.exercise_date: The securities acquired are deferred restricted stock units which will vest on January 5, 2027, subject to the terms and conditions of the award agreement. Once they have vested, the shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change of control of the issuer. F3 · derivative.expiration_date: The securities acquired are deferred restricted stock units which will vest on January 5, 2027, subject to the terms and conditions of the award agreement. Once they have vested, the shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change of control of the issuer. Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 22:42 UTC | OneSpan Inc. OSPN · Entity 5364 | Exercise / conversionRestricted Stock Unit · Derivative | 6,635 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001397316-26-000001 · primary_doc.xml · derivative · entry 2 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,635 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F2 · derivative.exercise_date: These deferred restricted stock units vested on January 2, 2026. The shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change in control of the issuer. F2 · derivative.expiration_date: These deferred restricted stock units vested on January 2, 2026. The shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change in control of the issuer. Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 22:42 UTC | OneSpan Inc. OSPN · Entity 5364 | Exercise / conversionCommon Stock | 6,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001397316-26-000001 · primary_doc.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 17:03 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 9,955 | $0.01 | $99.55 |
DisclosureSEC source: 0000950170-25-022434 · ownership.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,198 F1 · shares: The RSUs shall vest on the earlier of: (i) the first anniversary of the Date of Grant; or (ii) the day immediately prior to the Company's next fiscal year's Annual General Meeting. Read SEC document |
| January 09, 2025 Filed Jan 10, 2025 21:18 UTC | OneSpan Inc. OSPN · Entity 5364 | Exercise / conversionRestricted Stock Units · Derivative | 12,914 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-000316 · primarydocument.xml · derivative · entry 2 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F2 · derivative.exercise_date: These deferred restricted stock units vested on January 9, 2025. The shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change in control of the issuer. F2 · derivative.expiration_date: These deferred restricted stock units vested on January 9, 2025. The shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change in control of the issuer. Read SEC document |
| January 09, 2025 Filed Jan 10, 2025 21:18 UTC | OneSpan Inc. OSPN · Entity 5364 | Exercise / conversionCommon Stock | 12,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-000316 · primarydocument.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:20 UTC | OneSpan Inc. OSPN · Entity 5364 | GrantRestricted Stock Units · Derivative | 6,635 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-000175 · primarydocument.xml · derivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,635 Underlying: Common Stock · 6,635 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F2 · derivative.exercise_date: The securities acquired are deferred restricted stock units which will vest on January 2, 2026, subject to the terms and conditions of the award agreement. Once they have vested, the shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change of control of the issuer. F2 · derivative.expiration_date: The securities acquired are deferred restricted stock units which will vest on January 2, 2026, subject to the terms and conditions of the award agreement. Once they have vested, the shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change of control of the issuer. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:20 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 7,196 | $0.01 | $71.96 |
DisclosureSEC source: 0001667731-24-000096 · ownership.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,243 F1 · shares: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:12 UTC | OneSpan Inc. OSPN · Entity 5364 | GrantRestricted Stock Units · Derivative | 12,914 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-000436 · primarydocument.xml · derivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,914 Underlying: Common Stock · 12,914 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F2 · derivative.exercise_date: The securities acquired are deferred restricted stock units which will vest on January 9, 2025, subject to the terms and conditions of the award agreement. Once they have vested, the shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change of control of the issuer. F2 · derivative.expiration_date: The securities acquired are deferred restricted stock units which will vest on January 9, 2025, subject to the terms and conditions of the award agreement. Once they have vested, the shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change of control of the issuer. Read SEC document |
| January 05, 2024 Filed Jan 9, 2024 22:13 UTC | OneSpan Inc. OSPN · Entity 5364 | Exercise / conversionRestricted Stock Units · Derivative | 10,823 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-000373 · primarydocument.xml · derivative · entry 2 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,823 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F2 · derivative.exercise_date: These deferred restricted stock units vested on January 5, 2024. The shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change in control of the issuer. F2 · derivative.expiration_date: These deferred restricted stock units vested on January 5, 2024. The shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change in control of the issuer. Read SEC document |
| January 05, 2024 Filed Jan 9, 2024 22:13 UTC | OneSpan Inc. OSPN · Entity 5364 | Exercise / conversionCommon Stock | 10,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-000373 · primarydocument.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 16:44 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 5,419 | $0.01 | $54.19 |
DisclosureSEC source: 0001667731-23-000097 · ownership.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,047 F1 · shares: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 21:59 UTC | OneSpan Inc. OSPN · Entity 5364 | GrantRestricted Stock Units · Derivative | 10,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000295 · primarydocument.xml · derivative · entry 3 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,823 Underlying: Common Stock · 10,823 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F3 · derivative.exercise_date: The securities acquired are deferred restricted stock units which will vest on January 5, 2024, subject to the terms and conditions of the award agreement. Once they have vested, the shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change of control of the issuer. F3 · derivative.expiration_date: The securities acquired are deferred restricted stock units which will vest on January 5, 2024, subject to the terms and conditions of the award agreement. Once they have vested, the shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change of control of the issuer. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 21:59 UTC | OneSpan Inc. OSPN · Entity 5364 | Exercise / conversionRestricted Stock Units · Derivative | 7,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000295 · primarydocument.xml · derivative · entry 2 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,618 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F2 · derivative.exercise_date: These deferred restricted stock units vested on January 5, 2023. The shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change in control of the issuer. F2 · derivative.expiration_date: These deferred restricted stock units vested on January 5, 2023. The shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change in control of the issuer. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 21:59 UTC | OneSpan Inc. OSPN · Entity 5364 | Exercise / conversionCommon Stock | 7,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000295 · primarydocument.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:05 UTC | OneSpan Inc. OSPN · Entity 5364 | PurchaseCommon Stock, $0.001 par value | 4,500 | $11.33 | $50,985.00 |
DisclosureSEC source: 0001179110-22-003104 · edgar.xml · nonDerivative · entry 2 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,833 Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:05 UTC | OneSpan Inc. OSPN · Entity 5364 | PurchaseCommon Stock, $0.001 par value | 4,500 | $11.42 | $51,390.00 |
DisclosureSEC source: 0001179110-22-003104 · edgar.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,333 Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 16:52 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 1,822 | $0.01 | $18.22 |
DisclosureSEC source: 0001667731-22-000023 · ownership.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,628 F1 · shares: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
| January 05, 2022 Filed Jan 8, 2022 00:24 UTC | OneSpan Inc. OSPN · Entity 5364 | GrantRestricted Stock Units · Derivative | 7,618 | $16.41 | $125,011.38 |
DisclosureSEC source: 0001179110-22-000346 · edgar.xml · derivative · entry 2 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,618 Underlying: Common Stock · 7,618 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person received a restricted stock unit grant on January 5, 2022. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock. F2 · derivative.exercise_date: The shares acquired are deferred restricted stock units and will vest on January 5, 2023. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 21:20 UTC | OneSpan Inc. OSPN · Entity 5364 | Exercise / conversionRestricted Stock Units · Derivative | 5,833 | $17.23 | $100,502.59 |
DisclosureSEC source: 0001179110-22-000312 · edgar.xml · derivative · entry 2 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reporting person received a restricted stock unit grant on January 4, 2021. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock. F2 · derivative.exercise_date: The shares acquired are deferred restricted stock units and vested on January 4, 2022. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 21:20 UTC | OneSpan Inc. OSPN · Entity 5364 | Exercise / conversionCommon Stock, $0.001 par value | 5,833 | $17.23 | $100,502.59 |
DisclosureSEC source: 0001179110-22-000312 · edgar.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 23:12 UTC | OneSpan Inc. OSPN · Entity 5364 | PurchaseCommon Stock, $0.001 par value | 10,000 | $18.83 | $188,310.00 |
DisclosureSEC source: 0001387131-21-008367 · ownership.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 16:21 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 5,000 | $121.86 | $609,300.00 |
DisclosureSEC source: 0001667731-21-000058 · nietzel02162021.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,806 F1 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $121.71 to $121.97 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 16:27 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 1,045 | $0.01 | $10.45 |
DisclosureSEC source: 0001667731-21-000053 · ownership.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,806 F1 · shares: Shares are subject to a Restricted Stock Purchase Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:00 UTC | OneSpan Inc. OSPN · Entity 5364 | GrantRestricted Stock Units · Derivative | 5,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000267 · edgar.xml · derivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,833 Underlying: Common Stock · 5,833 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person was appointed to the OneSpan Inc. Board of Directors (the "Board"), effective November 12th, 2020, and as such, became subject to reporting requirements under Section 16 of the Securities Exchange Act of 1934 at that time. F2 · derivative.exercise_price: The reporting person received a restricted stock unit grant on January 4, 2021. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock. F3 · derivative.exercise_date: The shares acquired are deferred restricted stock units and will vest on January 4, 2022. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 13:50 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon stock | 5,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001667731-20-000029 · ownership.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,761 F1 · kind: Shares are subject to a Restricted Stock Purchase Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 16:22 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon stock | 16,286 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-002102 · es1901167_4-nietzel.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,286 F1 · kind: Grant of restricted stock units that will vest 33% per year on the anniversary date. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 19:00 UTC | CDK Global, Inc. CDK · Entity 125554 | Exercise / conversionStock Option (Right to Buy) · Derivative | 19,301 | $0.00 Strike: $20.24 | $0.00 |
DisclosureSEC source: 0000950142-17-000568 · es1700396_4-nietzel.xml · derivative · entry 9 Nietzel Alfred A · CIK 0001397316 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,301 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Grant has a graded vesting schedule. Date Exercisable varied for each vesting tranche. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 19:00 UTC | CDK Global, Inc. CDK · Entity 125554 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,650 | $0.00 Strike: $17.96 | $0.00 |
DisclosureSEC source: 0000950142-17-000568 · es1700396_4-nietzel.xml · derivative · entry 8 Nietzel Alfred A · CIK 0001397316 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,650 shares Expires 2021-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Grant has a graded vesting schedule. Date Exercisable varied for each vesting tranche. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 19:00 UTC | CDK Global, Inc. CDK · Entity 125554 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,893 | $0.00 Strike: $14.76 | $0.00 |
DisclosureSEC source: 0000950142-17-000568 · es1700396_4-nietzel.xml · derivative · entry 7 Nietzel Alfred A · CIK 0001397316 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,893 shares Expires 2020-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 19:00 UTC | CDK Global, Inc. CDK · Entity 125554 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,514 | $0.00 Strike: $14.61 | $0.00 |
DisclosureSEC source: 0000950142-17-000568 · es1700396_4-nietzel.xml · derivative · entry 6 Nietzel Alfred A · CIK 0001397316 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,514 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 19:00 UTC | CDK Global, Inc. CDK · Entity 125554 | SaleCommon Stock | 33,389 | $66.44 | $2,218,398.55 |
DisclosureSEC source: 0000950142-17-000568 · es1700396_4-nietzel.xml · nonDerivative · entry 5 Nietzel Alfred A · CIK 0001397316 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,622.892 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $66.30 to $66.57, inclusive. The report person undertakes to provide to CDK Global, Inc., a security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 19:00 UTC | CDK Global, Inc. CDK · Entity 125554 | Exercise / conversionCommon Stock | 19,301 | $20.24 | $390,729.44 |
DisclosureSEC source: 0000950142-17-000568 · es1700396_4-nietzel.xml · nonDerivative · entry 4 Nietzel Alfred A · CIK 0001397316 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,011.892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 19:00 UTC | CDK Global, Inc. CDK · Entity 125554 | Exercise / conversionCommon Stock | 9,650 | $17.96 | $173,314.00 |
DisclosureSEC source: 0000950142-17-000568 · es1700396_4-nietzel.xml · nonDerivative · entry 3 Nietzel Alfred A · CIK 0001397316 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,710.892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 19:00 UTC | CDK Global, Inc. CDK · Entity 125554 | Exercise / conversionCommon Stock | 6,893 | $14.76 | $101,747.57 |
DisclosureSEC source: 0000950142-17-000568 · es1700396_4-nietzel.xml · nonDerivative · entry 2 Nietzel Alfred A · CIK 0001397316 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,060.892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 19:00 UTC | CDK Global, Inc. CDK · Entity 125554 | Exercise / conversionCommon Stock | 5,514 | $14.61 | $80,554.03 |
DisclosureSEC source: 0000950142-17-000568 · es1700396_4-nietzel.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,167.892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 21:36 UTC | CDK Global, Inc. CDK · Entity 125554 | GrantStock Option (Right to Buy) · Derivative | 15,107 | $0.00 Strike: $58.75 | $0.00 |
DisclosureSEC source: 0000950142-16-004477 · es1600990_4-nietzel.xml · derivative · entry 3 Nietzel Alfred A · CIK 0001397316 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,107 Underlying: Common Stock · 15,107 shares Expires 2026-09-08 F2 · derivative.exercise_date: The options become exercisable in four equal installments on September 8, 2018, 2019, 2020 and 2021. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 21:36 UTC | CDK Global, Inc. CDK · Entity 125554 | GrantStock Option (Right to Buy) · Derivative | 15,107 | $0.00 Strike: $58.75 | $0.00 |
DisclosureSEC source: 0000950142-16-004477 · es1600990_4-nietzel.xml · derivative · entry 2 Nietzel Alfred A · CIK 0001397316 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,107 Underlying: Common Stock · 15,107 shares Expires 2026-09-08 F1 · derivative.exercise_date: The options become exercisable in four equal installments on September 8, 2017, 2018, 2019 and 2020. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 21:36 UTC | CDK Global, Inc. CDK · Entity 125554 | Tax withholdingCommon Stock | 4,937 | $58.75 | $290,048.75 |
DisclosureSEC source: 0000950142-16-004477 · es1600990_4-nietzel.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,653.892 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.