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CONOCOPHILLIPS

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658
SEC CIK
0001163165
Parsed reports
2,671

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202600
Mar 2026011
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2020 Filed Jan 17, 2020 19:44 UTC GrantStock Units · Derivative 3,391 $64.89 $220,025.04
Disclosure

SEC source: 0001209191-20-003879 · doc4.xml · derivative · entry 1

DEVINE CAROLINE MAURY · CIK 0001274816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,634.243

Underlying: Common Stock · 3,391 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:45 UTC GrantStock Units · Derivative 3,391 $64.89 $220,025.04
Disclosure

SEC source: 0001209191-20-003882 · doc4.xml · derivative · entry 1

Evans Gay Huey · CIK 0001572219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,258.7959

Underlying: Common Stock · 3,391 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:47 UTC GrantStock Units · Derivative 3,391 $64.89 $220,025.04
Disclosure

SEC source: 0001209191-20-003884 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,342.025

Underlying: Common Stock · 3,391 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:49 UTC
Freeman JodyDirector
GrantStock Units · Derivative 3,391 $64.89 $220,025.04
Disclosure

SEC source: 0001209191-20-003886 · doc4.xml · derivative · entry 1

Freeman Jody · CIK 0001554673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,622.6825

Underlying: Common Stock · 3,391 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum three months from initial grant date.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum three months from initial grant date.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:50 UTC GrantStock Units · Derivative 3,391 $64.89 $220,025.04
Disclosure

SEC source: 0001209191-20-003889 · doc4.xml · derivative · entry 1

JOERRES JEFFREY A · CIK 0001182537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,739.0605

Underlying: Common Stock · 3,391 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:52 UTC GrantStock Units · Derivative 3,391 $64.89 $220,025.04
Disclosure

SEC source: 0001209191-20-003891 · doc4.xml · derivative · entry 1

McRaven William H. · CIK 0001754953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,786.0462

Underlying: Common Stock · 3,391 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in three annual installments beginning six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in three annual installments beginning six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:54 UTC GrantStock Units · Derivative 3,391 $64.89 $220,025.04
Disclosure

SEC source: 0001209191-20-003894 · doc4.xml · derivative · entry 1

Mulligan Sharmila · CIK 0001237497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,634.243

Underlying: Common Stock · 3,391 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:55 UTC GrantStock Units · Derivative 3,391 $64.89 $220,025.04
Disclosure

SEC source: 0001209191-20-003896 · doc4.xml · derivative · entry 1

Murti Arjun N · CIK 0001630788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,682.6505

Underlying: Common Stock · 3,391 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 19:57 UTC GrantStock Units · Derivative 3,391 $64.89 $220,025.04
Disclosure

SEC source: 0001209191-20-003898 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,291.6856

Underlying: Common Stock · 3,391 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:15 UTC GrantStock Units · Derivative 191 $64.54 $12,326.19
Disclosure

SEC source: 0001209191-20-000273 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,951.025

Underlying: Common Stock · 191 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:16 UTC GrantStock Units · Derivative 128 $64.54 $8,260.48
Disclosure

SEC source: 0001209191-20-000280 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,900.6856

Underlying: Common Stock · 128 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 22:24 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 10,060 $0.00 Strike: $36.90 $0.00
Disclosure

SEC source: 0001209191-19-061359 · doc4.xml · derivative · entry 8

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,060 shares

Expires 2020-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, restricted stock units that were not vested and were held by ConocoPhillips officers or employees, who continued as officers or employees of ConocoPhillips immediately after the spin-off, were replaced with adjusted ConocoPhillips restricted stock units, which will generally preserve the intrinsic value of each restricted stock unit grant to the fair market value of ConocoPhillips common stock on the distribution date.

F8 · derivative.exercise_date: The stock options were exercisable on 02/12/2013.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 22:24 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 15,568 $0.00 Strike: $36.90 $0.00
Disclosure

SEC source: 0001209191-19-061359 · doc4.xml · derivative · entry 7

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,060

Underlying: Common Stock · 15,568 shares

Expires 2020-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date.

F6 · derivative.exercise_date: The stock options became exercisable in two equal annual installments beginning on 02/12/2011.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 22:24 UTC SaleCommon Stock 25,628 $63.17 $1,618,984.83
Disclosure

SEC source: 0001209191-19-061359 · doc4.xml · nonDerivative · entry 3

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,358

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.15 to $63.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 22:24 UTC Exercise / conversionCommon Stock 10,060 $36.90 $371,214.00
Disclosure

SEC source: 0001209191-19-061359 · doc4.xml · nonDerivative · entry 2

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 22:24 UTC Exercise / conversionCommon Stock 15,568 $36.90 $574,459.20
Disclosure

SEC source: 0001209191-19-061359 · doc4.xml · nonDerivative · entry 1

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 18:58 UTC GrantStock Units · Derivative 206 $59.86 $12,331.68
Disclosure

SEC source: 0001209191-19-058650 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,558.352

Underlying: Common Stock · 206 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 19:27 UTC GrantStock Units · Derivative 138 $59.86 $8,261.03
Disclosure

SEC source: 0001209191-19-058652 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,411.7959

Underlying: Common Stock · 138 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Exercise / conversionStock Units · Derivative 424 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · derivative · entry 20

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,929.0866

Underlying: Common Stock · 424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F10 · derivative.exercise_date: The stock unit grant settles 3 years from February 14, 2019, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

F9 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Exercise / conversionStock Units · Derivative 419 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · derivative · entry 19

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,809.4807

Underlying: Common Stock · 419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F8 · derivative.exercise_date: The stock unit grant settles 3 years from February 13, 2018, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

F9 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Exercise / conversionStock Units · Derivative 464 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · derivative · entry 18

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,970

Underlying: Common Stock · 464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F7 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2020 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Exercise / conversionStock Units · Derivative 168 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · derivative · entry 17

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,322

Underlying: Common Stock · 168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F5 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Exercise / conversionStock Units · Derivative 71 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · derivative · entry 16

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 71 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F5 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Exercise / conversionStock Units · Derivative 134 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · derivative · entry 15

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,439

Underlying: Common Stock · 134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F5 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Exercise / conversionStock Units · Derivative 237 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · derivative · entry 14

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,091

Underlying: Common Stock · 237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F5 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Exercise / conversionStock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · derivative · entry 13

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,895

Underlying: Common Stock · 190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F5 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Exercise / conversionStock Units · Derivative 147 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · derivative · entry 12

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,789

Underlying: Common Stock · 147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F5 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Tax withholdingCommon Stock 424 $59.86 $25,381.70
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · nonDerivative · entry 8

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,358

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Exercise / conversionCommon Stock 424 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · nonDerivative · entry 7

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Tax withholdingCommon Stock 419 $59.86 $25,082.39
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · nonDerivative · entry 6

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,358

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Exercise / conversionCommon Stock 419 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · nonDerivative · entry 5

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Tax withholdingCommon Stock 464 $59.86 $27,776.20
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · nonDerivative · entry 4

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,358

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Exercise / conversionCommon Stock 464 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · nonDerivative · entry 3

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Tax withholdingCommon Stock 947 $59.86 $56,689.79
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · nonDerivative · entry 2

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,358

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:34 UTC Exercise / conversionCommon Stock 947 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-058885 · doc4.xml · nonDerivative · entry 1

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:36 UTC
DeSanctis EllenSenior Vice President
Exercise / conversionStock Units · Derivative 249 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058890 · doc4.xml · derivative · entry 4

DeSanctis Ellen · CIK 0001445607 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,410.1098

Underlying: Common Stock · 249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the 2019 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F5 · derivative.exercise_date: The stock unit grant settles 3 years from February 14, 2019, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

F7 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:36 UTC
DeSanctis EllenSenior Vice President
Tax withholdingCommon Stock 249 $59.86 $14,905.76
Disclosure

SEC source: 0001209191-19-058890 · doc4.xml · nonDerivative · entry 2

DeSanctis Ellen · CIK 0001445607 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,578

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:36 UTC
DeSanctis EllenSenior Vice President
Exercise / conversionCommon Stock 249 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-058890 · doc4.xml · nonDerivative · entry 1

DeSanctis Ellen · CIK 0001445607 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:39 UTC
Fox Matthew JExecutive Vice President
Exercise / conversionStock Units · Derivative 1,065 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058892 · doc4.xml · derivative · entry 3

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,462.4355

Underlying: Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · shares: Reflects partial lapsing of restrictions on the 2019 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F4 · derivative.exercise_date: The stock unit grant settles 3 years from February 14, 2019, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

F6 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:39 UTC
Fox Matthew JExecutive Vice President
Tax withholdingCommon Stock 1,065 $59.86 $63,753.56
Disclosure

SEC source: 0001209191-19-058892 · doc4.xml · nonDerivative · entry 2

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,471.6033

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:39 UTC
Fox Matthew JExecutive Vice President
Exercise / conversionCommon Stock 1,065 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-058892 · doc4.xml · nonDerivative · entry 1

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,536.6033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:50 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionStock Units · Derivative 2,452 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058895 · doc4.xml · derivative · entry 5

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,269.7678

Underlying: Common Stock · 2,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the 2019 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F5 · derivative.exercise_date: The stock unit grant settles 3 years from February 14, 2019, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

F7 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:50 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Tax withholdingCommon Stock 2,452 $59.86 $146,782.85
Disclosure

SEC source: 0001209191-19-058895 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,860

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:50 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionCommon Stock 2,452 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-058895 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:52 UTC Exercise / conversionStock Units · Derivative 201 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058897 · doc4.xml · derivative · entry 3

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,693.0446

Underlying: Common Stock · 201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · shares: Reflects partial lapsing of restrictions on the 2019 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F4 · derivative.exercise_date: The stock unit grant settles 3 years from February 14, 2019, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

F6 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:52 UTC Tax withholdingCommon Stock 201 $59.86 $12,032.36
Disclosure

SEC source: 0001209191-19-058897 · doc4.xml · nonDerivative · entry 2

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:52 UTC Exercise / conversionCommon Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-058897 · doc4.xml · nonDerivative · entry 1

LUNDQUIST ANDREW D · CIK 0001178402 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:54 UTC
Wallette Don E Jr.Executive Vice President
Exercise / conversionStock Units · Derivative 918 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058899 · doc4.xml · derivative · entry 3

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,680.1849

Underlying: Common Stock · 918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · shares: Reflects partial lapsing of restrictions on the 2019 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F4 · derivative.exercise_date: The stock unit grant settles 3 years from February 14, 2019, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

F6 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:54 UTC
Wallette Don E Jr.Executive Vice President
Tax withholdingCommon Stock 918 $59.86 $54,953.78
Disclosure

SEC source: 0001209191-19-058899 · doc4.xml · nonDerivative · entry 2

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,926

Read SEC document
November 29, 2019 Filed Dec 4, 2019 00:54 UTC
Wallette Don E Jr.Executive Vice President
Exercise / conversionCommon Stock 918 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-058899 · doc4.xml · nonDerivative · entry 1

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.