Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIER GLOBAL CorpCARR · Entity 3043 | Director · Executive Chairman | April 30, 2021 | May 04, 2021 |
| CONOCOPHILLIPSCOP · Entity 658 | Director | April 29, 2022 | May 03, 2022 |
| PPG INDUSTRIES INCPPG · Entity 3193 | Director | September 12, 2022 | September 13, 2022 |
| RTX CorpUTX · Entity 2823 | Director | April 29, 2019 | May 01, 2019 |
| UNITED STATES STEEL CORPX · Entity 78343 | Director | April 30, 2025 | May 01, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIER GLOBAL Corp
Report date April 30, 2021 · Filed May 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,560 |
Ending reported balance
After 2021-04-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-30 · Exercise / conversion · Acquired 46,625 · Balance 46,625 F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. Row 2 · 2021-04-30 · Tax withholding · Disposed 16,065 · Balance 30,560 |
| Restricted Stock Unit RSUSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-30 · Exercise / conversion · Disposed 46,625 · Balance 0 F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. F2: The reporting person was granted these RSUs on May 14, 2020 F3: The Compensation Committee of the Board of Directors of the Issuer waived the 3-year minimum vesting requirement with respect to the RSUs pursuant to the Letter Agreement, dated April 19, 2021, between the Issuer and the Reporting Person filed as exhibit 10.3 to the Issuer's Quarterly Report on Form 10-Q filed with the SEC on April 29, 2021. As a result, the RSUs vested on April 30, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock.
F2: The reporting person was granted these RSUs on May 14, 2020
F3: The Compensation Committee of the Board of Directors of the Issuer waived the 3-year minimum vesting requirement with respect to the RSUs pursuant to the Letter Agreement, dated April 19, 2021, between the Issuer and the Reporting Person filed as exhibit 10.3 to the Issuer's Quarterly Report on Form 10-Q filed with the SEC on April 29, 2021. As a result, the RSUs vested on April 30, 2021.
CONOCOPHILLIPS
Report date April 29, 2022 · Filed May 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 50,804.9589 |
Reported balance
After 2022-04-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-04-29 · Grant · Acquired 136 · Balance 50,804.9589 F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
F2: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.
F3: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
PPG INDUSTRIES INC
Report date September 12, 2022 · Filed September 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 24,222.6429 |
Reported balance
After 2022-09-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-09-12 · Grant · Acquired 72.8747 · Balance 24,222.6429 F1: The security converts to common stock on a one-for-one basis. F2: After termination of service as a Director of PPG Industries, Inc. F3: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The security converts to common stock on a one-for-one basis.
F2: After termination of service as a Director of PPG Industries, Inc.
F3: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors.
RTX Corp
Report date April 29, 2019 · Filed May 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | Direct | 53,680.0239 |
Reported balance
After 2019-04-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-04-29 · Grant · Acquired 2,357.163 · Balance 53,680.0239 F1: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
UNITED STATES STEEL CORP
Report date April 30, 2025 · Filed May 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| United States Steel Corporation Common StockSEC Table I · non-derivative | Direct | 49,977.485 |
Reported balance
After 2025-04-30 transaction · row 1
1 source rowRow 1 · 2025-04-30 · Tax withholding · Disposed 26 · Balance 49,977.485 F1: This line reflects the tax withholding on the vesting of RSUs granted on April 30, 2024, under the Corporation's Non-Employee Director Compensation Policy. |
Filing footnotes · ownership attribution and instrument terms
F1: This line reflects the tax withholding on the vesting of RSUs granted on April 30, 2024, under the Corporation's Non-Employee Director Compensation Policy.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2025 Filed May 1, 2025 16:38 UTC | UNITED STATES STEEL CORP X · Entity 78343 | Tax withholdingUnited States Steel Corporation Common Stock | 26 | $43.13 | $1,121.38 |
DisclosureSEC source: 0000950170-25-061924 · ownership.xml · nonDerivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,977.485 F1 · shares: This line reflects the tax withholding on the vesting of RSUs granted on April 30, 2024, under the Corporation's Non-Employee Director Compensation Policy. Read SEC document |
| April 30, 2024 Filed May 2, 2024 16:31 UTC | UNITED STATES STEEL CORP X · Entity 78343 | GrantUnited States Steel Corporation Common Stock | 2,399 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-052204 · ownership.xml · nonDerivative · entry 2 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,786.517 F2 · shares: Represents shares awarded pursuant to the Corporation's Deferred Compensation Program for Non-Employee Directors through a transaction exempt under Rule 16b-3. Deferred stock units vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of stockholders, and remain deferred until retirement from the Board of Directors. Read SEC document |
| April 30, 2024 Filed May 2, 2024 16:31 UTC | UNITED STATES STEEL CORP X · Entity 78343 | GrantUnited States Steel Corporation Common Stock | 2,399 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-052204 · ownership.xml · nonDerivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,387.517 F1 · shares: Represents shares awarded pursuant to the Corporation's Non-Employee Director Compensation Policy through a transaction exempt under Rule 16b-3. Restricted stock units vest on the earlier of (i) the anniversary of the grant date and (ii) the date of the next Annual Meeting of Stockholders. RSUs are payable in stock. Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 17:06 UTC | UNITED STATES STEEL CORP X · Entity 78343 | Tax withholdingUnited States Steel Corporation Common Stock | 38 | $36.86 | $1,400.68 |
DisclosureSEC source: 0000950170-24-050032 · ownership.xml · nonDerivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,030.517 F1 · shares: This line reflects the tax withholding on the vesting of RSUs granted on April 25, 2023, under the Corporation's Non-Employee Director Compensation Policy. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 16:56 UTC | UNITED STATES STEEL CORP X · Entity 78343 | GrantUnited States Steel Corporation Common Stock | 3,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025877 · doc4.xml · nonDerivative · entry 3 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,804.232 F3 · shares: Represents shares awarded pursuant to the Corporation's Deferred Compensation Program for Non-Employee Directors through a transaction exempt under Rule 16b-3. Deferred stock units vest on the earlier of (i) the first anniversary of the grant date and (ii) the next annual meeting of stockholders, and remain deferred until retirement from the Board of Directors. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 16:56 UTC | UNITED STATES STEEL CORP X · Entity 78343 | GrantUnited States Steel Corporation Common Stock | 3,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025877 · doc4.xml · nonDerivative · entry 2 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,194.232 F2 · shares: Represents shares awarded pursuant to the Corporation's Non-Employee Director Compensation Policy through a transaction exempt under Rule 16b-3. Restricted stock units vest on the earlier of (i) the anniversary of the grant date and (ii) the date of the next Annual Meeting of Stockholders. RSUs are payable in stock. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 16:56 UTC | UNITED STATES STEEL CORP X · Entity 78343 | Tax withholdingUnited States Steel Corporation Common Stock | 29 | $24.39 | $707.31 |
DisclosureSEC source: 0001209191-23-025877 · doc4.xml · nonDerivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,584.232 F1 · shares: This line reflects the tax withholding on the vesting of RSUs granted on April 26, 2022, under the Corporation's Non-Employee Director Compensation Policy. Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 18:09 UTC | UNITED STATES STEEL CORP X · Entity 78343 | Tax withholdingUnited States Steel Corporation Common Stock | 13 | $28.41 | $369.33 |
DisclosureSEC source: 0001209191-23-003833 · doc4.xml · nonDerivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,554.245 F1 · shares: This line reflects the tax withholding on the vesting of RSUs granted on January 15, 2022, under the Corporation's Non-Employee Director Compensation Policy. Read SEC document |
| September 12, 2022 Filed Sep 13, 2022 14:54 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 72.8747 | $131.58 | $9,588.85 |
DisclosureSEC source: 0001209191-22-049636 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,222.6429 Underlying: Common Stock · 72.8747 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| April 29, 2022 Filed May 3, 2022 18:52 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 136 | $96.87 | $13,173.64 |
DisclosureSEC source: 0001209191-22-026643 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,804.9589 Underlying: Common Stock · 136 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 16:21 UTC | UNITED STATES STEEL CORP X · Entity 78343 | GrantUnited States Steel Corporation Common Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025994 · doc4.xml · nonDerivative · entry 2 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,379.175 F2 · shares: Represents shares awarded pursuant to the Corporation's Non-Employee Director Compensation Policy through a transaction exempt under Rule 16b-3. Restricted stock units vest on the earlier of (i) the anniversary of the grant date and (ii) the date of the next Annual Meeting of Stockholders. RSUs are payable in stock. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 16:21 UTC | UNITED STATES STEEL CORP X · Entity 78343 | GrantUnited States Steel Corporation Common Stock | 2,753.873 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025994 · doc4.xml · nonDerivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,629.175 F1 · shares: Represents shares awarded pursuant to the Corporation's Deferred Compensation Program for Non-Employee Directors through a transaction exempt under Rule 16b-3. Deferred stock units vest on the first anniversary of the grant date and remain deferred until retirement from the Board of Directors. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 17:22 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | Exercise / conversionPhantom Stock Units · Derivative | 947 | $131.70 | $124,719.90 |
DisclosureSEC source: 0001209191-22-025285 · doc4.xml · derivative · entry 2 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,002.7528 Underlying: Common Stock · 947 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F3 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 17:22 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | Exercise / conversionRestricted Stock Units · Derivative | 947 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025285 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 947 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the vesting of restricted stock units on April 20, 2022, which were granted to the reporting person on April 15, 2021, the reporting person deferred the receipt of 947 shares of common stock and received instead shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 947 shares of common stock in exchange for shares in phantom stock. F1 · derivative.exercise_date: Upon the vesting of restricted stock units on April 20, 2022, which were granted to the reporting person on April 15, 2021, the reporting person deferred the receipt of 947 shares of common stock and received instead shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 947 shares of common stock in exchange for shares in phantom stock. F1 · derivative.expiration_date: Upon the vesting of restricted stock units on April 20, 2022, which were granted to the reporting person on April 15, 2021, the reporting person deferred the receipt of 947 shares of common stock and received instead shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 947 shares of common stock in exchange for shares in phantom stock. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 19:10 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 131 | $100.92 | $13,220.85 |
DisclosureSEC source: 0001209191-22-021940 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,519.0655 Underlying: Common Stock · 131 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 22:44 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhamtom Stock Units · Derivative | 114.7504 | $120.23 | $13,796.44 |
DisclosureSEC source: 0001209191-22-018952 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,095.6565 Underlying: Common Stock · 114.7504 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Total number of phantom stock units has been adjusted to reflect the correct number of shares held in the Deferred Compensation Plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 19:25 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 142 | $92.46 | $13,129.32 |
DisclosureSEC source: 0001209191-22-014579 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,150.0061 Underlying: Common Stock · 142 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:02 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 149 | $88.18 | $13,138.08 |
DisclosureSEC source: 0001209191-22-006424 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,008.0061 Underlying: Common Stock · 149 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 21:36 UTC | UNITED STATES STEEL CORP X · Entity 78343 | GrantUnited States Steel Corporation Common Stock | 1,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003916 · doc4.xml · nonDerivative · entry 2 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,831.421 F2 · shares: Represents shares awarded pursuant to the Corporation's Non-Employee Director Compensation Policy through a transaction exempt under Rule 16b-3. Restricted stock units vest on the first anniversary of the grant date. RSUs are payable in stock. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 21:36 UTC | UNITED STATES STEEL CORP X · Entity 78343 | GrantUnited States Steel Corporation Common Stock | 1,202.432 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003916 · doc4.xml · nonDerivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,629.421 F1 · shares: Represents shares awarded pursuant to the Corporation's Deferred Compensation Program for Non-Employee Directors through a transaction exempt under Rule 16b-3. Deferred stock units vest on the first anniversary of the grant date and remain deferred until retirement from the Board of Directors. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 15:17 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 2,578 | $85.37 | $220,083.86 |
DisclosureSEC source: 0001209191-22-003627 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,748.4977 Underlying: Common Stock · 2,578 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:55 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhamtom Stock Units · Derivative | 197.8312 | $170.60 | $33,750.00 |
DisclosureSEC source: 0001209191-22-001559 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,896.3582 Underlying: Common Stock · 197.8312 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 23:05 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 182 | $72.17 | $13,135.83 |
DisclosureSEC source: 0001209191-22-001101 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,170.4977 Underlying: Common Stock · 182 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 23:51 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 83.2686 | $163.37 | $13,603.59 |
DisclosureSEC source: 0001209191-21-069601 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,698.527 Underlying: Common Stock · 83.2686 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 21:32 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 185 | $71.13 | $13,158.13 |
DisclosureSEC source: 0001209191-21-067597 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,686.9351 Underlying: Common Stock · 185 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 19:58 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 176 | $74.64 | $13,135.76 |
DisclosureSEC source: 0001209191-21-062365 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,501.9351 Underlying: Common Stock · 176 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 18:10 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhamtom Stock Units · Derivative | 234.3587 | $144.01 | $33,750.00 |
DisclosureSEC source: 0001209191-21-059307 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,615.2584 Underlying: Common Stock · 234.3587 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| September 30, 2021 Filed Oct 5, 2021 14:53 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 193 | $68.31 | $13,182.87 |
DisclosureSEC source: 0001209191-21-059205 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,325.9351 Underlying: Common Stock · 193 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 18:32 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 88.1772 | $153.03 | $13,493.76 |
DisclosureSEC source: 0001209191-21-055855 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,380.8997 Underlying: Common Stock · 88.1772 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 21:22 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 236 | $55.82 | $13,172.34 |
DisclosureSEC source: 0001209191-21-054512 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,779.7867 Underlying: Common Stock · 236 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 19:12 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 234 | $56.31 | $13,176.54 |
DisclosureSEC source: 0001209191-21-049240 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,543.7867 Underlying: Common Stock · 234 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 12:52 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhamtom Stock Units · Derivative | 198.5411 | $169.99 | $33,750.00 |
DisclosureSEC source: 0001209191-21-045228 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,292.7225 Underlying: Common Stock · 198.5411 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 12:07 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 194 | $60.38 | $11,713.06 |
DisclosureSEC source: 0001209191-21-044654 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,309.7867 Underlying: Common Stock · 194 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 21:40 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 68.4358 | $177.53 | $12,149.41 |
DisclosureSEC source: 0001209191-21-040674 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,094.1814 Underlying: Common Stock · 68.4358 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:13 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 210 | $55.64 | $11,683.35 |
DisclosureSEC source: 0001209191-21-037147 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,783.9801 Underlying: Common Stock · 210 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| May 15, 2021 Filed May 17, 2021 16:09 UTC | UNITED STATES STEEL CORP X · Entity 78343 | GrantUnited States Steel Corporation Common Stock | 308.382 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033127 · doc4.xml · nonDerivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,347.988 F1 · kind: Shares awarded pursuant to the Corporation's Non-Employee Director Deferred Compensation Program through a transaction exempt under Rule 16b-3. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 46,625 | $43.58 | $2,031,917.50 |
DisclosureSEC source: 0001225208-21-007477 · doc4.xml · derivative · entry 3 FARACI JOHN V · CIK 0001189930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. F2 · shares: The reporting person was granted these RSUs on May 14, 2020 F3 · derivative.exercise_date: The Compensation Committee of the Board of Directors of the Issuer waived the 3-year minimum vesting requirement with respect to the RSUs pursuant to the Letter Agreement, dated April 19, 2021, between the Issuer and the Reporting Person filed as exhibit 10.3 to the Issuer's Quarterly Report on Form 10-Q filed with the SEC on April 29, 2021. As a result, the RSUs vested on April 30, 2021. F2 · derivative.expiration_date: The reporting person was granted these RSUs on May 14, 2020 Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 16,065 | $43.58 | $700,112.70 |
DisclosureSEC source: 0001225208-21-007477 · doc4.xml · nonDerivative · entry 2 FARACI JOHN V · CIK 0001189930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,560 Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 46,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007477 · doc4.xml · nonDerivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| April 30, 2021 Filed May 4, 2021 22:46 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 225 | $51.99 | $11,697.75 |
DisclosureSEC source: 0001209191-21-030068 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,573.9801 Underlying: Common Stock · 225 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 20:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantDirector DSU · Derivative | 4,239.7994 | $43.87 | $186,000.00 |
DisclosureSEC source: 0001225208-21-006869 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,359.9621 Underlying: Common Stock · 4,239.7994 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 15, 2021 Filed Apr 17, 2021 00:21 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 219.1985 | $153.97 | $33,749.99 |
DisclosureSEC source: 0001209191-21-027105 · doc4.xml · derivative · entry 3 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,025.7456 Underlying: Common Stock · 219.1985 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F3 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F4 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 18:56 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantRestricted Stock Units · Derivative | 947 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027229 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 947 Underlying: Common Stock · 947 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PPG Common Stock. F2 · derivative.exercise_date: The restricted stock units vest on April 20, 2022. F2 · derivative.expiration_date: The restricted stock units vest on April 20, 2022. Read SEC document |
| April 14, 2021 Filed Apr 17, 2021 00:21 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | Exercise / conversionPhantom Stock Units · Derivative | 1,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027105 · doc4.xml · derivative · entry 2 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,806.547 Underlying: Common Stock · 1,636 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F3 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. Read SEC document |
| April 14, 2021 Filed Apr 17, 2021 00:21 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | Exercise / conversionRestricted Stock Units · Derivative | 1,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027105 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,636 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the vesting of restricted stock units on April 14, 2021, which were granted to the reporting person on April 15, 2020, the reporting person deferred the receipt of 1636 shares of common stock and received instead 1636 shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1636 shares of common stock in exchange for an equal number of shares in phantom stock. F1 · derivative.exercise_date: Upon the vesting of restricted stock units on April 14, 2021, which were granted to the reporting person on April 15, 2020, the reporting person deferred the receipt of 1636 shares of common stock and received instead 1636 shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1636 shares of common stock in exchange for an equal number of shares in phantom stock. F1 · derivative.expiration_date: Upon the vesting of restricted stock units on April 14, 2021, which were granted to the reporting person on April 15, 2020, the reporting person deferred the receipt of 1636 shares of common stock and received instead 1636 shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1636 shares of common stock in exchange for an equal number of shares in phantom stock. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 16:52 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 220 | $53.17 | $11,696.85 |
DisclosureSEC source: 0001209191-21-023955 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,348.9801 Underlying: Common Stock · 220 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:57 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 79.3233 | $145.30 | $11,525.68 |
DisclosureSEC source: 0001209191-21-020884 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,170.547 Underlying: Common Stock · 79.3233 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:27 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 226 | $51.86 | $11,719.80 |
DisclosureSEC source: 0001209191-21-016293 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,776.0819 Underlying: Common Stock · 226 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 22:35 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 287 | $40.72 | $11,686.64 |
DisclosureSEC source: 0001209191-21-006866 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,550.0819 Underlying: Common Stock · 287 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 18:04 UTC | UNITED STATES STEEL CORP X · Entity 78343 | GrantUnited States Steel Corporation Common Stock | 8,691.115 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004084 · doc4.xml · nonDerivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,026.499 F1 · kind: Shares awarded pursuant to the Corporation's Non-Employee Director Deferred Compensation Program through a transaction exempt under Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.