Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | Executive Vice President | November 30, 2020 | December 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date November 30, 2020 · Filed December 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,926 |
Ending reported balance
After 2020-11-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-11-30 · Exercise / conversion · Acquired 1,073 · Balance 55,999 F1: Each stock unit was the economic equivalent of one share of common stock. Row 2 · 2020-11-30 · Tax withholding · Disposed 1,073 · Balance 54,926 |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 27,666.0669 |
Reported balance
After 2020-11-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-11-30 · Exercise / conversion · Disposed 1,073 · Balance 27,666.0669 F2: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3: Reflects partial lapsing of restrictions on the 2020 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees. F4: The stock unit grant settles 3 years from February 11, 2020, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control. F5: The stock units do not have an expiration date. F6: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit was the economic equivalent of one share of common stock.
F2: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
F3: Reflects partial lapsing of restrictions on the 2020 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.
F4: The stock unit grant settles 3 years from February 11, 2020, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.
F5: The stock units do not have an expiration date.
F6: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2020 Filed Dec 2, 2020 19:36 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 1,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061078 · doc4.xml · derivative · entry 3 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,666.0669 Underlying: Common Stock · 1,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · shares: Reflects partial lapsing of restrictions on the 2020 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees. F4 · derivative.exercise_date: The stock unit grant settles 3 years from February 11, 2020, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control. F5 · derivative.expiration_date: The stock units do not have an expiration date. F6 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 19:36 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,073 | $40.79 | $43,767.67 |
DisclosureSEC source: 0001209191-20-061078 · doc4.xml · nonDerivative · entry 2 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,926 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 19:36 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 1,073 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-061078 · doc4.xml · nonDerivative · entry 1 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:30 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 103,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011906 · doc4.xml · derivative · entry 4 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 103,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death, (ii) February 20, 2020 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:30 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 40,638 | $59.07 | $2,400,283.47 |
DisclosureSEC source: 0001209191-20-011906 · doc4.xml · nonDerivative · entry 3 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,926 Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:30 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 62,636 | $59.07 | $3,699,595.34 |
DisclosureSEC source: 0001209191-20-011906 · doc4.xml · nonDerivative · entry 2 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,564 Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:30 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 103,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-011906 · doc4.xml · nonDerivative · entry 1 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 20:51 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 43,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011027 · doc4.xml · derivative · entry 4 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death, (ii) February 18, 2020 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 20:51 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 16,197 | $58.14 | $941,693.58 |
DisclosureSEC source: 0001209191-20-011027 · doc4.xml · nonDerivative · entry 3 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,926 Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 20:51 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 27,580 | $58.14 | $1,603,501.20 |
DisclosureSEC source: 0001209191-20-011027 · doc4.xml · nonDerivative · entry 2 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,123 Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 20:51 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 43,777 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-011027 · doc4.xml · nonDerivative · entry 1 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in cash. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:58 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 103,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009300 · doc4.xml · derivative · entry 2 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,274 Underlying: Common Stock · 103,274 shares Expires not disclosed F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death; (ii) February 20, 2020; or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:58 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 27,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009300 · doc4.xml · derivative · entry 1 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,897 Underlying: Common Stock · 27,897 shares Expires not disclosed F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial early settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| November 29, 2019 Filed Dec 4, 2019 00:54 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 918 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058899 · doc4.xml · derivative · entry 3 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,680.1849 Underlying: Common Stock · 918 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · shares: Reflects partial lapsing of restrictions on the 2019 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees. F4 · derivative.exercise_date: The stock unit grant settles 3 years from February 14, 2019, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control. F5 · derivative.expiration_date: The stock units do not have an expiration date. F6 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. Read SEC document |
| November 29, 2019 Filed Dec 4, 2019 00:54 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 918 | $59.86 | $54,953.78 |
DisclosureSEC source: 0001209191-19-058899 · doc4.xml · nonDerivative · entry 2 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,926 Read SEC document |
| November 29, 2019 Filed Dec 4, 2019 00:54 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 918 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058899 · doc4.xml · nonDerivative · entry 1 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:18 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 117,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012256 · doc4.xml · derivative · entry 4 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 117,355 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 19, 2019. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death, (ii) February 19, 2019 or (ii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:18 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 46,179 | $69.60 | $3,213,827.51 |
DisclosureSEC source: 0001209191-19-012256 · doc4.xml · nonDerivative · entry 3 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,926 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:18 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 71,176 | $69.60 | $4,953,493.72 |
DisclosureSEC source: 0001209191-19-012256 · doc4.xml · nonDerivative · entry 2 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,105 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:18 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 117,355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-012256 · doc4.xml · nonDerivative · entry 1 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:33 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 117,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011236 · doc4.xml · derivative · entry 2 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,355 Underlying: Common Stock · 117,355 shares Expires not disclosed F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 19, 2019. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death; (ii) February 19, 2019; or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:33 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 24,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011236 · doc4.xml · derivative · entry 1 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,221 Underlying: Common Stock · 24,221 shares Expires not disclosed F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial early settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 23:54 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 886 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061045 · doc4.xml · derivative · entry 3 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,840.0428 Underlying: Common Stock · 886 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · shares: Reflects partial lapsing of restrictions on the 2018 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees. F4 · derivative.exercise_date: The stock unit grant settles 3 years from February 13, 2018, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control. F5 · derivative.expiration_date: The stock units do not have an expiration date. F6 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16a-3. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 23:54 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 886 | $66.19 | $58,639.91 |
DisclosureSEC source: 0001209191-18-061045 · doc4.xml · nonDerivative · entry 2 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,926 Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 23:54 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 886 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-061045 · doc4.xml · nonDerivative · entry 1 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 21:36 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,291 | $0.00 Strike: $36.90 | $0.00 |
DisclosureSEC source: 0001209191-18-048254 · doc4.xml · derivative · entry 7 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,291 shares Expires 2020-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, restricted stock units that were not vested and were held by ConocoPhillips officers or employees, who continued as officers or employees of ConocoPhillips immediately after the spin-off, were replaced with adjusted ConocoPhillips restricted stock units, which will generally preserve the intrinsic value of each restricted stock unit grant to the fair market value of ConocoPhillips common stock on the distribution date. F6 · derivative.exercise_date: The options were exercisable on 02/12/2013. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 21:36 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (Right to Buy) · Derivative | 19,020 | $0.00 Strike: $36.90 | $0.00 |
DisclosureSEC source: 0001209191-18-048254 · doc4.xml · derivative · entry 6 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,291 Underlying: Common Stock · 19,020 shares Expires 2020-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date. F4 · derivative.exercise_date: The stock options became exercisable in two equal annual installments beginning on 02/12/2011. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 21:36 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (Right to Buy) · Derivative | 28,121 | $0.00 Strike: $34.67 | $0.00 |
DisclosureSEC source: 0001209191-18-048254 · doc4.xml · derivative · entry 5 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,121 shares Expires 2019-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date. F3 · derivative.exercise_date: The stock options became exercisable in three equal annual installments beginning on 02/12/2010. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 21:36 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 59,432 | $71.87 | $4,271,591.80 |
DisclosureSEC source: 0001209191-18-048254 · doc4.xml · nonDerivative · entry 4 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,926 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.72 to $72.04, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 21:36 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 12,291 | $36.90 | $453,537.90 |
DisclosureSEC source: 0001209191-18-048254 · doc4.xml · nonDerivative · entry 3 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 21:36 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 19,020 | $36.90 | $701,838.00 |
DisclosureSEC source: 0001209191-18-048254 · doc4.xml · nonDerivative · entry 2 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 21:36 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 28,121 | $34.67 | $974,955.07 |
DisclosureSEC source: 0001209191-18-048254 · doc4.xml · nonDerivative · entry 1 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 16:11 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 18,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011799 · doc4.xml · derivative · entry 4 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,321 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 17, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii)February 17, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 16:11 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 538 | $54.65 | $29,399.01 |
DisclosureSEC source: 0001209191-18-011799 · doc4.xml · nonDerivative · entry 3 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,926 Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 16:11 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 17,783 | $54.65 | $971,752.04 |
DisclosureSEC source: 0001209191-18-011799 · doc4.xml · nonDerivative · entry 2 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,926 Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 16:11 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 18,321 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-011799 · doc4.xml · nonDerivative · entry 1 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 20:41 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 18,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010325 · doc4.xml · derivative · entry 2 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,321 Underlying: Common Stock · 18,321 shares Expires not disclosed F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 17, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 17, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 20:41 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 23,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010325 · doc4.xml · derivative · entry 1 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,413 Underlying: Common Stock · 23,413 shares Expires not disclosed F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: Stock unit grant settles 3 years from date of grant, but may be eligible for full or partial early settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:22 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 6,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007915 · doc4.xml · derivative · entry 4 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 5, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii)February 5, 2018 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:22 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,436 | $56.94 | $81,765.84 |
DisclosureSEC source: 0001209191-18-007915 · doc4.xml · nonDerivative · entry 3 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,926 Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:22 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 5,092 | $56.94 | $289,938.48 |
DisclosureSEC source: 0001209191-18-007915 · doc4.xml · nonDerivative · entry 2 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,926 Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:22 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 6,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-007915 · doc4.xml · nonDerivative · entry 1 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:28 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 15,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026149 · doc4.xml · derivative · entry 3 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,232 Underlying: Common Stock · 15,306 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) April 4, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) April 4, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:28 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 6,062 | $49.42 | $299,568.89 |
DisclosureSEC source: 0001209191-17-026149 · doc4.xml · nonDerivative · entry 2 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,926 Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:28 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 15,306 | $49.42 | $756,384.26 |
DisclosureSEC source: 0001209191-17-026149 · doc4.xml · nonDerivative · entry 1 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 21:37 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 24,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013294 · doc4.xml · derivative · entry 3 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,204 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2017 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 21:37 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 925 | $47.67 | $44,094.75 |
DisclosureSEC source: 0001209191-17-013294 · doc4.xml · nonDerivative · entry 2 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,682 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 21:37 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 24,204 | $47.67 | $1,153,804.68 |
DisclosureSEC source: 0001209191-17-013294 · doc4.xml · nonDerivative · entry 1 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,682 Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:23 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 24,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011592 · doc4.xml · derivative · entry 2 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,204 Underlying: Common Stock · 24,204 shares Expires not disclosed F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2017 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:23 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 164,100 | $0.00 Strike: $49.76 | $0.00 |
DisclosureSEC source: 0001209191-17-011592 · doc4.xml · derivative · entry 1 Wallette Don E Jr. · CIK 0001549509 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,100 Underlying: Common Stock · 164,100 shares Expires 2027-02-14 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 14, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.