Tapewire

NYSE · USD

COF

CAPITAL ONE FINANCIAL CORP

Export transactions ↓
Tapewire entity
547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2025 Filed Feb 7, 2025 00:07 UTC
Dean LiaPres, Banking & Prem. Products
GrantCommon Stock 6,758 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000036 · wk-form4_1738886829.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,638

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:07 UTC
Mouadeb Mark DanielPresident, U.S. Card
GrantCommon Stock 7,040 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000037 · wk-form4_1738886835.xml · nonDerivative · entry 1

Mouadeb Mark Daniel · CIK 0001938196 · President, U.S. Card

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,816

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:07 UTC
Sanjiv YajnikPresident, Financial Services
GrantCommon Stock 8,132 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000038 · wk-form4_1738886845.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,328

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:07 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
GrantCommon Stock 8,670 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000039 · wk-form4_1738886855.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,381

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:07 UTC
West KaraChief Enterprise Risk Officer
GrantCommon Stock 4,809 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000040 · wk-form4_1738886866.xml · nonDerivative · entry 1

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,763

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:08 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
GrantCommon Stock 5,113 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000041 · wk-form4_1738886876.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,595

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:08 UTC
Raghu RaviPres, Software, Intl & Sm Bus
GrantCommon Stock 4,748 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000042 · wk-form4_1738886887.xml · nonDerivative · entry 1

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,928

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 04, 2025 Filed Feb 10, 2025 23:19 UTC GrantCommon Stock 3,486 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000048 · wk-form4_1739229556.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,879

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:04 UTC
Blinde NealPresident, Commercial Banking
Tax withholdingCommon Stock 14,007 $203.71 $2,853,365.97
Disclosure

SEC source: 0000927628-25-000013 · wk-form4_1738710276.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,256

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 22:06 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
SaleCommon Stock 4,121 $190.64 $785,627.44
Disclosure

SEC source: 0000927628-24-000324 · wk-form4_1731621961.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,482

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.52 to $191.05. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 22:06 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
SaleCommon Stock 6,420 $190.01 $1,219,864.20
Disclosure

SEC source: 0000927628-24-000324 · wk-form4_1731621961.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,603

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.50 to $190.46. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 08, 2024 Filed Nov 13, 2024 21:29 UTC
Young Andrew MChief Financial Officer
SaleCommon Stock 5,901 $183.51 $1,082,892.51
Disclosure

SEC source: 0000927628-24-000322 · wk-form4_1731533344.xml · nonDerivative · entry 1

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,974

F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 22:07 UTC
Alexander Robert M.Chief Information Officer
SaleCommon Stock 100 $188.57 $18,857.00
Disclosure

SEC source: 0000927628-24-000318 · wk-form4_1731449213.xml · nonDerivative · entry 6

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,140

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 22:07 UTC
Alexander Robert M.Chief Information Officer
SaleCommon Stock 3,384 $187.71 $635,210.64
Disclosure

SEC source: 0000927628-24-000318 · wk-form4_1731449213.xml · nonDerivative · entry 5

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,240

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.32 to $188.23. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 22:07 UTC
Alexander Robert M.Chief Information Officer
SaleCommon Stock 6,516 $186.80 $1,217,188.80
Disclosure

SEC source: 0000927628-24-000318 · wk-form4_1731449213.xml · nonDerivative · entry 4

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,624

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.31 to $187.29. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 22:07 UTC
Alexander Robert M.Chief Information Officer
SaleCommon Stock 100 $188.57 $18,857.00
Disclosure

SEC source: 0000927628-24-000318 · wk-form4_1731449213.xml · nonDerivative · entry 3

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,140

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 22:07 UTC
Alexander Robert M.Chief Information Officer
SaleCommon Stock 2,166 $187.74 $406,644.84
Disclosure

SEC source: 0000927628-24-000318 · wk-form4_1731449213.xml · nonDerivative · entry 2

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,240

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.32 to $188.23. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 22:07 UTC
Alexander Robert M.Chief Information Officer
SaleCommon Stock 4,328 $186.77 $808,340.56
Disclosure

SEC source: 0000927628-24-000318 · wk-form4_1731449213.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.31 to $187.06. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 22:07 UTC
West KaraChief Enterprise Risk Officer
SaleCommon Stock 321 $184.69 $59,285.49
Disclosure

SEC source: 0000927628-24-000319 · wk-form4_1731449257.xml · nonDerivative · entry 2

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,929

F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 22:07 UTC
West KaraChief Enterprise Risk Officer
SaleCommon Stock 400 $184.76 $73,904.00
Disclosure

SEC source: 0000927628-24-000319 · wk-form4_1731449257.xml · nonDerivative · entry 1

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,190

Read SEC document
November 05, 2024 Filed Nov 7, 2024 22:21 UTC
Raghu RaviPres, Software, Intl & Sm Bus
SaleCommon Stock 24,786 $165.00 $4,089,690.00
Disclosure

SEC source: 0000927628-24-000310 · wk-form4_1731018101.xml · nonDerivative · entry 1

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,180

Read SEC document
November 05, 2024 Filed Nov 7, 2024 22:23 UTC
Mouadeb Mark DanielPresident, U.S. Card
SaleCommon Stock 1,994 $162.37 $323,765.78
Disclosure

SEC source: 0000927628-24-000311 · wk-form4_1731018199.xml · nonDerivative · entry 1

Mouadeb Mark Daniel · CIK 0001938196 · President, U.S. Card

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,776

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 25, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 20:17 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
SaleCommon Stock 15,751 $160.00 $2,520,160.00
Disclosure

SEC source: 0000927628-24-000287 · wk-form4_1729541841.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,711

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 21:38 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Exercise / conversionStock Options · Derivative 23,582 $0.00 Strike: $86.34 $0.00
Disclosure

SEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · derivative · entry 14

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,582 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: These options became exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 21:38 UTC
Borgmann Kevin S.Senior Advisor to the CEO
SaleCommon Stock 9,279 $133.37 $1,237,540.23
Disclosure

SEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 13

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,934

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.98 to $133.80. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 21:38 UTC
Borgmann Kevin S.Senior Advisor to the CEO
SaleCommon Stock 2,200 $132.23 $290,906.00
Disclosure

SEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 12

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,213

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.66. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 21:38 UTC
Borgmann Kevin S.Senior Advisor to the CEO
SaleCommon Stock 2,338 $131.29 $306,956.02
Disclosure

SEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 11

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,413

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.85 to $131.77. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 21:38 UTC
Borgmann Kevin S.Senior Advisor to the CEO
SaleCommon Stock 5,304 $133.37 $707,394.48
Disclosure

SEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 10

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,751

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.67. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 21:38 UTC
Borgmann Kevin S.Senior Advisor to the CEO
SaleCommon Stock 1,311 $132.17 $173,274.87
Disclosure

SEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 9

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,055

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.77 to $132.66. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 21:38 UTC
Borgmann Kevin S.Senior Advisor to the CEO
SaleCommon Stock 1,068 $131.22 $140,142.96
Disclosure

SEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 8

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,366

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.74 to $131.64. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 21:38 UTC
Borgmann Kevin S.Senior Advisor to the CEO
SaleCommon Stock 11,325 $133.37 $1,510,415.25
Disclosure

SEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 7

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,434

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.80. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 21:38 UTC
Borgmann Kevin S.Senior Advisor to the CEO
SaleCommon Stock 2,622 $132.25 $346,759.50
Disclosure

SEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 6

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,759

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.84. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 21:38 UTC
Borgmann Kevin S.Senior Advisor to the CEO
SaleCommon Stock 2,503 $131.28 $328,593.84
Disclosure

SEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 5

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,381

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.86 to $131.84. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 21:38 UTC
Borgmann Kevin S.Senior Advisor to the CEO
SaleCommon Stock 16,291 $133.37 $2,172,730.67
Disclosure

SEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 4

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,884

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.80. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 21:38 UTC
Borgmann Kevin S.Senior Advisor to the CEO
SaleCommon Stock 3,754 $132.20 $496,278.80
Disclosure

SEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 3

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,175

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.84 to $132.66. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 21:38 UTC
Borgmann Kevin S.Senior Advisor to the CEO
SaleCommon Stock 3,537 $131.27 $464,301.99
Disclosure

SEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 2

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,929

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.83 to $131.77. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 21:38 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Exercise / conversionCommon Stock 23,582 $86.34 $2,036,069.88
Disclosure

SEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 1

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 02, 2024 Filed Aug 6, 2024 20:05 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 115,812 $0.00 Strike: $74.96 $0.00
Disclosure

SEC source: 0000927628-24-000266 · wk-form4_1722974718.xml · derivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 115,812 shares

Expires 2025-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2024 Filed Aug 6, 2024 20:05 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 87,245 $136.12 $11,875,789.40
Disclosure

SEC source: 0000927628-24-000266 · wk-form4_1722974718.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,961,159

F1 · shares: Total reflects shares withheld to pay the exercise price for the options to purchase common stock and to pay the withholding tax incurred in connection with the exercise.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.

Read SEC document
August 02, 2024 Filed Aug 6, 2024 20:05 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 115,812 $74.96 $8,681,267.52
Disclosure

SEC source: 0000927628-24-000266 · wk-form4_1722974718.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,048,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 20:23 UTC
Alexander Robert M.Chief Information Officer
Exercise / conversionStock Options · Derivative 21,347 $0.00 Strike: $86.34 $0.00
Disclosure

SEC source: 0000927628-24-000245 · wk-form4_1721420614.xml · derivative · entry 6

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,347 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: This option became fully exercisable on February 15, 2020.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 20:23 UTC
Alexander Robert M.Chief Information Officer
SaleCommon Stock 9,395 $150.00 $1,409,250.00
Disclosure

SEC source: 0000927628-24-000245 · wk-form4_1721420614.xml · nonDerivative · entry 3

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,734

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 20:23 UTC
Alexander Robert M.Chief Information Officer
SaleCommon Stock 21,347 $150.00 $3,202,050.00
Disclosure

SEC source: 0000927628-24-000245 · wk-form4_1721420614.xml · nonDerivative · entry 2

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,129

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 20:23 UTC
Alexander Robert M.Chief Information Officer
Exercise / conversionCommon Stock 21,347 $86.34 $1,843,099.98
Disclosure

SEC source: 0000927628-24-000245 · wk-form4_1721420614.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
May 08, 2024 Filed May 9, 2024 20:05 UTC
Karam CeliaPres, Retail Bank
SaleCommon Stock 16,913 $142.88 $2,416,529.44
Disclosure

SEC source: 0000927628-24-000216 · wk-form4_1715285114.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,081

F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
May 02, 2024 Filed May 3, 2024 20:21 UTC
West KaraChief Enterprise Risk Officer
SaleCommon Stock 1,212 $141.87 $171,946.44
Disclosure

SEC source: 0000927628-24-000176 · wk-form4_1714767669.xml · nonDerivative · entry 1

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,590

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.85 to $141.89. Information regarding the number of shares sold at each price will be provided upon request.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
May 02, 2024 Filed May 6, 2024 21:38 UTC GrantCommon Stock 1,658 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000197 · wk-form4_1715031523.xml · nonDerivative · entry 1

Leenaars Cornelis PAJ · CIK 0001549838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,657

F1 · security: Restricted stock units which vest in their entirety on May 2, 2025 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Read SEC document
May 02, 2024 Filed May 6, 2024 21:39 UTC
Serra EileenDirector
GrantCommon Stock 1,658 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000198 · wk-form4_1715031536.xml · nonDerivative · entry 1

Serra Eileen · CIK 0001721344 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,267

F1 · security: Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 2, 2025. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Read SEC document
May 02, 2024 Filed May 6, 2024 21:39 UTC GrantCommon Stock 1,658 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000199 · wk-form4_1715031548.xml · nonDerivative · entry 1

Archibong Ime · CIK 0001848476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,377

F1 · security: Restricted stock units which vest in their entirety on May 2, 2025 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Read SEC document
May 02, 2024 Filed May 6, 2024 21:39 UTC GrantCommon Stock 1,658 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000200 · wk-form4_1715031562.xml · nonDerivative · entry 1

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,638

F1 · security: Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 2, 2025. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.