Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Pres, Retail Bank | September 15, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,696 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Sale · Disposed 2,017 · Balance 57,696 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 16, 2026 20:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,017 | $206.07 | $415,643.19 |
DisclosureSEC source: 0001741344-26-000024 · wk-form4_1789589175.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,696 F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| August 17, 2026 Filed Aug 18, 2026 23:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1 | $225.92 | $225.92 |
DisclosureSEC source: 0001741344-26-000021 · wk-form4_1787096558.xml · nonDerivative · entry 2 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,708 F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 17, 2026 Filed Aug 18, 2026 23:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,887 | $225.52 | $425,556.24 |
DisclosureSEC source: 0001741344-26-000021 · wk-form4_1787096558.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,709 F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| May 01, 2026 Filed May 4, 2026 20:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,749 | $192.58 | $336,822.42 |
DisclosureSEC source: 0001741344-26-000019 · wk-form4_1777928136.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,579 F1 · date: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,099 | $185.61 | $203,985.39 |
DisclosureSEC source: 0001741344-26-000017 · wk-form4_1775249773.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,323 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 3,351 | $185.73 | $622,381.23 |
DisclosureSEC source: 0001741344-26-000015 · wk-form4_1773262277.xml · nonDerivative · entry 2 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,417 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 7,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001741344-26-000015 · wk-form4_1773262277.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,768 F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 21:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,636 | $191.00 | $312,476.00 |
DisclosureSEC source: 0001741344-26-000013 · wk-form4_1772573724.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 60,339 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 22:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 917 | $207.37 | $190,158.29 |
DisclosureSEC source: 0001741344-26-000011 · wk-form4_1771452567.xml · nonDerivative · entry 3 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,970 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 22:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,093 | $207.37 | $226,655.41 |
DisclosureSEC source: 0001741344-26-000011 · wk-form4_1771452567.xml · nonDerivative · entry 2 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,887 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 22:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,008 | $207.37 | $209,028.96 |
DisclosureSEC source: 0001741344-26-000011 · wk-form4_1771452567.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,980 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 22:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 5,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001741344-26-000009 · wk-form4_1770328847.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,988 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| February 02, 2026 Filed Feb 5, 2026 00:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,108 | $218.25 | $460,071.00 |
DisclosureSEC source: 0001741344-26-000007 · wk-form4_1770249644.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,269 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,064 | $244.35 | $504,338.40 |
DisclosureSEC source: 0001741344-26-000005 · wk-form4_1767736616.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,373 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 23:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,936 | $218.15 | $640,488.40 |
DisclosureSEC source: 0001741344-25-000007 · wk-form4_1764803409.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,433 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 12,780 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000221 · wk-form4_1749160394.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,342 F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 23:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,854 | $163.87 | $467,684.98 |
DisclosureSEC source: 0000927628-25-000116 · wk-form4_1741822841.xml · nonDerivative · entry 2 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,545 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 23:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 6,328 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000116 · wk-form4_1741822841.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,395 F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,321 | $202.16 | $267,053.36 |
DisclosureSEC source: 0000927628-25-000078 · wk-form4_1740005028.xml · nonDerivative · entry 3 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,067 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,105 | $202.16 | $223,386.80 |
DisclosureSEC source: 0000927628-25-000078 · wk-form4_1740005028.xml · nonDerivative · entry 2 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,388 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 739 | $202.16 | $149,396.24 |
DisclosureSEC source: 0000927628-25-000078 · wk-form4_1740005028.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,493 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 6,097 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000035 · wk-form4_1738886823.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,232 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| May 08, 2024 Filed May 9, 2024 20:05 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 16,913 | $142.88 | $2,416,529.44 |
DisclosureSEC source: 0000927628-24-000216 · wk-form4_1715285114.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,081 F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 6,784 | $138.46 | $939,312.64 |
DisclosureSEC source: 0000927628-24-000127 · wk-form4_1710370384.xml · nonDerivative · entry 2 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,982 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 15,041 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000127 · wk-form4_1710370384.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,760 F1 · kind: These shares were earned pursuant to a performance share award agreement granted on February 4, 2021, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,198 | $136.36 | $163,359.28 |
DisclosureSEC source: 0000927628-24-000087 · wk-form4_1708463907.xml · nonDerivative · entry 3 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,719 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement. F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 724 | $136.36 | $98,724.64 |
DisclosureSEC source: 0000927628-24-000087 · wk-form4_1708463907.xml · nonDerivative · entry 2 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,911 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 926 | $136.36 | $126,269.36 |
DisclosureSEC source: 0000927628-24-000087 · wk-form4_1708463907.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,635 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 8,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000052 · wk-form4_1707170206.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,561 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 5,197 | $108.58 | $564,290.26 |
DisclosureSEC source: 0000927628-23-000134 · wf-form4_167787765841214.xml · nonDerivative · entry 2 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,688 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 11,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-23-000134 · wf-form4_167787765841214.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,885 F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 724 | $114.63 | $82,992.12 |
DisclosureSEC source: 0000927628-23-000098 · wf-form4_167666830414959.xml · nonDerivative · entry 3 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,362 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement. F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 905 | $114.63 | $103,740.15 |
DisclosureSEC source: 0000927628-23-000098 · wf-form4_167666830414959.xml · nonDerivative · entry 2 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,079 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 759 | $114.63 | $87,004.17 |
DisclosureSEC source: 0000927628-23-000098 · wf-form4_167666830414959.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,984 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 21:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 9,885 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-23-000029 · wf-form4_167511591000213.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Pres, Retail Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,743 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 20:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 4,928 | $130.09 | $641,083.52 |
DisclosureSEC source: 0000927628-22-000131 · wf-form4_164737509890158.xml · nonDerivative · entry 2 Karam Celia · CIK 0001741344 · Card Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,775 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 20:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 10,926 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-22-000131 · wf-form4_164737509890158.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Card Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,703 F1 · security: These shares were earned pursuant to an award of performance shares granted on January 31, 2019 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,069 | $158.89 | $169,853.41 |
DisclosureSEC source: 0000927628-22-000098 · wf-form4_164513262562335.xml · nonDerivative · entry 3 Karam Celia · CIK 0001741344 · Card Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,771 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 737 | $158.89 | $117,101.93 |
DisclosureSEC source: 0000927628-22-000098 · wf-form4_164513262562335.xml · nonDerivative · entry 2 Karam Celia · CIK 0001741344 · Card Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,840 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 585 | $158.89 | $92,950.65 |
DisclosureSEC source: 0000927628-22-000098 · wf-form4_164513262562335.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Card Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,577 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 7,208 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-22-000045 · wf-form4_164426944387394.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Card Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,162 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 737 | $117.75 | $86,781.75 |
DisclosureSEC source: 0000927628-21-000074 · wf-form4_161359839682379.xml · nonDerivative · entry 3 Karam Celia · CIK 0001741344 · Chief Audit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,888 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 583 | $117.75 | $68,648.25 |
DisclosureSEC source: 0000927628-21-000074 · wf-form4_161359839682379.xml · nonDerivative · entry 2 Karam Celia · CIK 0001741344 · Chief Audit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,625 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 194 | $117.75 | $22,843.50 |
DisclosureSEC source: 0000927628-21-000074 · wf-form4_161359839682379.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Chief Audit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,208 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 9,017 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000045 · wf-form4_161282221563001.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Chief Audit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,402 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2022 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 584 | $102.64 | $59,941.76 |
DisclosureSEC source: 0000927628-20-000090 · wf-form4_158215840231726.xml · nonDerivative · entry 3 Karam Celia · CIK 0001741344 · Chief Audit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,272 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 189 | $102.64 | $19,398.96 |
DisclosureSEC source: 0000927628-20-000090 · wf-form4_158215840231726.xml · nonDerivative · entry 2 Karam Celia · CIK 0001741344 · Chief Audit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,856 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 161 | $102.64 | $16,525.04 |
DisclosureSEC source: 0000927628-20-000090 · wf-form4_158215840231726.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Chief Audit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,045 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 7,341 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000044 · wf-form4_158076690641911.xml · nonDerivative · entry 1 Karam Celia · CIK 0001741344 · Chief Audit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,198 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2021 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 189 | $81.57 | $15,416.73 |
DisclosureSEC source: 0000927628-19-000107 · wf-form4_155069955497706.xml · nonDerivative · entry 3 Karam Celia · CIK 0001741344 · Chief Audit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,786 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.