Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Senior Advisor to the CEO | August 06, 2024 | August 08, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date August 06, 2024 · Filed August 08, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,934 |
Last balance in matching sequence
After 2024-08-06 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
13 source rowsRow 1 · 2024-08-06 · Exercise / conversion · Acquired 23,582 · Balance 102,466 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Row 2 · 2024-08-06 · Sale · Disposed 3,537 · Balance 98,929 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.83 to $131.77. Information regarding the number of shares sold at each price will be provided upon request. Row 3 · 2024-08-06 · Sale · Disposed 3,754 · Balance 95,175 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.84 to $132.66. Information regarding the number of shares sold at each price will be provided upon request. Row 4 · 2024-08-06 · Sale · Disposed 16,291 · Balance 78,884 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.80. Information regarding the number of shares sold at each price will be provided upon request. Row 5 · 2024-08-06 · Sale · Disposed 2,503 · Balance 76,381 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.86 to $131.84. Information regarding the number of shares sold at each price will be provided upon request. Row 6 · 2024-08-06 · Sale · Disposed 2,622 · Balance 73,759 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.84. Information regarding the number of shares sold at each price will be provided upon request. Row 7 · 2024-08-06 · Sale · Disposed 11,325 · Balance 62,434 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.80. Information regarding the number of shares sold at each price will be provided upon request. Row 8 · 2024-08-06 · Sale · Disposed 1,068 · Balance 61,366 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.74 to $131.64. Information regarding the number of shares sold at each price will be provided upon request. Row 9 · 2024-08-06 · Sale · Disposed 1,311 · Balance 60,055 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.77 to $132.66. Information regarding the number of shares sold at each price will be provided upon request. Row 10 · 2024-08-06 · Sale · Disposed 5,304 · Balance 54,751 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.67. Information regarding the number of shares sold at each price will be provided upon request. Row 11 · 2024-08-06 · Sale · Disposed 2,338 · Balance 52,413 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.85 to $131.77. Information regarding the number of shares sold at each price will be provided upon request. Row 12 · 2024-08-06 · Sale · Disposed 2,200 · Balance 50,213 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.66. Information regarding the number of shares sold at each price will be provided upon request. Row 13 · 2024-08-06 · Sale · Disposed 9,279 · Balance 40,934 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.98 to $133.80. Information regarding the number of shares sold at each price will be provided upon request. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $86.34 · Expires 2027-02-02 | Direct | 0 |
Reported balance
After 2024-08-06 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2024-08-06 · Exercise / conversion · Disposed 23,582 · Balance 0 F13: These options became exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.83 to $131.77. Information regarding the number of shares sold at each price will be provided upon request.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.84 to $132.66. Information regarding the number of shares sold at each price will be provided upon request.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.80. Information regarding the number of shares sold at each price will be provided upon request.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.86 to $131.84. Information regarding the number of shares sold at each price will be provided upon request.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.84. Information regarding the number of shares sold at each price will be provided upon request.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.74 to $131.64. Information regarding the number of shares sold at each price will be provided upon request.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.77 to $132.66. Information regarding the number of shares sold at each price will be provided upon request.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.67. Information regarding the number of shares sold at each price will be provided upon request.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.85 to $131.77. Information regarding the number of shares sold at each price will be provided upon request.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.66. Information regarding the number of shares sold at each price will be provided upon request.
F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.98 to $133.80. Information regarding the number of shares sold at each price will be provided upon request.
F13: These options became exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2024 Filed Aug 8, 2024 21:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 23,582 | $0.00 Strike: $86.34 | $0.00 |
DisclosureSEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · derivative · entry 14 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,582 shares Expires 2027-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: These options became exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 9,279 | $133.37 | $1,237,540.23 |
DisclosureSEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 13 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,934 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.98 to $133.80. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,200 | $132.23 | $290,906.00 |
DisclosureSEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 12 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,213 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.66. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,338 | $131.29 | $306,956.02 |
DisclosureSEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 11 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,413 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.85 to $131.77. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,304 | $133.37 | $707,394.48 |
DisclosureSEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 10 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,751 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.67. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,311 | $132.17 | $173,274.87 |
DisclosureSEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 9 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 60,055 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.77 to $132.66. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,068 | $131.22 | $140,142.96 |
DisclosureSEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 8 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,366 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.74 to $131.64. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 11,325 | $133.37 | $1,510,415.25 |
DisclosureSEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 7 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,434 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.80. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,622 | $132.25 | $346,759.50 |
DisclosureSEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 6 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 73,759 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.84. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,503 | $131.28 | $328,593.84 |
DisclosureSEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 5 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 76,381 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.86 to $131.84. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 16,291 | $133.37 | $2,172,730.67 |
DisclosureSEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 4 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 78,884 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.80. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,754 | $132.20 | $496,278.80 |
DisclosureSEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 3 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 95,175 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.84 to $132.66. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,537 | $131.27 | $464,301.99 |
DisclosureSEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,929 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.83 to $131.77. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 23,582 | $86.34 | $2,036,069.88 |
DisclosureSEC source: 0000927628-24-000269 · wk-form4_1723153122.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 102,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 7,654 | $138.46 | $1,059,772.84 |
DisclosureSEC source: 0000927628-24-000129 · wk-form4_1710370406.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,884 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 15,277 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000129 · wk-form4_1710370406.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,538 F1 · kind: These shares were earned pursuant to a performance share award agreement granted on February 4, 2021, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,255 | $136.36 | $171,131.80 |
DisclosureSEC source: 0000927628-24-000077 · wk-form4_1708463493.xml · nonDerivative · entry 3 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,261 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 810 | $136.36 | $110,451.60 |
DisclosureSEC source: 0000927628-24-000077 · wk-form4_1708463493.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,516 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,076 | $136.36 | $146,723.36 |
DisclosureSEC source: 0000927628-24-000077 · wk-form4_1708463493.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,326 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 8,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000042 · wk-form4_1707170034.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,402 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| July 25, 2023 Filed Jul 27, 2023 20:34 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,988 | $117.29 | $585,042.52 |
DisclosureSEC source: 0000927628-23-000252 · wk-form4_1690490025.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,034 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.03 to $117.57. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| July 25, 2023 Filed Jul 27, 2023 20:34 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,802 | $116.67 | $560,249.34 |
DisclosureSEC source: 0000927628-23-000252 · wk-form4_1690490025.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 71,022 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.03 to $117.02. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 7,709 | $108.58 | $837,043.22 |
DisclosureSEC source: 0000927628-23-000135 · wf-form4_167787769402413.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,824 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 15,392 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-23-000135 · wf-form4_167787769402413.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,533 F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 809 | $114.63 | $92,735.67 |
DisclosureSEC source: 0000927628-23-000103 · wf-form4_167666853748993.xml · nonDerivative · entry 3 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,141 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,067 | $114.63 | $122,310.21 |
DisclosureSEC source: 0000927628-23-000103 · wf-form4_167666853748993.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,950 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,149 | $114.63 | $131,709.87 |
DisclosureSEC source: 0000927628-23-000103 · wf-form4_167666853748993.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,017 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 22:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 9,301 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-23-000043 · wf-form4_167511646803754.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,166 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 20:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 10,963 | $130.09 | $1,426,176.67 |
DisclosureSEC source: 0000927628-22-000127 · wf-form4_164737500773868.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,865 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 20:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 22,696 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-22-000127 · wf-form4_164737500773868.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,828 F1 · security: These shares were earned pursuant to an award of performance shares granted on January 31, 2019 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,474 | $158.89 | $234,203.86 |
DisclosureSEC source: 0000927628-22-000094 · wf-form4_164513249963222.xml · nonDerivative · entry 3 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,132 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,238 | $158.89 | $196,705.82 |
DisclosureSEC source: 0000927628-22-000094 · wf-form4_164513249963222.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,606 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,338 | $158.89 | $212,594.82 |
DisclosureSEC source: 0000927628-22-000094 · wf-form4_164513249963222.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,844 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 6,959 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-22-000042 · wf-form4_164426936993718.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,182 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| April 29, 2021 Filed May 3, 2021 20:34 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 9,633 | $147.29 | $1,418,844.57 |
DisclosureSEC source: 0000927628-21-000161 · wf-form4_162007406285837.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,223 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.87 to $147.65. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| April 29, 2021 Filed May 3, 2021 20:34 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 7,145 | $146.44 | $1,046,313.80 |
DisclosureSEC source: 0000927628-21-000161 · wf-form4_162007406285837.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,856 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.84 to $146.82. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 7,672 | $132.10 | $1,013,471.20 |
DisclosureSEC source: 0000927628-21-000137 · wf-form4_161584316867147.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,001 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 15,883 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000137 · wf-form4_161584316867147.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,673 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2018 Restricted Stock Units · Derivative | 2,214 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000076 · wf-form4_161359866265576.xml · derivative · entry 6 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,564 | $117.75 | $184,161.00 |
DisclosureSEC source: 0000927628-21-000076 · wf-form4_161359866265576.xml · nonDerivative · entry 5 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,790 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,339 | $117.75 | $157,667.25 |
DisclosureSEC source: 0000927628-21-000076 · wf-form4_161359866265576.xml · nonDerivative · entry 4 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,354 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,456 | $117.75 | $171,444.00 |
DisclosureSEC source: 0000927628-21-000076 · wf-form4_161359866265576.xml · nonDerivative · entry 3 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,693 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 2,214 | $109.60 | $242,654.40 |
DisclosureSEC source: 0000927628-21-000076 · wf-form4_161359866265576.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,149 F1 · price: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000076 · wf-form4_161359866265576.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 9,159 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000051 · wf-form4_161282238157810.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,149 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2022 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 6,072 | $85.08 | $516,605.76 |
DisclosureSEC source: 0000927628-20-000148 · wf-form4_158378492160967.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,990 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 12,571 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000148 · wf-form4_158378492160967.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,062 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 2, 2017 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2018 Restricted Stock Units · Derivative | 2,213 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · derivative · entry 9 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,214 Underlying: Common Stock · 2,213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2017 Restricted Stock Units · Derivative | 2,552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · derivative · entry 8 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,552 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,942 | $102.64 | $199,326.88 |
DisclosureSEC source: 0000927628-20-000086 · wf-form4_158215831028522.xml · nonDerivative · entry 7 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,491 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.