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Golden Timothy P

Disclosed activity across 1 company

Tapewire entity
14374
SEC CIK
0001706865

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CAPITAL ONE FINANCIAL CORPCOF · Entity 547SVP, Chief Accounting OfficerJuly 29, 2026July 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CAPITAL ONE FINANCIAL CORP

Report date July 29, 2026 · Filed July 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,429 Reported balance After 2026-07-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-29 · Sale · Disposed 3,487 · Balance 7,429

F1: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2026 Filed Jul 30, 2026 20:51 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 3,487 $211.00 $735,757.00
Disclosure

SEC source: 0001706865-26-000007 · wk-form4_1785444712.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,429

F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:17 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 350 $207.37 $72,579.50
Disclosure

SEC source: 0001706865-26-000004 · wk-form4_1771453053.xml · nonDerivative · entry 3

Golden Timothy P · CIK 0001706865 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,797

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:17 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 506 $207.37 $104,929.22
Disclosure

SEC source: 0001706865-26-000004 · wk-form4_1771453053.xml · nonDerivative · entry 2

Golden Timothy P · CIK 0001706865 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,147

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:17 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 591 $207.37 $122,555.67
Disclosure

SEC source: 0001706865-26-000004 · wk-form4_1771453053.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,653

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:09 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 3,443 $0.00 $0.00
Disclosure

SEC source: 0001706865-26-000002 · wk-form4_1770329339.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,244

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027, and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
August 19, 2025 Filed Aug 20, 2025 21:15 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 207 $215.41 $44,589.87
Disclosure

SEC source: 0001706865-25-000006 · wk-form4_1755724554.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · SVP, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,780

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $215.41 to $215.56. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
August 12, 2025 Filed Aug 13, 2025 20:42 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 3,462 $210.28 $727,989.36
Disclosure

SEC source: 0001706865-25-000004 · wk-form4_1755117745.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · SVP, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,987

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:46 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 514 $202.16 $103,910.24
Disclosure

SEC source: 0000927628-25-000086 · wk-form4_1740005156.xml · nonDerivative · entry 3

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,341

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:46 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 569 $202.16 $115,029.04
Disclosure

SEC source: 0000927628-25-000086 · wk-form4_1740005156.xml · nonDerivative · entry 2

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,855

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:46 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 455 $202.16 $91,982.80
Disclosure

SEC source: 0000927628-25-000086 · wk-form4_1740005156.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,424

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 04, 2025 Filed Feb 10, 2025 23:19 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 3,486 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000048 · wk-form4_1739229556.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,879

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
April 30, 2024 Filed May 2, 2024 20:15 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 8,074 $144.04 $1,162,978.96
Disclosure

SEC source: 0000927628-24-000173 · wk-form4_1714680940.xml · nonDerivative · entry 2

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,246

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.04 to $144.08. Information regarding the number of shares sold at each price will be provided upon request.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
April 30, 2024 Filed May 2, 2024 20:15 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 582 $143.98 $83,796.36
Disclosure

SEC source: 0000927628-24-000173 · wk-form4_1714680940.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,272

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:15 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 569 $136.36 $77,588.84
Disclosure

SEC source: 0000927628-24-000081 · wk-form4_1708463612.xml · nonDerivative · entry 4

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,854

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:15 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 432 $136.36 $58,907.52
Disclosure

SEC source: 0000927628-24-000081 · wk-form4_1708463612.xml · nonDerivative · entry 3

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,423

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:15 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 446 $136.36 $60,816.56
Disclosure

SEC source: 0000927628-24-000081 · wk-form4_1708463612.xml · nonDerivative · entry 2

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,855

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:15 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 426 $136.36 $58,089.36
Disclosure

SEC source: 0000927628-24-000081 · wk-form4_1708463612.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,301

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:54 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 5,035 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000043 · wk-form4_1707170055.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,727

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:13 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 432 $114.63 $49,520.16
Disclosure

SEC source: 0000927628-23-000100 · wf-form4_167666839782931.xml · nonDerivative · entry 4

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,424

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:13 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 446 $114.63 $51,124.98
Disclosure

SEC source: 0000927628-23-000100 · wf-form4_167666839782931.xml · nonDerivative · entry 3

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,829

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:13 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 395 $114.63 $45,278.85
Disclosure

SEC source: 0000927628-23-000100 · wf-form4_167666839782931.xml · nonDerivative · entry 2

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,275

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:13 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 431 $114.63 $49,405.53
Disclosure

SEC source: 0000927628-23-000100 · wf-form4_167666839782931.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,670

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:08 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 5,665 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000044 · wf-form4_167511647648707.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,101

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:08 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 322 $108.85 $35,049.70
Disclosure

SEC source: 0000927628-22-000268 · wf-form4_166197651794779.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,392

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 27, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.52 to $108.85. Information regarding the number of shares sold at each price will be provided upon request.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:09 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 3,812 $148.98 $567,911.76
Disclosure

SEC source: 0000927628-22-000108 · wf-form4_164625532479101.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,541

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 27, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:18 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 446 $158.89 $70,864.94
Disclosure

SEC source: 0000927628-22-000100 · wf-form4_164513268613566.xml · nonDerivative · entry 4

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,353

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:18 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 395 $158.89 $62,761.55
Disclosure

SEC source: 0000927628-22-000100 · wf-form4_164513268613566.xml · nonDerivative · entry 3

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,799

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:18 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 397 $158.89 $63,079.33
Disclosure

SEC source: 0000927628-22-000100 · wf-form4_164513268613566.xml · nonDerivative · entry 2

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,194

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:18 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 436 $158.89 $69,276.04
Disclosure

SEC source: 0000927628-22-000100 · wf-form4_164513268613566.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,591

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 21:32 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000048 · wf-form4_164426951468528.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,027

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:16 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 2,526 $149.00 $376,374.00
Disclosure

SEC source: 0000927628-21-000165 · wf-form4_162015934830149.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,583

F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:35 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 397 $117.75 $46,746.75
Disclosure

SEC source: 0000927628-21-000068 · wf-form4_161359772456478.xml · nonDerivative · entry 3

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,058

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:35 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 415 $117.75 $48,866.25
Disclosure

SEC source: 0000927628-21-000068 · wf-form4_161359772456478.xml · nonDerivative · entry 2

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,455

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:35 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 314 $117.75 $36,973.50
Disclosure

SEC source: 0000927628-21-000068 · wf-form4_161359772456478.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,870

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:10 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 3,928 $0.00 $0.00
Disclosure

SEC source: 0000927628-21-000046 · wf-form4_161282223370766.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,745

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2022 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 04, 2021 Filed Feb 16, 2021 23:18 UTC Amendment CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 8,367 $0.00 $0.00
Disclosure

SEC source: 0000927628-21-000062 · wf-form4a_161351747066901.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,184

F1 · security: These restricted stock unit awards will vest in 1/3 increments beginning on February 15, 2022 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · shares: One of the restricted stock unit awards representing 4,439 shares of Company common stock was not previously reported due to an administrative reporting error.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:12 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 5,724 $69.11 $395,585.64
Disclosure

SEC source: 0000927628-20-000255 · wf-form4_159778152077315.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,668

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.08 to $69.11. Information regarding the number of shares sold at each price will be provided upon request.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:14 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 3,334 $57.63 $192,138.42
Disclosure

SEC source: 0000927628-20-000210 · wf-form4_158983283277365.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,251

F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:24 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,755 $42.27 $74,183.85
Disclosure

SEC source: 0000927628-20-000159 · wf-form4_158629107948581.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,546

F1 · kind: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock. This share withholding was authorized in the restricted stock award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:23 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 416 $102.64 $42,698.24
Disclosure

SEC source: 0000927628-20-000080 · wf-form4_158215817427275.xml · nonDerivative · entry 2

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,220

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

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February 15, 2020 Filed Feb 20, 2020 00:23 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 288 $102.64 $29,560.32
Disclosure

SEC source: 0000927628-20-000080 · wf-form4_158215817427275.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,636

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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January 30, 2020 Filed Feb 3, 2020 21:56 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 3,952 $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000047 · wf-form4_158076697635133.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,888

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2021 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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October 30, 2019 Filed Nov 1, 2019 20:08 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 2,216 $94.50 $209,412.00
Disclosure

SEC source: 0000927628-19-000315 · wf-form4_157263889208240.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,885

F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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April 03, 2019 Filed Apr 5, 2019 20:14 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,845 $85.31 $157,396.95
Disclosure

SEC source: 0000927628-19-000155 · wf-form4_155449524866234.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,921

F1 · kind: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock. This share withholding was authorized in the restricted stock award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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February 15, 2019 Filed Feb 20, 2019 21:45 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 288 $81.57 $23,492.16
Disclosure

SEC source: 0000927628-19-000095 · wf-form4_155069909486769.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,692

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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January 31, 2019 Filed Feb 4, 2019 23:49 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 4,141 $0.00 $0.00
Disclosure

SEC source: 0000927628-19-000041 · wf-form4_154932414883964.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,951

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2020 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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August 02, 2018 Filed Aug 6, 2018 20:33 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 4,073 $95.85 $390,397.05
Disclosure

SEC source: 0000927628-18-000287 · wf-form4_153358757628500.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,668

F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan, in which the reporting person has recently enrolled.

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April 03, 2018 Filed Apr 5, 2018 20:04 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,754 $95.44 $167,401.76
Disclosure

SEC source: 0000927628-18-000158 · wf-form4_152295864321689.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,594

F1 · kind: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock. This share withholding was authorized in the restricted stock award agreement.

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February 01, 2018 Filed Feb 5, 2018 22:34 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 2,865 $0.00 $0.00
Disclosure

SEC source: 0000927628-18-000051 · wf-form4_151787005708573.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,348

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.