Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Chief Enterprise Risk Officer | March 09, 2026 | March 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 09, 2026 · Filed March 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 48,685 |
Reported balance
After 2026-03-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-09 · Grant · Acquired 4,477 · Balance 48,685 F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 46,665 |
Reported balance
After 2026-03-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-09 · Tax withholding · Disposed 2,020 · Balance 46,665 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2026 Filed Mar 11, 2026 20:49 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,020 | $185.73 | $375,174.60 |
DisclosureSEC source: 0001938284-26-000006 · wk-form4_1773262175.xml · nonDerivative · entry 2 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,665 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:49 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 4,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001938284-26-000006 · wk-form4_1773262175.xml · nonDerivative · entry 1 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,685 F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 22:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 578 | $207.37 | $119,859.86 |
DisclosureSEC source: 0001938284-26-000004 · wk-form4_1771452617.xml · nonDerivative · entry 3 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,198 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 22:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 562 | $207.37 | $116,541.94 |
DisclosureSEC source: 0001938284-26-000004 · wk-form4_1771452617.xml · nonDerivative · entry 2 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,776 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 22:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 616 | $207.37 | $127,739.92 |
DisclosureSEC source: 0001938284-26-000004 · wk-form4_1771452617.xml · nonDerivative · entry 1 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,338 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 21:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 6,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001938284-26-000002 · wk-form4_1770328614.xml · nonDerivative · entry 1 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,954 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 21:37 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 23,003 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000213 · wk-form4_1749159258.xml · nonDerivative · entry 1 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,724 F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 21:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 432 | $163.87 | $70,791.84 |
DisclosureSEC source: 0000927628-25-000111 · wk-form4_1741816776.xml · nonDerivative · entry 2 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,689 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 21:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 956 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000111 · wk-form4_1741816776.xml · nonDerivative · entry 1 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,113 F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 593 | $202.16 | $119,880.88 |
DisclosureSEC source: 0000927628-25-000076 · wk-form4_1740005008.xml · nonDerivative · entry 3 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,157 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 598 | $202.16 | $120,891.68 |
DisclosureSEC source: 0000927628-25-000076 · wk-form4_1740005008.xml · nonDerivative · entry 2 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,750 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 415 | $202.16 | $83,896.40 |
DisclosureSEC source: 0000927628-25-000076 · wk-form4_1740005008.xml · nonDerivative · entry 1 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,348 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 4,809 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000040 · wk-form4_1738886866.xml · nonDerivative · entry 1 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,763 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| November 07, 2024 Filed Nov 12, 2024 22:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 321 | $184.69 | $59,285.49 |
DisclosureSEC source: 0000927628-24-000319 · wk-form4_1731449257.xml · nonDerivative · entry 2 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,929 F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| November 07, 2024 Filed Nov 12, 2024 22:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 400 | $184.76 | $73,904.00 |
DisclosureSEC source: 0000927628-24-000319 · wk-form4_1731449257.xml · nonDerivative · entry 1 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,190 Read SEC document |
| May 02, 2024 Filed May 3, 2024 20:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,212 | $141.87 | $171,946.44 |
DisclosureSEC source: 0000927628-24-000176 · wk-form4_1714767669.xml · nonDerivative · entry 1 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,590 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.85 to $141.89. Information regarding the number of shares sold at each price will be provided upon request. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 598 | $136.36 | $81,543.28 |
DisclosureSEC source: 0000927628-24-000089 · wk-form4_1708463988.xml · nonDerivative · entry 3 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,774 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement. F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 393 | $136.36 | $53,589.48 |
DisclosureSEC source: 0000927628-24-000089 · wk-form4_1708463988.xml · nonDerivative · entry 2 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,362 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 367 | $136.36 | $50,044.12 |
DisclosureSEC source: 0000927628-24-000089 · wk-form4_1708463988.xml · nonDerivative · entry 1 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,755 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 5,595 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000036 · wk-form4_1707169891.xml · nonDerivative · entry 1 West Kara · CIK 0001938284 · Chief Enterprise Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,122 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 19:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,362 | $115.06 | $271,771.72 |
DisclosureSEC source: 0000927628-23-000255 · wk-form4_1690573534.xml · nonDerivative · entry 1 West Kara · CIK 0001938284 · Chief Audit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,450 F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 393 | $114.63 | $45,049.59 |
DisclosureSEC source: 0000927628-23-000102 · wf-form4_167666847700134.xml · nonDerivative · entry 3 West Kara · CIK 0001938284 · Chief Audit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,743 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement. F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 348 | $114.63 | $39,891.24 |
DisclosureSEC source: 0000927628-23-000102 · wf-form4_167666847700134.xml · nonDerivative · entry 2 West Kara · CIK 0001938284 · Chief Audit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,125 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 310 | $114.63 | $35,535.30 |
DisclosureSEC source: 0000927628-23-000102 · wf-form4_167666847700134.xml · nonDerivative · entry 1 West Kara · CIK 0001938284 · Chief Audit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,473 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 22:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 5,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-23-000048 · wf-form4_167511661095136.xml · nonDerivative · entry 1 West Kara · CIK 0001938284 · Chief Audit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,783 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 21:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 606 | $114.63 | $69,465.78 |
DisclosureSEC source: 0000927628-22-000325 · wf-form4_166863274331674.xml · nonDerivative · entry 1 West Kara · CIK 0001938284 · Chief Audit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,793 F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,778 | $109.67 | $304,663.26 |
DisclosureSEC source: 0000927628-22-000254 · wf-form4_165947086044296.xml · nonDerivative · entry 1 West Kara · CIK 0001938284 · Chief Audit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,344 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.