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Blinde Neal

Disclosed activity across 1 company

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14841
SEC CIK
0001906015

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CAPITAL ONE FINANCIAL CORPCOF · Entity 547President, Commercial BankingMarch 09, 2026March 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CAPITAL ONE FINANCIAL CORP

Report date March 09, 2026 · Filed March 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,269 Ending reported balance After 2026-03-09 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-03-09 · Grant · Acquired 8,342 · Balance 41,893

F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Row 2 · 2026-03-09 · Tax withholding · Disposed 3,624 · Balance 38,269

F2: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

F2: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2026 Filed Mar 11, 2026 20:52 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 3,624 $185.73 $673,085.52
Disclosure

SEC source: 0001906015-26-000012 · wk-form4_1773262328.xml · nonDerivative · entry 2

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,269

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:52 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 8,342 $0.00 $0.00
Disclosure

SEC source: 0001906015-26-000012 · wk-form4_1773262328.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,893

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 21:32 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 15,360 $191.45 $2,940,672.00
Disclosure

SEC source: 0001906015-26-000010 · wk-form4_1772141539.xml · nonDerivative · entry 8

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,551

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.12 to $191.83. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 21:32 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 1,900 $190.64 $362,216.00
Disclosure

SEC source: 0001906015-26-000010 · wk-form4_1772141539.xml · nonDerivative · entry 7

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,911

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.05 to $191.00. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 21:32 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 7,748 $189.42 $1,467,626.16
Disclosure

SEC source: 0001906015-26-000010 · wk-form4_1772141539.xml · nonDerivative · entry 6

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,811

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.85 to $189.77. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 21:32 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 2,918 $188.32 $549,517.76
Disclosure

SEC source: 0001906015-26-000010 · wk-form4_1772141539.xml · nonDerivative · entry 5

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,559

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.85 to $188.79. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 21:32 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 5,983 $191.45 $1,145,445.35
Disclosure

SEC source: 0001906015-26-000010 · wk-form4_1772141539.xml · nonDerivative · entry 4

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,477

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.00 to $191.83. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 21:32 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 400 $190.14 $76,056.00
Disclosure

SEC source: 0001906015-26-000010 · wk-form4_1772141539.xml · nonDerivative · entry 3

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,460

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.00 to $190.25. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 21:32 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 3,182 $189.38 $602,607.16
Disclosure

SEC source: 0001906015-26-000010 · wk-form4_1772141539.xml · nonDerivative · entry 2

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,860

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.79 to $189.74. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 21:32 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 644 $188.04 $121,097.76
Disclosure

SEC source: 0001906015-26-000010 · wk-form4_1772141539.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,042

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.70 to $188.30. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:13 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,058 $207.37 $219,397.46
Disclosure

SEC source: 0001906015-26-000007 · wk-form4_1771452778.xml · nonDerivative · entry 3

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,686

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:13 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,526 $207.37 $316,446.62
Disclosure

SEC source: 0001906015-26-000007 · wk-form4_1771452778.xml · nonDerivative · entry 2

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,744

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:13 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,608 $207.37 $333,450.96
Disclosure

SEC source: 0001906015-26-000007 · wk-form4_1771452778.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,270

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:07 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 6,794 $0.00 $0.00
Disclosure

SEC source: 0001906015-26-000005 · wk-form4_1770329240.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,878

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
January 31, 2026 Filed Feb 3, 2026 21:49 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 3,936 $218.93 $861,708.48
Disclosure

SEC source: 0001906015-26-000003 · wk-form4_1770155347.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,084

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
November 06, 2025 Filed Nov 7, 2025 21:31 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 43,200 $221.83 $9,583,056.00
Disclosure

SEC source: 0001906015-25-000006 · wk-form4_1762551072.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,020

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 25, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:35 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 12,780 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000212 · wk-form4_1749158992.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,220

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
May 18, 2025 Filed May 20, 2025 23:29 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 29 Not disclosed Not disclosed
Disclosure

SEC source: 0000927628-25-000189 · wk-form4_1747783788.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,440

F1 · price: Acquired in connection with Capital One Financial Corporation's ("Capital One") acquisition of Discover Financial Services ("Discover") on May 18, 2025. Pursuant to the merger agreement, each issued and outstanding share of Discover common stock held by the reporting person was converted into the right to receive 1.0192 shares of Capital One common stock. All fractional share holdings were paid in cash. On May 16, 2025, the closing price of Capital One common stock was $197.22, and the closing price of Discover common stock was $200.05.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:46 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,535 $202.16 $310,315.60
Disclosure

SEC source: 0000927628-25-000087 · wk-form4_1740005168.xml · nonDerivative · entry 2

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,411

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:46 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,617 $202.16 $326,892.72
Disclosure

SEC source: 0000927628-25-000087 · wk-form4_1740005168.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,946

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 23, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 7,307 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000031 · wk-form4_1738886796.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,563

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:04 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 14,007 $203.71 $2,853,365.97
Disclosure

SEC source: 0000927628-25-000013 · wk-form4_1738710276.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,256

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:18 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,627 $136.36 $221,857.72
Disclosure

SEC source: 0000927628-24-000086 · wk-form4_1708463848.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,263

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:55 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 10,533 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000049 · wk-form4_1707170134.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,890

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:36 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 17,115 $135.32 $2,316,001.80
Disclosure

SEC source: 0000927628-24-000012 · wk-form4_1706909765.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,357

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:10 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 8,000 $115.16 $921,280.00
Disclosure

SEC source: 0000927628-23-000071 · wf-form4_167658182844329.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,472

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.16 to $115.19. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:52 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 24,272 $119.00 $2,888,368.00
Disclosure

SEC source: 0000927628-23-000060 · wf-form4_167538192556010.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,472

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:01 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 11,100 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000032 · wf-form4_167511607054699.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,744

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
May 25, 2022 Filed Jan 30, 2023 21:48 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 31 $118.94 $3,687.14
Disclosure

SEC source: 0000927628-23-000022 · wf-form4_167511527457655.xml · nonDerivative · entry 2

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,644

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.05 to $119.36. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
May 23, 2022 Filed Jan 30, 2023 21:48 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 PurchaseCommon Stock 31 $119.07 $3,691.17
Disclosure

SEC source: 0000927628-23-000022 · wf-form4_167511527457655.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,675

F1 · kind: The reporting person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 31 shares, with the reporting person's sale of 31 shares of common stock on May 25, 2022. The reporting person will pay to Issuer the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $119.02 to $119.19. Information regarding the number of shares purchased at each price will be provided upon request.

Read SEC document
May 13, 2022 Filed May 17, 2022 21:20 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 24 $117.38 $2,817.12
Disclosure

SEC source: 0000927628-22-000206 · wf-form4_165282237270492.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,644

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:10 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 20,446 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000019 · wf-form4_164383621512967.xml · nonDerivative · entry 3

Blinde Neal · CIK 0001906015 · EC, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,668

F3 · security: This restricted stock unit award will vest in 1/3 increments beginning on January 31, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:10 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 40,892 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000019 · wf-form4_164383621512967.xml · nonDerivative · entry 2

Blinde Neal · CIK 0001906015 · EC, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,222

F2 · security: This restricted stock unit award will vest in 1/4 increments beginning on January 31, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:10 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 81,306 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000019 · wf-form4_164383621512967.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · EC, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,330

F1 · security: 50% of this restricted stock unit award will vest on January 31, 2023, 30% will vest on January 31, 2024, and 20% will vest on January 31, 2025. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.