Zamsky Michael

SEC source: 0001938261-26-000008 · wk-form4_1786479329.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,992

SEC source: 0001938261-26-000006 · wk-form4_1773262013.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,465

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

SEC source: 0001938261-26-000006 · wk-form4_1773262013.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,193

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

SEC source: 0001938261-26-000004 · wk-form4_1771452369.xml · nonDerivative · entry 3

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,146

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

SEC source: 0001938261-26-000004 · wk-form4_1771452369.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,915

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

SEC source: 0001938261-26-000004 · wk-form4_1771452369.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,777

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

SEC source: 0001938261-26-000002 · wk-form4_1770328744.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,595

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

SEC source: 0001938261-25-000008 · wk-form4_1754514097.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,364

SEC source: 0000927628-25-000203 · wk-form4_1749158389.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,869

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

SEC source: 0001938261-25-000008 · wk-form4_1754514097.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,879

F1 · kind: The reported transaction represents the acquisition of 10 shares in connection with the issuer's acquisition of Discover Financial Services ("Discover") on May 18, 2025. Pursuant to the merger agreement, each issued and outstanding share of Discover common stock held by the reporting person was converted into the right to receive 1.0192 shares of Capital One common stock. All fractional share holdings were paid in cash. The acquisition of these shares was exempt from prior reporting under Rule 16a-6.

SEC source: 0001938261-25-000005 · wk-form4_1747257126.xml · nonDerivative · entry 3

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,089

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.97 to $200.85. Information regarding the number of shares sold at each price will be provided upon request.

SEC source: 0001938261-25-000005 · wk-form4_1747257126.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,417

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.89 to $199.88. Information regarding the number of shares sold at each price will be provided upon request.

SEC source: 0001938261-25-000005 · wk-form4_1747257126.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.89 to $198.85. Information regarding the number of shares sold at each price will be provided upon request.

SEC source: 0000927628-25-000109 · wk-form4_1741816755.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,649

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

SEC source: 0000927628-25-000109 · wk-form4_1741816755.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,625

F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

F1 · acquired: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

SEC source: 0000927628-25-000080 · wk-form4_1740005049.xml · nonDerivative · entry 3

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,461

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

SEC source: 0000927628-25-000080 · wk-form4_1740005049.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,644

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

SEC source: 0000927628-25-000080 · wk-form4_1740005049.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,697

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

SEC source: 0000927628-25-000041 · wk-form4_1738886876.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,595

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

SEC source: 0000927628-24-000324 · wk-form4_1731621961.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,482

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.52 to $191.05. Information regarding the number of shares sold at each price will be provided upon request.

SEC source: 0000927628-24-000324 · wk-form4_1731621961.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,603

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.50 to $190.46. Information regarding the number of shares sold at each price will be provided upon request.

SEC source: 0000927628-24-000131 · wk-form4_1710370441.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,023

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

SEC source: 0000927628-24-000131 · wk-form4_1710370441.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,278

F1 · kind: These shares were earned pursuant to a performance share award agreement granted on February 4, 2021, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

SEC source: 0000927628-24-000084 · wk-form4_1708463776.xml · nonDerivative · entry 3

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,280

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

SEC source: 0000927628-24-000084 · wk-form4_1708463776.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,490

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

SEC source: 0000927628-24-000084 · wk-form4_1708463776.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,429

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

SEC source: 0000927628-24-000041 · wk-form4_1707170026.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,510

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

SEC source: 0000927628-23-000139 · wf-form4_167787784556535.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Consumer Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,644

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

SEC source: 0000927628-23-000139 · wf-form4_167787784556535.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Consumer Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,502

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

SEC source: 0000927628-23-000099 · wf-form4_167666835535561.xml · nonDerivative · entry 3

Zamsky Michael · CIK 0001938261 · Chief Consumer Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,384

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

SEC source: 0000927628-23-000099 · wf-form4_167666835535561.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Consumer Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,558

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

SEC source: 0000927628-23-000099 · wf-form4_167666835535561.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Consumer Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,641

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

SEC source: 0000927628-23-000024 · wf-form4_167511544632264.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Consumer Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,587

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.