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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 27, 2025 Filed Oct 29, 2025 21:35 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 15,837 $225.43 $3,570,134.91
Disclosure

SEC source: 0001238032-25-000006 · wk-form4_1761773734.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,072,717

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.93 to $225.92. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 21:35 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 12,674 $224.56 $2,846,073.44
Disclosure

SEC source: 0001238032-25-000006 · wk-form4_1761773734.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,088,554

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.93 to $224.91. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 21:35 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 2,122 $227.42 $482,585.24
Disclosure

SEC source: 0001238032-25-000006 · wk-form4_1761773734.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,101,228

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.00 to $227.59. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 21:35 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 21,429 $226.43 $4,852,168.47
Disclosure

SEC source: 0001238032-25-000006 · wk-form4_1761773734.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,103,350

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.92 to $226.91. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 21:35 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 17,167 $225.39 $3,869,270.13
Disclosure

SEC source: 0001238032-25-000006 · wk-form4_1761773734.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,124,779

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.91 to $225.88. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 21:35 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 12,768 $224.53 $2,866,799.04
Disclosure

SEC source: 0001238032-25-000006 · wk-form4_1761773734.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,141,946

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.90 to $224.89. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 21:35 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 53,486 $63.73 $3,408,662.78
Disclosure

SEC source: 0001238032-25-000006 · wk-form4_1761773734.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,154,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.

Read SEC document
October 02, 2025 Filed Oct 3, 2025 20:27 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
SaleCommon Stock 2,000 $211.99 $423,980.00
Disclosure

SEC source: 0001727277-25-000008 · wk-form4_1759523267.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 21:06 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
SaleCommon Stock 2,000 $223.40 $446,800.00
Disclosure

SEC source: 0001727277-25-000006 · wk-form4_1756933569.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 19, 2025 Filed Aug 20, 2025 21:15 UTC
Golden Timothy PSVP, Chief Accounting Officer
SaleCommon Stock 207 $215.41 $44,589.87
Disclosure

SEC source: 0001706865-25-000006 · wk-form4_1755724554.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · SVP, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,780

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $215.41 to $215.56. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
August 12, 2025 Filed Aug 13, 2025 20:42 UTC
Golden Timothy PSVP, Chief Accounting Officer
SaleCommon Stock 3,462 $210.28 $727,989.36
Disclosure

SEC source: 0001706865-25-000004 · wk-form4_1755117745.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · SVP, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,987

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
August 04, 2025 Filed Aug 6, 2025 21:01 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
SaleCommon Stock 5,515 $209.59 $1,155,888.85
Disclosure

SEC source: 0001938261-25-000008 · wk-form4_1754514097.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,364

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:35 UTC
Hanson Jason P.Pres.- Global Payment Network
Tax withholdingCommon Stock 590 $207.47 $122,407.30
Disclosure

SEC source: 0001982604-25-000007 · wk-form4_1754429737.xml · nonDerivative · entry 1

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payment Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,465

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of previously granted restricted stock units. This transaction is authorized in the applicable restricted stock award agreement.

Read SEC document
August 01, 2025 Filed Dec 31, 2025 21:37 UTC Amendment
Hanson Jason P.Pres.- Global Payment Network
Exercise / conversionRestricted Stock Units · Derivative 2,014 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001982604-25-000009 · wk-form4a_1767217076.xml · derivative · entry 2

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payment Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,759

Underlying: Common Stock · 2,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On August 5, 2025, the reporting person filed a Form 4 following the vesting of restricted stock units and the automatic withholding by the issuer to satisfy the reporting person's tax obligation. The original filing inadvertently omitted reporting the vesting of the restricted stock units.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") vest in two equal annual installments beginning 08/01/2025. The RSUs have no expiration date.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") vest in two equal annual installments beginning 08/01/2025. The RSUs have no expiration date.

Read SEC document
August 01, 2025 Filed Dec 31, 2025 21:37 UTC Amendment
Hanson Jason P.Pres.- Global Payment Network
Exercise / conversionCommon Stock 2,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001982604-25-000009 · wk-form4a_1767217076.xml · nonDerivative · entry 1

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payment Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On August 5, 2025, the reporting person filed a Form 4 following the vesting of restricted stock units and the automatic withholding by the issuer to satisfy the reporting person's tax obligation. The original filing inadvertently omitted reporting the vesting of the restricted stock units.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 23, 2025 Filed Jul 25, 2025 21:24 UTC
Alexander Robert M.Chief Information Officer
SaleCommon Stock 10,114 $227.86 $2,304,576.04
Disclosure

SEC source: 0001425374-25-000006 · wk-form4_1753478661.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,707

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:22 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
GrantCommon Stock 12,780 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000203 · wk-form4_1749158389.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,869

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:24 UTC
Haggerty KaitlinChief Human Resources Officer
GrantCommon Stock 23,003 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000205 · wk-form4_1749158653.xml · nonDerivative · entry 1

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,403

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan and Dividend Reinvestment Plan since the last reported transaction.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:25 UTC
Hanson Jason P.Pres.- Global Payments Network
GrantCommon Stock 12,780 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000206 · wk-form4_1749158719.xml · nonDerivative · entry 1

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payments Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,055

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:27 UTC
Dean LiaPres, Banking & Prem. Products
GrantCommon Stock 12,780 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000209 · wk-form4_1749158818.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,124

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:30 UTC
Young Andrew MChief Financial Officer
GrantCommon Stock 15,336 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000210 · wk-form4_1749158819.xml · nonDerivative · entry 1

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,273

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:33 UTC
Sanjiv YajnikPresident, Financial Services
GrantCommon Stock 12,780 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000211 · wk-form4_1749159097.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,497

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:35 UTC
Blinde NealPresident, Commercial Banking
GrantCommon Stock 12,780 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000212 · wk-form4_1749158992.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,220

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:37 UTC
West KaraChief Enterprise Risk Officer
GrantCommon Stock 23,003 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000213 · wk-form4_1749159258.xml · nonDerivative · entry 1

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,724

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:41 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 76,676 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000215 · wk-form4_1749159680.xml · derivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,776

Underlying: Common Stock · 76,676 shares

Expires 2030-06-03

F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:41 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
GrantCommon Stock 76,675 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000215 · wk-form4_1749159680.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,101,221

F1 · security: This restricted stock unit award will vest on June 3, 2030. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:39 UTC
Alexander Robert M.Chief Information Officer
GrantCommon Stock 15,336 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000214 · wk-form4_1749159384.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,821

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:42 UTC
Raghu RaviPres, Software, Intl & Sm Bus
GrantCommon Stock 12,780 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000216 · wk-form4_1749159515.xml · nonDerivative · entry 1

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,787

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:44 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
GrantCommon Stock 28,115 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000217 · wk-form4_1749159746.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,486

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:47 UTC
Mouadeb Mark DanielPresident, Card
GrantCommon Stock 23,003 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000219 · wk-form4_1749160024.xml · nonDerivative · entry 1

Mouadeb Mark Daniel · CIK 0001938196 · President, Card

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,098

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:52 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
GrantCommon Stock 12,780 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000220 · wk-form4_1749160112.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,155

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:54 UTC
Karam CeliaPres, Retail Bank
GrantCommon Stock 12,780 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000221 · wk-form4_1749160394.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,342

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
May 18, 2025 Filed May 20, 2025 23:24 UTC GrantCommon Stock 1,159 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000179 · wk-form4_1747783446.xml · nonDerivative · entry 2

MAHERAS THOMAS G · CIK 0001389100 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,431

F2 · security: Restricted stock units that vest in their entirety on May 18, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Read SEC document
May 18, 2025 Filed May 20, 2025 23:24 UTC GrantCommon Stock 65,272 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000179 · wk-form4_1747783446.xml · nonDerivative · entry 1

MAHERAS THOMAS G · CIK 0001389100 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,272

F1 · price: Acquired in connection with Capital One Financial Corporation's ("Capital One") acquisition of Discover Financial Services ("Discover") on May 18, 2025. Pursuant to the merger agreement, each issued and outstanding share of Discover common stock held by the reporting person was converted into the right to receive 1.0192 shares of Capital One common stock. All fractional share holdings were paid in cash. On May 16, 2025, the closing price of Capital One common stock was $197.22, and the closing price of Discover common stock was $200.05.

Read SEC document
May 18, 2025 Filed May 20, 2025 23:25 UTC GrantCommon Stock 1,159 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000181 · wk-form4_1747783524.xml · nonDerivative · entry 2

Wong Jennifer L. · CIK 0001663651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,932

F2 · security: Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 18, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Read SEC document
May 18, 2025 Filed May 20, 2025 23:25 UTC GrantCommon Stock 12,773 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000181 · wk-form4_1747783524.xml · nonDerivative · entry 1

Wong Jennifer L. · CIK 0001663651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,773

F1 · price: Acquired in connection with Capital One Financial Corporation's ("Capital One") acquisition of Discover Financial Services ("Discover") on May 18, 2025. Pursuant to the merger agreement, each issued and outstanding share of Discover common stock held by the reporting person was converted into the right to receive 1.0192 shares of Capital One common stock. All fractional share holdings were paid in cash. On May 16, 2025, the closing price of Capital One common stock was $197.22, and the closing price of Discover common stock was $200.05.

Read SEC document
May 18, 2025 Filed May 20, 2025 23:26 UTC GrantCommon Stock 1,159 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000183 · wk-form4_1747783586.xml · nonDerivative · entry 2

SHEPHERD MICHAEL · CIK 0001680502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,693

F2 · security: Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 18, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Read SEC document
May 18, 2025 Filed May 20, 2025 23:26 UTC GrantCommon Stock 25,534 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000183 · wk-form4_1747783586.xml · nonDerivative · entry 1

SHEPHERD MICHAEL · CIK 0001680502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,534

F1 · price: Acquired in connection with Capital One Financial Corporation's ("Capital One") acquisition of Discover Financial Services ("Discover") on May 18, 2025. Pursuant to the merger agreement, each issued and outstanding share of Discover common stock held by the reporting person was converted into the right to receive 1.0192 shares of Capital One common stock. All fractional share holdings were paid in cash. On May 16, 2025, the closing price of Capital One common stock was $197.22, and the closing price of Discover common stock was $200.05.

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May 18, 2025 Filed May 20, 2025 23:27 UTC GrantCommon Stock 21 Not disclosed Not disclosed
Disclosure

SEC source: 0000927628-25-000185 · wk-form4_1747783671.xml · nonDerivative · entry 1

williams craig a. · CIK 0001848752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,905

F1 · price: Acquired in connection with Capital One Financial Corporation's ("Capital One") acquisition of Discover Financial Services ("Discover") on May 18, 2025. Pursuant to the merger agreement, each issued and outstanding share of Discover common stock held by the reporting person was converted into the right to receive 1.0192 shares of Capital One common stock. All fractional share holdings were paid in cash. On May 16, 2025, the closing price of Capital One common stock was $197.22, and the closing price of Discover common stock was $200.05.

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May 18, 2025 Filed May 20, 2025 23:28 UTC GrantCommon Stock 358 Not disclosed Not disclosed
Disclosure

SEC source: 0000927628-25-000187 · wk-form4_1747783731.xml · nonDerivative · entry 1

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,575

F1 · price: Acquired in connection with Capital One Financial Corporation's ("Capital One") acquisition of Discover Financial Services ("Discover") on May 18, 2025. Pursuant to the merger agreement, each issued and outstanding share of Discover common stock held by the reporting person was converted into the right to receive 1.0192 shares of Capital One common stock. All fractional share holdings were paid in cash. On May 16, 2025, the closing price of Capital One common stock was $197.22, and the closing price of Discover common stock was $200.05.

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May 18, 2025 Filed May 20, 2025 23:29 UTC
Blinde NealPresident, Commercial Banking
GrantCommon Stock 29 Not disclosed Not disclosed
Disclosure

SEC source: 0000927628-25-000189 · wk-form4_1747783788.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,440

F1 · price: Acquired in connection with Capital One Financial Corporation's ("Capital One") acquisition of Discover Financial Services ("Discover") on May 18, 2025. Pursuant to the merger agreement, each issued and outstanding share of Discover common stock held by the reporting person was converted into the right to receive 1.0192 shares of Capital One common stock. All fractional share holdings were paid in cash. On May 16, 2025, the closing price of Capital One common stock was $197.22, and the closing price of Discover common stock was $200.05.

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May 18, 2025 Filed Aug 6, 2025 21:01 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
OtherCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001938261-25-000008 · wk-form4_1754514097.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,879

F1 · kind: The reported transaction represents the acquisition of 10 shares in connection with the issuer's acquisition of Discover Financial Services ("Discover") on May 18, 2025. Pursuant to the merger agreement, each issued and outstanding share of Discover common stock held by the reporting person was converted into the right to receive 1.0192 shares of Capital One common stock. All fractional share holdings were paid in cash. The acquisition of these shares was exempt from prior reporting under Rule 16a-6.

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May 12, 2025 Filed May 14, 2025 21:10 UTC SaleCommon Stock 1,658 $198.70 $329,444.60
Disclosure

SEC source: 0001188662-25-000011 · wk-form4_1747257053.xml · nonDerivative · entry 1

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,244

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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May 12, 2025 Filed May 14, 2025 21:12 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
SaleCommon Stock 3,328 $200.28 $666,531.84
Disclosure

SEC source: 0001938261-25-000005 · wk-form4_1747257126.xml · nonDerivative · entry 3

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,089

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.97 to $200.85. Information regarding the number of shares sold at each price will be provided upon request.

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May 12, 2025 Filed May 14, 2025 21:12 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
SaleCommon Stock 2,989 $199.38 $595,946.82
Disclosure

SEC source: 0001938261-25-000005 · wk-form4_1747257126.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,417

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.89 to $199.88. Information regarding the number of shares sold at each price will be provided upon request.

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May 12, 2025 Filed May 14, 2025 21:12 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
SaleCommon Stock 3,243 $198.53 $643,832.79
Disclosure

SEC source: 0001938261-25-000005 · wk-form4_1747257126.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.89 to $198.85. Information regarding the number of shares sold at each price will be provided upon request.

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May 08, 2025 Filed May 12, 2025 20:48 UTC GrantCommon Stock 1,241 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000157 · wk-form4_1747082895.xml · nonDerivative · entry 1

Locoh-Donou Francois · CIK 0001526624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,489

F1 · security: Restricted stock units that vest in their entirety on May 8, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2 · balance_after: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

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May 08, 2025 Filed May 12, 2025 20:48 UTC
Serra EileenDirector
GrantCommon Stock 1,241 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000158 · wk-form4_1747082906.xml · nonDerivative · entry 1

Serra Eileen · CIK 0001721344 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,531

F1 · security: Restricted stock units that vest in their entirety on May 8, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2 · balance_after: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

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May 08, 2025 Filed May 12, 2025 20:48 UTC GrantCommon Stock 1,241 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000159 · wk-form4_1747082917.xml · nonDerivative · entry 1

williams craig a. · CIK 0001848752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,884

F1 · security: Restricted stock units that vest in their entirety on May 8, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2 · balance_after: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

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May 08, 2025 Filed May 12, 2025 20:48 UTC GrantCommon Stock 1,241 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000160 · wk-form4_1747082929.xml · nonDerivative · entry 1

Killalea Peter Thomas · CIK 0001638728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,042

F1 · security: Restricted stock units that vest in their entirety on May 8, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2 · balance_after: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.