Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director | May 18, 2025 | May 20, 2025 |
| CITIGROUP INCC · Entity 2837 | Co-CEO Citi Markets & Banking | July 13, 2007 | July 17, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date May 18, 2025 · Filed May 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,272 |
Reported balance
After 2025-05-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-05-18 · Grant · Acquired 65,272 · Balance 65,272 F1: Acquired in connection with Capital One Financial Corporation's ("Capital One") acquisition of Discover Financial Services ("Discover") on May 18, 2025. Pursuant to the merger agreement, each issued and outstanding share of Discover common stock held by the reporting person was converted into the right to receive 1.0192 shares of Capital One common stock. All fractional share holdings were paid in cash. On May 16, 2025, the closing price of Capital One common stock was $197.22, and the closing price of Discover common stock was $200.05. |
| Common StockSEC Table I · non-derivative | Direct | 66,431 |
Reported balance
After 2025-05-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2025-05-18 · Grant · Acquired 1,159 · Balance 66,431 F2: Restricted stock units that vest in their entirety on May 18, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired in connection with Capital One Financial Corporation's ("Capital One") acquisition of Discover Financial Services ("Discover") on May 18, 2025. Pursuant to the merger agreement, each issued and outstanding share of Discover common stock held by the reporting person was converted into the right to receive 1.0192 shares of Capital One common stock. All fractional share holdings were paid in cash. On May 16, 2025, the closing price of Capital One common stock was $197.22, and the closing price of Discover common stock was $200.05.
F2: Restricted stock units that vest in their entirety on May 18, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.
CITIGROUP INC
Report date July 13, 2007 · Filed July 17, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,440,092.01 |
Ending reported balance
After 2007-07-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2007-07-13 · Exercise / conversion · Acquired 26,805 · Balance 2,464,056.01 Row 2 · 2007-07-13 · Tax withholding · Disposed 21,362 · Balance 2,442,694.01 Row 3 · 2007-07-13 · Tax withholding · Disposed 2,602 · Balance 2,440,092.01 |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.11 · Expires 2012-02-13 | Direct | 0 |
Reported balance
After 2007-07-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2007-07-13 · Exercise / conversion · Disposed 26,805 · Balance 0 |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $52.52 · Expires 2012-02-13 | Direct | 23,964 |
Reported balance
After 2007-07-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2007-07-13 · Grant · Acquired 23,964 · Balance 23,964 |
| Common StockSEC Table I · non-derivative | IndirectBy Child | 10 |
Reported balance
Holding disclosure · report date 2007-07-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Discover Financial Services
Report date May 15, 2025 · Filed May 19, 2025
Section 16 reporting ended · disclosed 2025-05-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,043 |
Reported balance
After 2025-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-05-15 · Grant · Acquired 948 · Balance 64,043 F1: Award of restricted stock units pursuant to the Discover Financial Services Directors' Compensation Plan. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-05-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2025-05-18 · Disposition to issuer · Disposed 64,043 · Balance 0 F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 19, 2024, by and among the Issuer, Capital One Financial Corporation ("Capital One"), and Vega Merger Sub, Inc. ("Merger Sub") (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger (the "Effective Time") between the Issuer and Merger Sub (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 1.0192 shares of Capital One common stock. The Merger closed on May 18, 2025 (the "Closing Date"). The closing price of Capital One common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $197.22. All fractional shares were paid in cash. F3: Includes 948 shares of Issuer common stock in respect of restricted stock units that vested in full immediately prior to the Effective Time. F4: As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units pursuant to the Discover Financial Services Directors' Compensation Plan.
F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 19, 2024, by and among the Issuer, Capital One Financial Corporation ("Capital One"), and Vega Merger Sub, Inc. ("Merger Sub") (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger (the "Effective Time") between the Issuer and Merger Sub (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 1.0192 shares of Capital One common stock. The Merger closed on May 18, 2025 (the "Closing Date"). The closing price of Capital One common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $197.22. All fractional shares were paid in cash.
F3: Includes 948 shares of Issuer common stock in respect of restricted stock units that vested in full immediately prior to the Effective Time.
F4: As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2025 Filed May 19, 2025 17:11 UTC | Discover Financial Services DFS · Entity 13531 | Disposition to issuerCommon Stock | 64,043 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-074559 · ownership.xml · nonDerivative · entry 2 MAHERAS THOMAS G · CIK 0001389100 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 19, 2024, by and among the Issuer, Capital One Financial Corporation ("Capital One"), and Vega Merger Sub, Inc. ("Merger Sub") (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger (the "Effective Time") between the Issuer and Merger Sub (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 1.0192 shares of Capital One common stock. The Merger closed on May 18, 2025 (the "Closing Date"). The closing price of Capital One common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $197.22. All fractional shares were paid in cash. F3 · shares: Includes 948 shares of Issuer common stock in respect of restricted stock units that vested in full immediately prior to the Effective Time. F2 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of February 19, 2024, by and among the Issuer, Capital One Financial Corporation ("Capital One"), and Vega Merger Sub, Inc. ("Merger Sub") (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger (the "Effective Time") between the Issuer and Merger Sub (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 1.0192 shares of Capital One common stock. The Merger closed on May 18, 2025 (the "Closing Date"). The closing price of Capital One common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $197.22. All fractional shares were paid in cash. F4 · balance_after: As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. Read SEC document |
| May 18, 2025 Filed May 20, 2025 23:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 1,159 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000179 · wk-form4_1747783446.xml · nonDerivative · entry 2 MAHERAS THOMAS G · CIK 0001389100 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,431 F2 · security: Restricted stock units that vest in their entirety on May 18, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 18, 2025 Filed May 20, 2025 23:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 65,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000179 · wk-form4_1747783446.xml · nonDerivative · entry 1 MAHERAS THOMAS G · CIK 0001389100 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,272 F1 · price: Acquired in connection with Capital One Financial Corporation's ("Capital One") acquisition of Discover Financial Services ("Discover") on May 18, 2025. Pursuant to the merger agreement, each issued and outstanding share of Discover common stock held by the reporting person was converted into the right to receive 1.0192 shares of Capital One common stock. All fractional share holdings were paid in cash. On May 16, 2025, the closing price of Capital One common stock was $197.22, and the closing price of Discover common stock was $200.05. Read SEC document |
| May 15, 2025 Filed May 19, 2025 17:11 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 948 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-074559 · ownership.xml · nonDerivative · entry 1 MAHERAS THOMAS G · CIK 0001389100 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,043 F1 · shares: Award of restricted stock units pursuant to the Discover Financial Services Directors' Compensation Plan. Read SEC document |
| May 09, 2024 Filed May 13, 2024 18:57 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 1,532 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-058949 · ownership.xml · nonDerivative · entry 1 MAHERAS THOMAS G · CIK 0001389100 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,095 F1 · shares: Award of restricted stock units pursuant to the Discover Financial Services Directors' Compensation Plan. Read SEC document |
| May 11, 2023 Filed May 15, 2023 16:24 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 1,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029457 · doc4.xml · nonDerivative · entry 1 MAHERAS THOMAS G · CIK 0001389100 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,563 Read SEC document |
| May 19, 2022 Filed May 23, 2022 16:43 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 1,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031342 · doc4.xml · nonDerivative · entry 1 MAHERAS THOMAS G · CIK 0001389100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,789 Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:06 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 1,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-009241 · doc1.xml · nonDerivative · entry 1 MAHERAS THOMAS G · CIK 0001389100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,155 Read SEC document |
| May 14, 2020 Filed May 18, 2020 19:38 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 3,824 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-20-000641 · form4.xml · nonDerivative · entry 1 MAHERAS THOMAS G · CIK 0001389100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,864 Read SEC document |
| May 16, 2019 Filed May 20, 2019 16:20 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031372 · doc4.xml · nonDerivative · entry 1 MAHERAS THOMAS G · CIK 0001389100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,040 Read SEC document |
| May 02, 2018 Filed May 4, 2018 16:13 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 1,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028093 · doc4.xml · nonDerivative · entry 1 MAHERAS THOMAS G · CIK 0001389100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,120 Read SEC document |
| May 11, 2017 Filed May 12, 2017 16:43 UTC | Discover Financial Services DFS · Entity 13531 | GrantCommon Stock | 2,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031992 · doc4.xml · nonDerivative · entry 1 MAHERAS THOMAS G · CIK 0001389100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,135.1 F1 · shares: Upon vesting, each restricted stock unit is converted into one share of DFS common stock. F2 · balance_after: Includes 0.0019 shares acquired under the DFS dividend reinvestment plan. Read SEC document |
| July 13, 2007 Filed Jul 17, 2007 16:59 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 23,964 | $0.00 Strike: $52.52 | $0.00 |
DisclosureSEC source: 0001181431-07-046202 · rrd166059.xml · derivative · entry 6 MAHERAS THOMAS G · CIK 0001389100 · Co-CEO Citi Markets & Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,964 Underlying: Common Stock · 23,964 shares Expires 2012-02-13 Read SEC document |
| July 13, 2007 Filed Jul 17, 2007 16:59 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 26,805 | $0.00 Strike: $42.11 | $0.00 |
DisclosureSEC source: 0001181431-07-046202 · rrd166059.xml · derivative · entry 5 MAHERAS THOMAS G · CIK 0001389100 · Co-CEO Citi Markets & Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,805 shares Expires 2012-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 13, 2007 Filed Jul 17, 2007 16:59 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 2,602 | $52.84 | $137,489.68 |
DisclosureSEC source: 0001181431-07-046202 · rrd166059.xml · nonDerivative · entry 3 MAHERAS THOMAS G · CIK 0001389100 · Co-CEO Citi Markets & Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,440,092.01 Read SEC document |
| July 13, 2007 Filed Jul 17, 2007 16:59 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 21,362 | $52.84 | $1,128,768.08 |
DisclosureSEC source: 0001181431-07-046202 · rrd166059.xml · nonDerivative · entry 2 MAHERAS THOMAS G · CIK 0001389100 · Co-CEO Citi Markets & Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,442,694.01 Read SEC document |
| July 13, 2007 Filed Jul 17, 2007 16:59 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 26,805 | $42.11 | $1,128,750.51 |
DisclosureSEC source: 0001181431-07-046202 · rrd166059.xml · nonDerivative · entry 1 MAHERAS THOMAS G · CIK 0001389100 · Co-CEO Citi Markets & Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,464,056.01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2007 Filed Mar 1, 2007 16:41 UTC | CITIGROUP INC C · Entity 2837 | PurchaseCommon Stock | 50,000 | $51.17 | $2,558,500.00 |
DisclosureSEC source: 0001181431-07-015897 · rrd149141.xml · nonDerivative · entry 2 MAHERAS THOMAS G · CIK 0001389100 · Co-President Citigroup CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,437,251.01 Read SEC document |
| February 27, 2007 Filed Mar 1, 2007 16:41 UTC | CITIGROUP INC C · Entity 2837 | PurchaseCommon Stock | 25,000 | $50.88 | $1,272,000.00 |
DisclosureSEC source: 0001181431-07-015897 · rrd149141.xml · nonDerivative · entry 1 MAHERAS THOMAS G · CIK 0001389100 · Co-President Citigroup CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,387,251.01 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.