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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2023 Filed Feb 17, 2023 21:14 UTC
Alexander Robert M.Chief Information Officer
Tax withholdingCommon Stock 1,738 $114.63 $199,226.94
Disclosure

SEC source: 0000927628-23-000101 · wf-form4_167666844507698.xml · nonDerivative · entry 2

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,842

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:14 UTC
Alexander Robert M.Chief Information Officer
Tax withholdingCommon Stock 1,022 $114.63 $117,151.86
Disclosure

SEC source: 0000927628-23-000101 · wf-form4_167666844507698.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,580

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
West KaraChief Audit Officer
Tax withholdingCommon Stock 393 $114.63 $45,049.59
Disclosure

SEC source: 0000927628-23-000102 · wf-form4_167666847700134.xml · nonDerivative · entry 3

West Kara · CIK 0001938284 · Chief Audit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,743

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
West KaraChief Audit Officer
Tax withholdingCommon Stock 348 $114.63 $39,891.24
Disclosure

SEC source: 0000927628-23-000102 · wf-form4_167666847700134.xml · nonDerivative · entry 2

West Kara · CIK 0001938284 · Chief Audit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
West KaraChief Audit Officer
Tax withholdingCommon Stock 310 $114.63 $35,535.30
Disclosure

SEC source: 0000927628-23-000102 · wf-form4_167666847700134.xml · nonDerivative · entry 1

West Kara · CIK 0001938284 · Chief Audit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,473

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Tax withholdingCommon Stock 809 $114.63 $92,735.67
Disclosure

SEC source: 0000927628-23-000103 · wf-form4_167666853748993.xml · nonDerivative · entry 3

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,141

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Tax withholdingCommon Stock 1,067 $114.63 $122,310.21
Disclosure

SEC source: 0000927628-23-000103 · wf-form4_167666853748993.xml · nonDerivative · entry 2

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,950

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Tax withholdingCommon Stock 1,149 $114.63 $131,709.87
Disclosure

SEC source: 0000927628-23-000103 · wf-form4_167666853748993.xml · nonDerivative · entry 1

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,017

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:10 UTC
Blinde NealPresident, Commercial Banking
SaleCommon Stock 8,000 $115.16 $921,280.00
Disclosure

SEC source: 0000927628-23-000071 · wf-form4_167658182844329.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,472

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.16 to $115.19. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:52 UTC
Blinde NealPresident, Commercial Banking
Tax withholdingCommon Stock 24,272 $119.00 $2,888,368.00
Disclosure

SEC source: 0000927628-23-000060 · wf-form4_167538192556010.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,472

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 21:51 UTC
Zamsky MichaelChief Consumer Credit Officer
GrantCommon Stock 8,045 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000024 · wf-form4_167511544632264.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Consumer Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,587

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 21:54 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
GrantCommon Stock 16,173 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000026 · wf-form4_167511565555670.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,852

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 21:58 UTC
Karam CeliaPres, Retail Bank
GrantCommon Stock 9,885 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000029 · wf-form4_167511591000213.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,743

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 21:59 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
GrantCommon Stock 10,770 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000030 · wf-form4_167511594410063.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,658

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:01 UTC
Blinde NealPresident, Commercial Banking
GrantCommon Stock 11,100 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000032 · wf-form4_167511607054699.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,744

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:02 UTC
Raghu RaviPres, Software, Intl & Sm Bus
GrantCommon Stock 6,431 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000035 · wf-form4_167511615613999.xml · nonDerivative · entry 1

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,730

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:03 UTC
Mouadeb Mark DanielPresident, U.S. Card
GrantCommon Stock 6,841 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000036 · wf-form4_167511618297239.xml · nonDerivative · entry 1

Mouadeb Mark Daniel · CIK 0001938196 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,144

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:05 UTC
Sanjiv YajnikPresident, Financial Services
GrantCommon Stock 13,202 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000039 · wf-form4_167511631331858.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,312

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:05 UTC
Alexander Robert M.Chief Information Officer
GrantCommon Stock 13,250 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000040 · wf-form4_167511632587770.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,602

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:08 UTC
Borgmann Kevin S.Senior Advisor to the CEO
GrantCommon Stock 9,301 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000043 · wf-form4_167511646803754.xml · nonDerivative · entry 1

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,166

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:08 UTC GrantCommon Stock 5,665 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000044 · wf-form4_167511647648707.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,101

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:10 UTC
Young Andrew MChief Financial Officer
GrantCommon Stock 10,186 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000047 · wf-form4_167511660918740.xml · nonDerivative · entry 1

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,296

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:10 UTC
West KaraChief Audit Officer
GrantCommon Stock 5,957 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000048 · wf-form4_167511661095136.xml · nonDerivative · entry 1

West Kara · CIK 0001938284 · Chief Audit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,783

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:12 UTC
Dean LiaPres, Banking & Prem. Products
GrantCommon Stock 10,770 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000051 · wf-form4_167511672756449.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,663

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:12 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 21,539 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000052 · wf-form4_167511673751690.xml · derivative · entry 14

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,539

Underlying: Common Stock · 21,539 shares

Expires 2026-02-15

F10 · security: Represents restricted stock units granted January 26, 2023 for performance year 2023.

F9 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:12 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Grant2023 Restricted Stock Units · Derivative 24,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000052 · wf-form4_167511673751690.xml · derivative · entry 13

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,555

Underlying: Common Stock · 24,555 shares

Expires 2026-02-15

F8 · security: Represents restricted stock units granted January 26, 2023 for performance year 2022.

F9 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:12 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000052 · wf-form4_167511673751690.xml · derivative · entry 12

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,676

Underlying: Common Stock · 183 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Represents restricted stock units granted on February 3, 2022 for performance year 2022.

F3 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on January 26, 2023, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on January 26, 2023, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:12 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversion2022 Restricted Stock Units · Derivative 220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000052 · wf-form4_167511673751690.xml · derivative · entry 11

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,011

Underlying: Common Stock · 220 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Represents restricted stock units granted on February 3, 2022 for performance year 2021.

F3 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on January 26, 2023, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on January 26, 2023, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:12 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 169 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000052 · wf-form4_167511673751690.xml · derivative · entry 10

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,196

Underlying: Common Stock · 169 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents restricted stock units granted on February 4, 2021 for performance year 2021.

F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2021 which settled in cash based on fair market value on January 26, 2023, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2021 which settled in cash based on fair market value on January 26, 2023, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:12 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversion2021 Restricted Stock Units · Derivative 290 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000052 · wf-form4_167511673751690.xml · derivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,270

Underlying: Common Stock · 290 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents restricted stock units granted on February 4, 2021 for performance year 2020.

F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2021 which settled in cash based on fair market value on January 26, 2023, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2021 which settled in cash based on fair market value on January 26, 2023, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:12 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 183 $116.07 $21,240.81
Disclosure

SEC source: 0000927628-23-000052 · wf-form4_167511673751690.xml · nonDerivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757,029

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on January 26, 2023, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:12 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 220 $116.07 $25,535.40
Disclosure

SEC source: 0000927628-23-000052 · wf-form4_167511673751690.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757,212

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on January 26, 2023, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:12 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 169 $116.07 $19,615.83
Disclosure

SEC source: 0000927628-23-000052 · wf-form4_167511673751690.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757,432

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2021 which settled in cash based on fair market value on January 26, 2023, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:12 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 290 $116.07 $33,660.30
Disclosure

SEC source: 0000927628-23-000052 · wf-form4_167511673751690.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757,601

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2021 which settled in cash based on fair market value on January 26, 2023, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:12 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 183 $116.07 $21,240.81
Disclosure

SEC source: 0000927628-23-000052 · wf-form4_167511673751690.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on January 26, 2023, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:12 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 220 $116.07 $25,535.40
Disclosure

SEC source: 0000927628-23-000052 · wf-form4_167511673751690.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on January 26, 2023, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

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January 26, 2023 Filed Jan 30, 2023 22:12 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 169 $116.07 $19,615.83
Disclosure

SEC source: 0000927628-23-000052 · wf-form4_167511673751690.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2021 which settled in cash based on fair market value on January 26, 2023, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

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January 26, 2023 Filed Jan 30, 2023 22:12 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 290 $116.07 $33,660.30
Disclosure

SEC source: 0000927628-23-000052 · wf-form4_167511673751690.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2021 which settled in cash based on fair market value on January 26, 2023, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.

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January 26, 2023 Filed Jan 30, 2023 22:14 UTC
Hall SheldonChief Risk Officer
GrantCommon Stock 12,327 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000054 · wf-form4_167511686226755.xml · nonDerivative · entry 1

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,664

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

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January 26, 2023 Filed Jan 30, 2023 22:16 UTC
Haggerty KaitlinChief Human Resources Officer
GrantCommon Stock 7,073 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000056 · wf-form4_167511698761198.xml · nonDerivative · entry 1

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,025

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.

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November 14, 2022 Filed Nov 15, 2022 21:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 12,537 $0.00 Strike: $56.32 $0.00
Disclosure

SEC source: 0000927628-22-000322 · wf-form4_166854637815466.xml · derivative · entry 12

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,537 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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November 14, 2022 Filed Nov 15, 2022 21:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 12,537 $114.77 $1,438,871.49
Disclosure

SEC source: 0000927628-22-000322 · wf-form4_166854637815466.xml · nonDerivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757,022

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.40 to $115.28. Information regarding the number of shares sold at each price will be provided upon request.

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November 14, 2022 Filed Nov 15, 2022 21:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 12,537 $56.32 $706,083.84
Disclosure

SEC source: 0000927628-22-000322 · wf-form4_166854637815466.xml · nonDerivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,769,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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November 14, 2022 Filed Nov 16, 2022 21:06 UTC
West KaraChief Audit Officer
SaleCommon Stock 606 $114.63 $69,465.78
Disclosure

SEC source: 0000927628-22-000325 · wf-form4_166863274331674.xml · nonDerivative · entry 1

West Kara · CIK 0001938284 · Chief Audit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,793

F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionStock Options · Derivative 12,537 $0.00 Strike: $56.32 $0.00
Disclosure

SEC source: 0000927628-22-000322 · wf-form4_166854637815466.xml · derivative · entry 11

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,537

Underlying: Common Stock · 12,537 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 897 $116.49 $104,491.53
Disclosure

SEC source: 0000927628-22-000322 · wf-form4_166854637815466.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757,022

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.41 to $116.68. Information regarding the number of shares sold at each price will be provided upon request.

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November 11, 2022 Filed Nov 15, 2022 21:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 8,900 $115.88 $1,031,332.00
Disclosure

SEC source: 0000927628-22-000322 · wf-form4_166854637815466.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757,919

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.40 to $116.37. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
SaleCommon Stock 2,740 $114.73 $314,360.20
Disclosure

SEC source: 0000927628-22-000322 · wf-form4_166854637815466.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,766,819

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.25 to $115.22. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 12,537 $56.32 $706,083.84
Disclosure

SEC source: 0000927628-22-000322 · wf-form4_166854637815466.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,769,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC
Alexander Robert M.Chief Information Officer
SaleCommon Stock 7,857 $115.00 $903,555.00
Disclosure

SEC source: 0000927628-22-000323 · wf-form4_166854652070591.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,352

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 1, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.