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CNP

CENTERPOINT ENERGY INC

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3178
SEC CIK
0001130310
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433

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1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2019 Filed Mar 6, 2019 21:02 UTC
CARROLL MILTONDirector · Executive Chairman
SaleCommon Stock 75,000 $30.21 $2,265,750.00
Disclosure

SEC source: 0001209191-19-017296 · doc4.xml · nonDerivative · entry 1

CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,301

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.20 to $30.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Total includes (i) 22,873 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 23,906 RSUs awarded under Plan and vesting in February 2021 and (iii) 23,742 RSUs awarded under Plan and vesting in February 2022. The award to vest in 2020 shall vest if Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in event of his earlier retirement, disability or death. The awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in event of his disability or death. Also, the awards to vest in 2021 and 2022 shall vest on a pro-rata basis in event of his retirement unless he satisfies conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible.

Read SEC document
March 05, 2019 Filed Jan 6, 2020 22:17 UTC
Prochazka Scott MDirector · President & CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002020 · doc5.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,169

F1 · balance_after: Total includes (i) 54,115 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 57,227 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Total further reflects a 12,100 share reduction due to prior mathematical error.

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March 04, 2019 Filed Mar 5, 2019 21:01 UTC GiftCommon Stock 2,340 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016375 · doc4.xml · nonDerivative · entry 1

Doyle Scott Edward · CIK 0001699158 · Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,687

F1 · balance_after: Total includes (i) 3,044 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 4,209 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 6,488 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:01 UTC SaleCommon Stock 2,000 $30.10 $60,200.00
Disclosure

SEC source: 0001209191-19-017294 · doc4.xml · nonDerivative · entry 1

Vortherms Joseph John · CIK 0001698758 · Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,400

F1 · balance_after: Total includes (i) 2,537 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 3,519 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 5,383 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:12 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 4,000 $29.98 $119,920.00
Disclosure

SEC source: 0001209191-19-015546 · doc4.xml · nonDerivative · entry 3

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,269

F3 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 28, 2017, and the subsequent amendment of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the SEC on February 27, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.83 to $30.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5 · balance_after: Total includes (i) 54,115 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 57,227 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:21 UTC
Bridge Tracy BExec VP - Div Pres
Tax withholdingCommon Stock 14,869 $30.14 $448,151.66
Disclosure

SEC source: 0001209191-19-015596 · doc4.xml · nonDerivative · entry 2

Bridge Tracy B · CIK 0001526616 · Exec VP - Div Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,600

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 9,380 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 10,303 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 9,151 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:21 UTC
Bridge Tracy BExec VP - Div Pres
GrantCommon Stock 45,478 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015596 · doc4.xml · nonDerivative · entry 1

Bridge Tracy B · CIK 0001526616 · Exec VP - Div Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,469

F1 · shares: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:19 UTC
CARROLL MILTONDirector · Executive Chairman
Tax withholdingCommon Stock 42,483 $30.14 $1,280,437.62
Disclosure

SEC source: 0001209191-19-015586 · doc4.xml · nonDerivative · entry 2

CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,301

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 22,873 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 23,906 RSUs awarded under Plan and vesting in February 2021 and (iii) 23,742 RSUs awarded under Plan and vesting in February 2022. The award to vest in 2020 shall vest if Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in event of his earlier retirement, disability or death. The awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in event of his disability or death. Also, the awards to vest in 2021 and 2022 shall vest on a pro-rata basis in event of his retirement unless he satisfies conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:19 UTC
CARROLL MILTONDirector · Executive Chairman
GrantCommon Stock 108,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015586 · doc4.xml · nonDerivative · entry 1

CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,784

F1 · shares: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:18 UTC
Colvin KristieSVP and CAO
Tax withholdingCommon Stock 2,922 $30.14 $88,069.08
Disclosure

SEC source: 0001209191-19-015578 · doc4.xml · nonDerivative · entry 2

Colvin Kristie · CIK 0001618940 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,158

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 2,604 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 2,904 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 2,737 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:18 UTC
Colvin KristieSVP and CAO
GrantCommon Stock 12,059 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015578 · doc4.xml · nonDerivative · entry 1

Colvin Kristie · CIK 0001618940 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,080

F1 · shares: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:16 UTC Tax withholdingCommon Stock 2,552 $30.14 $76,917.28
Disclosure

SEC source: 0001209191-19-015573 · doc4.xml · nonDerivative · entry 2

Doyle Scott Edward · CIK 0001699158 · Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,027

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 3,044 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 4,209 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 6,488 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:16 UTC GrantCommon Stock 10,553 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015573 · doc4.xml · nonDerivative · entry 1

Doyle Scott Edward · CIK 0001699158 · Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,579

F1 · shares: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:15 UTC
O'Brien Dana C.SVP & Gen Counsel
Tax withholdingCommon Stock 10,499 $30.14 $316,439.86
Disclosure

SEC source: 0001209191-19-015563 · doc4.xml · nonDerivative · entry 2

O'Brien Dana C. · CIK 0001134707 · SVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,255

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 8,737 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 9,248 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 8,906 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:15 UTC
O'Brien Dana C.SVP & Gen Counsel
GrantCommon Stock 35,443 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015563 · doc4.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,754

F1 · shares: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:14 UTC
ORTENSTONE SUSAN BSVP and Chief HR Officer
Tax withholdingCommon Stock 5,827 $30.14 $175,625.78
Disclosure

SEC source: 0001209191-19-015556 · doc4.xml · nonDerivative · entry 2

ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,598

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 5,276 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 5,836 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 5,719 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:14 UTC
ORTENSTONE SUSAN BSVP and Chief HR Officer
GrantCommon Stock 23,929 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015556 · doc4.xml · nonDerivative · entry 1

ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,425

F1 · shares: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:12 UTC
Prochazka Scott MDirector · President & CEO
Tax withholdingCommon Stock 90,774 $30.14 $2,735,928.36
Disclosure

SEC source: 0001209191-19-015546 · doc4.xml · nonDerivative · entry 2

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,269

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:12 UTC
Prochazka Scott MDirector · President & CEO
GrantCommon Stock 230,681 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015546 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,043

F1 · shares: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:12 UTC
ROGERS WILLIAM DEVP & Chief Financial Officer
Tax withholdingCommon Stock 16,982 $30.14 $511,837.48
Disclosure

SEC source: 0001209191-19-015543 · doc4.xml · nonDerivative · entry 2

ROGERS WILLIAM D · CIK 0001327420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,637

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 12,531 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 13,356 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 11,439 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:12 UTC
ROGERS WILLIAM DEVP & Chief Financial Officer
GrantCommon Stock 50,292 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015543 · doc4.xml · nonDerivative · entry 1

ROGERS WILLIAM D · CIK 0001327420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,619

F1 · shares: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:11 UTC Tax withholdingCommon Stock 1,618 $30.14 $48,766.52
Disclosure

SEC source: 0001209191-19-015535 · doc4.xml · nonDerivative · entry 2

Vortherms Joseph John · CIK 0001698758 · Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,400

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 2,537 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 3,519 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 5,383 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:11 UTC GrantCommon Stock 6,474 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015535 · doc4.xml · nonDerivative · entry 1

Vortherms Joseph John · CIK 0001698758 · Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,018

F1 · shares: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:14 UTC
Prochazka Scott MDirector · President & CEO
Tax withholdingCommon Stock 20,112 $31.40 $631,516.80
Disclosure

SEC source: 0001209191-19-013485 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,362

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 54,115 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 57,227 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:07 UTC
Colvin KristieSVP and CAO
Tax withholdingCommon Stock 950 $31.40 $29,830.00
Disclosure

SEC source: 0001209191-19-013451 · doc4.xml · nonDerivative · entry 1

Colvin Kristie · CIK 0001618940 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,021

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 2,604 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 2,904 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 2,737 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:16 UTC Tax withholdingCommon Stock 847 $31.40 $26,595.80
Disclosure

SEC source: 0001209191-19-013492 · doc4.xml · nonDerivative · entry 1

Doyle Scott Edward · CIK 0001699158 · Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,026

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 3,044 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 4,209 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 6,488 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:13 UTC Tax withholdingCommon Stock 527 $31.40 $16,547.80
Disclosure

SEC source: 0001209191-19-013479 · doc4.xml · nonDerivative · entry 1

Vortherms Joseph John · CIK 0001698758 · Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,544

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 2,537 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 3,519 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 5,383 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:13 UTC
Bridge Tracy BExec VP - Div Pres
Tax withholdingCommon Stock 3,129 $31.40 $98,250.60
Disclosure

SEC source: 0001209191-19-013476 · doc4.xml · nonDerivative · entry 1

Bridge Tracy B · CIK 0001526616 · Exec VP - Div Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,991

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 9,380 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 10,303 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 9,151 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:12 UTC
ROGERS WILLIAM DEVP & Chief Financial Officer
Tax withholdingCommon Stock 3,435 $31.40 $107,859.00
Disclosure

SEC source: 0001209191-19-013472 · doc4.xml · nonDerivative · entry 1

ROGERS WILLIAM D · CIK 0001327420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,327

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 12,531 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 13,356 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 11,439 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:10 UTC
CARROLL MILTONDirector · Executive Chairman
Tax withholdingCommon Stock 7,318 $31.40 $229,785.20
Disclosure

SEC source: 0001209191-19-013466 · doc4.xml · nonDerivative · entry 1

CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,021

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 22,873 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 23,906 RSUs awarded under Plan and vesting in February 2021 and (iii) 23,742 RSUs awarded under Plan and vesting in February 2022. The award to vest in 2020 shall vest if Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in event of his earlier retirement, disability or death. The awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in event of his disability or death. Also, the awards to vest in 2021 and 2022 shall vest on a pro-rata basis in event of his retirement unless he satisfies conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:09 UTC
ORTENSTONE SUSAN BSVP and Chief HR Officer
Tax withholdingCommon Stock 1,717 $31.40 $53,913.80
Disclosure

SEC source: 0001209191-19-013462 · doc4.xml · nonDerivative · entry 1

ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,496

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 5,276 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 5,836 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 5,719 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:08 UTC
O'Brien Dana C.SVP & Gen Counsel
Tax withholdingCommon Stock 2,461 $31.40 $77,275.40
Disclosure

SEC source: 0001209191-19-013457 · doc4.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,311

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 8,737 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 9,248 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 8,906 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:12 UTC
CARROLL MILTONDirector · Executive Chairman
GrantCommon Stock 23,742 $31.21 $740,987.82
Disclosure

SEC source: 0001209191-19-011972 · doc4.xml · nonDerivative · entry 1

CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,339

F1 · shares: Time-based restricted stock units vesting (i) in February 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of his earlier disability or death; or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting.

F2 · balance_after: Total includes (ii) 29,825 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 22,873 RSUs awarded under Plan and vesting in February 2020 and (ii) 23,906 RSUs awarded under Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in event of his earlier retirement, disability or death. The award to vest in 2021 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in event of his disability or death. Also, the award to vest in 2021 shall vest on a pro-rata basis in event of his retirement unless he satisfies conditions for full vesting as described in Issuer's Proxy Statement filed with the SEC on March 15, 2018. For all above awards, Reporting Person is treated as currently retirement eligible.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:18 UTC GrantCommon Stock 5,383 $31.21 $168,003.43
Disclosure

SEC source: 0001209191-19-011986 · doc4.xml · nonDerivative · entry 1

Vortherms Joseph John · CIK 0001698758 · Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,071

F1 · shares: Time-based restricted stock units vesting (i) in February 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of his earlier disability or death; or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting.

F2 · balance_after: Total includes (i) 1,775 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 2,537 RSUs previously awarded under the Plan and vesting in February 2020 and (iii) 3,519 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The award to vest in 2021 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the award to vest in 2021 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:17 UTC
ROGERS WILLIAM DEVP & Chief Financial Officer
GrantCommon Stock 11,439 $31.21 $357,011.19
Disclosure

SEC source: 0001209191-19-011983 · doc4.xml · nonDerivative · entry 1

ROGERS WILLIAM D · CIK 0001327420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,762

F1 · shares: Time-based restricted stock units vesting (i) in February 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of his earlier disability or death; or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting.

F2 · balance_after: Total includes (i) 13,791 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 12,531 RSUs previously awarded under the Plan and vesting in February 2020 and (iii) 13,356 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The award to vest in 2021 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the award to vest in 2021 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:14 UTC
ORTENSTONE SUSAN BSVP and Chief HR Officer
GrantCommon Stock 5,719 $31.21 $178,489.99
Disclosure

SEC source: 0001209191-19-011978 · doc4.xml · nonDerivative · entry 1

ORTENSTONE SUSAN B · CIK 0001268627 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,213

F1 · shares: Time-based restricted stock units vesting (i) in February 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of her earlier disability or death; or (iii) on a pro-rata basis upon her earlier retirement unless she satisfies various conditions for full vesting.

F2 · balance_after: Total includes (i) 6,562 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 5,276 RSUs previously awarded under the Plan and vesting in February 2020 and (iii) 5,836 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The award to vest in 2021 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the award to vest in 2021 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:13 UTC
O'Brien Dana C.SVP & Gen Counsel
GrantCommon Stock 8,906 $31.21 $277,956.26
Disclosure

SEC source: 0001209191-19-011974 · doc4.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,772

F1 · shares: Time-based restricted stock units vesting (i) in February 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of her earlier disability or death; or (iii) on a pro-rata basis upon her earlier retirement unless she satisfies various conditions for full vesting.

F2 · balance_after: Total includes (i) 9,719 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 8,737 RSUs previously awarded under the Plan and vesting in February 2020 and (iii) 9,248 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The award to vest in 2021 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the award to vest in 2021 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:11 UTC
Bridge Tracy BExec VP - Div Pres
GrantCommon Stock 9,151 $31.21 $285,602.71
Disclosure

SEC source: 0001209191-19-011970 · doc4.xml · nonDerivative · entry 1

Bridge Tracy B · CIK 0001526616 · Exec VP - Div Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,120

F1 · shares: Time-based restricted stock units vesting (i) in February 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of his earlier disability or death; or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting.

F2 · balance_after: Total includes (i) 12,471 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 9,380 RSUs previously awarded under the Plan and vesting in February 2020 and (iii) 10,303 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The award to vest in 2021 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above award to vest in 2021 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:10 UTC
Colvin KristieSVP and CAO
GrantCommon Stock 2,737 $31.21 $85,421.77
Disclosure

SEC source: 0001209191-19-011968 · doc4.xml · nonDerivative · entry 1

Colvin Kristie · CIK 0001618940 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,971

F1 · shares: Time-based restricted stock units vesting (i) in February 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of her earlier disability or death; or (iii) on a pro-rata basis upon her earlier retirement unless she satisfies various conditions for full vesting.

F2 · balance_after: Total includes (i) 3,307 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 2,604 RSUs previously awarded under the Plan and vesting in February 2020 and (iii) 2,904 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The award to vest in 2021 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the award to vest in 2021 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:08 UTC
Prochazka Scott MDirector · President & CEO
GrantCommon Stock 57,227 $31.21 $1,786,054.67
Disclosure

SEC source: 0001209191-19-011963 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,474

F1 · shares: Time-based restricted stock units vesting (i) in February 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of his earlier disability or death; or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting.

F2 · balance_after: Total includes (i) 63,258 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 54,115 RSUs previously awarded under the Plan and vesting in February 2020 and (iii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The award to vest in 2021 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the award to vest in 2021 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:07 UTC GrantCommon Stock 6,488 $31.21 $202,490.48
Disclosure

SEC source: 0001209191-19-011961 · doc4.xml · nonDerivative · entry 1

Doyle Scott Edward · CIK 0001699158 · Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,873

F1 · shares: Time-based restricted stock units vesting (i) in February 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of his earlier disability or death; or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting.

F2 · balance_after: Total includes (i) 2,894 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 3,044 RSUs previously awarded under the Plan and vesting in February 2020 and (iii) 4,209 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The award to vest in 2021 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the award to vest in 2021 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:05 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 4,000 $30.72 $122,880.00
Disclosure

SEC source: 0001209191-19-007303 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,247

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 28, 2017, and the subsequent amendment of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the SEC on February 27, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.58 to $30.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 63,258 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 54,115 RSUs previously awarded under the Plan and vesting in February 2020, and (iii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above award to vest in 2021 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above award to vest in 2021 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:02 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 4,000 $27.87 $111,480.00
Disclosure

SEC source: 0001209191-19-000861 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,247

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 28, 2017, and the subsequent amendment of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the SEC on February 27, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.77 to $28.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 63,258 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 54,115 RSUs previously awarded under the Plan and vesting in February 2020, and (iii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above award to vest in 2021 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above award to vest in 2021 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:12 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 4,000 $28.17 $112,680.00
Disclosure

SEC source: 0001209191-18-061239 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,247

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 28, 2017, and the subsequent amendment of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the SEC on February 27, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.94 to $28.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 63,258 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 54,115 RSUs previously awarded under the Plan and vesting in February 2020, and (iii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above award to vest in 2021 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above award to vest in 2021 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:47 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 4,000 $27.09 $108,360.00
Disclosure

SEC source: 0001209191-18-057209 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,247

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 28, 2017, and the subsequent amendment of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the SEC on February 27, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.99 to $27.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 63,258 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 54,115 RSUs previously awarded under the Plan and vesting in February 2020, and (iii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above award to vest in 2021 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above award to vest in 2021 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018.

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October 01, 2018 Filed Oct 3, 2018 20:58 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 4,000 $27.54 $110,160.00
Disclosure

SEC source: 0001209191-18-053900 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,247

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 28, 2017, and the subsequent amendment of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the SEC on February 27, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.45 to $27.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 63,258 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 54,115 RSUs previously awarded under the Plan and vesting in February 2020, and (iii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above award to vest in 2021 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above award to vest in 2021 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018.

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September 04, 2018 Filed Sep 6, 2018 20:44 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 4,000 $27.81 $111,240.00
Disclosure

SEC source: 0001209191-18-049850 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,247

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 28, 2017, and the subsequent amendment of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the SEC on February 27, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.71 to $27.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 63,258 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 54,115 RSUs previously awarded under the Plan and vesting in February 2020, and (iii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above award to vest in 2021 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above award to vest in 2021 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018.

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August 08, 2018 Filed Aug 9, 2018 20:20 UTC
CARROLL MILTONDirector · Executive Chairman
SaleCommon Stock 10,000 $28.27 $282,700.00
Disclosure

SEC source: 0001209191-18-046027 · doc4.xml · nonDerivative · entry 1

CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,597

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.25 to $28.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Total includes (i) 29,825 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 22,873 RSUs awarded under Plan and vesting in February 2020, and (iii) 23,906 RSUs awarded under Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in event of his earlier retirement, disability or death. The above award to vest in 2021 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in event of his disability or death. Also, the above award to vest in 2021 shall vest on a pro-rata basis in event of his retirement unless he satisfies conditions for full vesting as described in Issuer's Proxy Statement filed with the SEC on March 15, 2018. For all above awards, Reporting Person is treated as currently retirement eligible.

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August 01, 2018 Filed Aug 2, 2018 20:06 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 4,000 $27.99 $111,960.00
Disclosure

SEC source: 0001209191-18-044925 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,247

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 28, 2017, and the subsequent amendment of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the SEC on February 27, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.89 to $28.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 63,258 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 54,115 RSUs previously awarded under the Plan and vesting in February 2020, and (iii) 61,515 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above award to vest in 2021 shall vest (i) if he continues to be any employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above award to vest in 2021 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018.

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July 02, 2018 Filed Jul 2, 2018 21:47 UTC
Prochazka Scott MDirector · President & CEO
SaleCommon Stock 4,000 $27.57 $110,280.00
Disclosure

SEC source: 0001209191-18-040470 · doc4.xml · nonDerivative · entry 1

Prochazka Scott M · CIK 0001526699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,247

F1 · kind: The sale of shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The adoption of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission ("SEC") on March 28, 2017, and the subsequent amendment of the trading plan was previously disclosed by the Issuer in its Current Report on Form 8-K filed with the SEC on February 27, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.43 to $27.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Total includes (i) 63,258 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, (ii) 54,115 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020, and (iii) 61,515 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2021. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.