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NYSE · USD

CNO

CNO Financial Group, Inc.

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576
SEC CIK
0001224608
Parsed reports
565

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 202601
Feb 202608
Mar 202602
Apr 202600
May 202600
Jun 202605
Jul 202601
Aug 202604
Sep 202608
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2017 Filed May 18, 2017 19:55 UTC GrantCommon Stock 6,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001250988-17-000031 · edgar.xml · nonDerivative · entry 1

Maurer Dan · CIK 0001357401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,194

F1 · price: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
May 17, 2017 Filed May 18, 2017 15:13 UTC GrantCommon Stock 6,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001250988-17-000026 · edgar.xml · nonDerivative · entry 1

Brown Ellyn L · CIK 0001354531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,412

F1 · price: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
May 17, 2017 Filed May 18, 2017 15:47 UTC GrantCommon Stock 6,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001250988-17-000029 · edgar.xml · nonDerivative · entry 1

HENDERSON MARY R · CIK 0001243116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,622

F1 · price: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
May 17, 2017 Filed May 18, 2017 19:57 UTC GrantCommon Stock 13,140 Not disclosed Not disclosed
Disclosure

SEC source: 0001250988-17-000032 · edgar.xml · nonDerivative · entry 1

SCHNEIDER NEAL C · CIK 0001226510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,413

F1 · price: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
May 17, 2017 Filed May 18, 2017 19:15 UTC GrantCommon Stock 6,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001250988-17-000027 · edgar.xml · nonDerivative · entry 1

GREVING ROBERT C · CIK 0001200297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,064

F1 · price: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
May 17, 2017 Filed May 19, 2017 09:58 UTC GrantCommon Stock 6,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001250988-17-000036 · edgar.xml · nonDerivative · entry 1

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,570

F1 · price: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
May 05, 2017 Filed May 8, 2017 15:46 UTC Tax withholdingCommon Stock 36,020 $21.17 $762,543.40
Disclosure

SEC source: 0001250988-17-000024 · edgar.xml · nonDerivative · entry 1

Bhojwani Gary C · CIK 0001614708 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,980

F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 11:53 UTC
Helding Erik MEVP and CFO
Tax withholdingCommon Stock 559 $20.20 $11,291.80
Disclosure

SEC source: 0001250988-17-000020 · edgar.xml · nonDerivative · entry 1

Helding Erik M · CIK 0001672583 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,141

F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 11:57 UTC
Zimpfer Matthew J.EVP and General Counsel
Tax withholdingCommon Stock 619 $20.20 $12,503.80
Disclosure

SEC source: 0001250988-17-000022 · edgar.xml · nonDerivative · entry 1

Zimpfer Matthew J. · CIK 0001438233 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,639

F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 16:46 UTC Tax withholdingCommon Stock 610 $20.20 $12,322.00
Disclosure

SEC source: 0001250988-17-000023 · edgar.xml · nonDerivative · entry 1

Menzel Susan L · CIK 0001293861 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,772

F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 15:55 UTC
Nickele Christopher JEVP and Chief Actuary
Tax withholdingCommon Stock 2,518 $20.20 $50,863.60
Disclosure

SEC source: 0001250988-17-000021 · edgar.xml · nonDerivative · entry 1

Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,040

F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 15:51 UTC
Baude Bruce K.EVP, Chief Ops & Tech Officer
Tax withholdingCommon Stock 2,731 $20.20 $55,166.20
Disclosure

SEC source: 0001250988-17-000019 · edgar.xml · nonDerivative · entry 1

Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,458

F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 19:42 UTC
Bonach Edward JDirector · CEO
SaleCommon Stock 25,583 $20.63 $527,777.29
Disclosure

SEC source: 0001250988-17-000018 · edgar.xml · nonDerivative · entry 1

Bonach Edward J · CIK 0001398784 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,431

Read SEC document
March 06, 2017 Filed Mar 7, 2017 16:53 UTC
KLINE JOHN RSVP & Chief Acctg Officer
Exercise / conversionStock Options · Derivative 13,500 $0.00 Strike: $6.45 $0.00
Disclosure

SEC source: 0001250988-17-000016 · edgar.xml · derivative · entry 3

KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,500 shares

Expires 2017-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-half of these options vested on March 18, 2012 and the other one-half vested on March 18, 2013.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 16:53 UTC
KLINE JOHN RSVP & Chief Acctg Officer
SaleCommon Stock 13,500 $20.84 $281,340.00
Disclosure

SEC source: 0001250988-17-000016 · edgar.xml · nonDerivative · entry 2

KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,296

Read SEC document
March 06, 2017 Filed Mar 7, 2017 16:53 UTC
KLINE JOHN RSVP & Chief Acctg Officer
Exercise / conversionCommon Stock 13,500 $6.45 $87,075.00
Disclosure

SEC source: 0001250988-17-000016 · edgar.xml · nonDerivative · entry 1

KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 16:58 UTC
Nickele Christopher JEVP and Chief Actuary
Exercise / conversionStock Options · Derivative 32,600 $0.00 Strike: $10.88 $0.00
Disclosure

SEC source: 0001250988-17-000017 · edgar.xml · derivative · entry 3

Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,600 shares

Expires 2020-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-half of these options became exercisable on February 27, 2015 and the other one-half became exercisable on February 27, 2016.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 16:58 UTC
Nickele Christopher JEVP and Chief Actuary
SaleCommon Stock 32,600 $21.08 $687,208.00
Disclosure

SEC source: 0001250988-17-000017 · edgar.xml · nonDerivative · entry 2

Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,558

Read SEC document
March 03, 2017 Filed Mar 7, 2017 16:58 UTC
Nickele Christopher JEVP and Chief Actuary
Exercise / conversionCommon Stock 32,600 $10.88 $354,688.00
Disclosure

SEC source: 0001250988-17-000017 · edgar.xml · nonDerivative · entry 1

Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 16:39 UTC SaleCommon Stock 29,382 $21.07 $619,014.10
Disclosure

SEC source: 0001250988-17-000015 · edgar.xml · nonDerivative · entry 1

SCHNEIDER NEAL C · CIK 0001226510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,273

Read SEC document
February 23, 2017 Filed Feb 27, 2017 15:31 UTC
Helding Erik MEVP and CFO
GrantStock Options · Derivative 35,400 $0.00 Strike: $21.06 $0.00
Disclosure

SEC source: 0001250988-17-000009 · edgar.xml · derivative · entry 3

Helding Erik M · CIK 0001672583 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,400

Underlying: Common Stock · 35,400 shares

Expires 2027-02-23

F4 · derivative.exercise_date: One-half of these options becomes exercisable on February 23, 2019 and the other one-half becomes exercisable on February 23, 2020.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 15:31 UTC
Helding Erik MEVP and CFO
GrantRestricted Stock Units · Derivative 16,670 $0.00 $0.00
Disclosure

SEC source: 0001250988-17-000009 · edgar.xml · derivative · entry 2

Helding Erik M · CIK 0001672583 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,670

Underlying: Common Stock · 16,670 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 15:31 UTC
Helding Erik MEVP and CFO
GrantCommon Stock 1,447 Not disclosed Not disclosed
Disclosure

SEC source: 0001250988-17-000009 · edgar.xml · nonDerivative · entry 1

Helding Erik M · CIK 0001672583 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,700

F1 · price: These shares were acquired upon vesting of performance share units for the 2014-2016 performance period, based on the Issuer's average pre-tax operating income over that period.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 15:42 UTC
Zimpfer Matthew J.EVP and General Counsel
GrantStock Options · Derivative 30,970 $0.00 Strike: $21.06 $0.00
Disclosure

SEC source: 0001250988-17-000014 · edgar.xml · derivative · entry 3

Zimpfer Matthew J. · CIK 0001438233 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,970

Underlying: Common Stock · 30,970 shares

Expires 2027-02-23

F4 · derivative.exercise_date: One-half of these options becomes exercisable on February 23, 2019 and the other one-half becomes exercisable on February 23, 2020.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 15:42 UTC
Zimpfer Matthew J.EVP and General Counsel
GrantRestricted Stock Units · Derivative 9,720 $0.00 $0.00
Disclosure

SEC source: 0001250988-17-000014 · edgar.xml · derivative · entry 2

Zimpfer Matthew J. · CIK 0001438233 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,720

Underlying: Common Stock · 9,720 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 15:42 UTC
Zimpfer Matthew J.EVP and General Counsel
GrantCommon Stock 4,403 Not disclosed Not disclosed
Disclosure

SEC source: 0001250988-17-000014 · edgar.xml · nonDerivative · entry 1

Zimpfer Matthew J. · CIK 0001438233 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,258

F1 · price: These shares were acquired upon vesting of performance share units for the 2014-2016 performance period, based on the Issuer's average pre-tax operating income over that period.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 15:38 UTC GrantStock Options · Derivative 30,970 $0.00 Strike: $21.06 $0.00
Disclosure

SEC source: 0001250988-17-000012 · edgar.xml · derivative · entry 4

Menzel Susan L · CIK 0001293861 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,970

Underlying: Common Stock · 30,970 shares

Expires 2027-02-23

F4 · derivative.exercise_date: One-half of these options becomes exercisable on February 23, 2019 and the other one-half becomes exercisable on February 23, 2020.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 15:38 UTC GrantRestricted Stock Units · Derivative 9,720 $0.00 $0.00
Disclosure

SEC source: 0001250988-17-000012 · edgar.xml · derivative · entry 3

Menzel Susan L · CIK 0001293861 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,720

Underlying: Common Stock · 9,720 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 15:38 UTC GrantCommon Stock 4,422 Not disclosed Not disclosed
Disclosure

SEC source: 0001250988-17-000012 · edgar.xml · nonDerivative · entry 1

Menzel Susan L · CIK 0001293861 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,382

F1 · price: These shares were acquired upon vesting of performance share units for the 2014-2016 performance period, based on the Issuer's average pre-tax operating income over that period.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 15:33 UTC
Johnson Eric R.EVP, Chief Investment Officer
GrantStock Options · Derivative 30,970 $0.00 Strike: $21.06 $0.00
Disclosure

SEC source: 0001250988-17-000010 · edgar.xml · derivative · entry 3

JOHNSON ERIC R · CIK 0001263874 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,970

Underlying: Common Stock · 30,970 shares

Expires 2027-02-23

F4 · derivative.exercise_date: One-half of these options becomes exercisable on February 23, 2019 and the other one-half becomes exercisable on February 23, 2020.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 15:33 UTC
Johnson Eric R.EVP, Chief Investment Officer
GrantRestricted Stock Units · Derivative 9,720 $0.00 $0.00
Disclosure

SEC source: 0001250988-17-000010 · edgar.xml · derivative · entry 2

JOHNSON ERIC R · CIK 0001263874 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,720

Underlying: Common Stock · 9,720 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 15:33 UTC
Johnson Eric R.EVP, Chief Investment Officer
GrantCommon Stock 4,157 Not disclosed Not disclosed
Disclosure

SEC source: 0001250988-17-000010 · edgar.xml · nonDerivative · entry 1

JOHNSON ERIC R · CIK 0001263874 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,379

F1 · price: These shares were acquired upon vesting of performance share units for the 2014-2016 performance period, based on the Issuer's average pre-tax operating income over that period.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 20:40 UTC
Nickele Christopher JEVP and Chief Actuary
GrantStock Options · Derivative 30,970 $0.00 Strike: $21.06 $0.00
Disclosure

SEC source: 0001250988-17-000013 · edgar.xml · derivative · entry 3

Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,970

Underlying: Common Stock · 30,970 shares

Expires 2027-02-23

F4 · derivative.exercise_date: One-half of these options becomes exercisable on February 23, 2019 and the other one-half becomes exercisable on February 23, 2020.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 20:40 UTC
Nickele Christopher JEVP and Chief Actuary
GrantRestricted Stock Units · Derivative 9,720 $0.00 $0.00
Disclosure

SEC source: 0001250988-17-000013 · edgar.xml · derivative · entry 2

Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,720

Underlying: Common Stock · 9,720 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 20:40 UTC
Nickele Christopher JEVP and Chief Actuary
GrantCommon Stock 5,778 Not disclosed Not disclosed
Disclosure

SEC source: 0001250988-17-000013 · edgar.xml · nonDerivative · entry 1

Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,558

F1 · price: These shares were acquired upon vesting of performance share units for the 2014-2016 performance period, based on the Issuer's average pre-tax operating income over that period.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 20:35 UTC
KLINE JOHN RSVP & Chief Acctg Officer
GrantStock Options · Derivative 8,850 $0.00 Strike: $21.06 $0.00
Disclosure

SEC source: 0001250988-17-000011 · edgar.xml · derivative · entry 3

KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,850

Underlying: Common Stock · 8,850 shares

Expires 2027-02-23

F4 · derivative.exercise_date: One-half of these options becomes exercisable on February 23, 2019 and the other one-half becomes exercisable on February 23, 2020.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 20:35 UTC
KLINE JOHN RSVP & Chief Acctg Officer
GrantRestricted Stock Units · Derivative 2,780 $0.00 $0.00
Disclosure

SEC source: 0001250988-17-000011 · edgar.xml · derivative · entry 2

KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,780

Underlying: Common Stock · 2,780 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 20:35 UTC
KLINE JOHN RSVP & Chief Acctg Officer
GrantCommon Stock 1,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001250988-17-000011 · edgar.xml · nonDerivative · entry 1

KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,296

F1 · price: These shares were acquired upon vesting of performance share units for the 2014-2016 performance period, based on the Issuer's average pre-tax operating income over that period.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 20:26 UTC GrantStock Options · Derivative 44,250 $0.00 Strike: $21.06 $0.00
Disclosure

SEC source: 0001250988-17-000007 · edgar.xml · derivative · entry 2

Bhojwani Gary C · CIK 0001614708 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,250

Underlying: Common Stock · 44,250 shares

Expires 2027-02-23

F3 · derivative.exercise_date: One-half of these options becomes exercisable on February 23, 2019 and the other one-half becomes exercisable on February 23, 2020.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 20:26 UTC GrantRestricted Stock Units · Derivative 13,890 $0.00 $0.00
Disclosure

SEC source: 0001250988-17-000007 · edgar.xml · derivative · entry 1

Bhojwani Gary C · CIK 0001614708 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,890

Underlying: Common Stock · 13,890 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 20:29 UTC
Bonach Edward JDirector · CEO
GrantStock Options · Derivative 176,990 $0.00 Strike: $21.06 $0.00
Disclosure

SEC source: 0001250988-17-000008 · edgar.xml · derivative · entry 4

Bonach Edward J · CIK 0001398784 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,990

Underlying: Common Stock · 176,990 shares

Expires 2027-02-23

F4 · derivative.exercise_date: One-half of these options becomes exercisable on February 23, 2019 and the other one-half becomes exercisable on February 23, 2020.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 20:29 UTC
Bonach Edward JDirector · CEO
GrantRestricted Stock Units · Derivative 55,560 $0.00 $0.00
Disclosure

SEC source: 0001250988-17-000008 · edgar.xml · derivative · entry 3

Bonach Edward J · CIK 0001398784 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,560

Underlying: Common Stock · 55,560 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 20:29 UTC
Bonach Edward JDirector · CEO
GrantCommon Stock 25,583 Not disclosed Not disclosed
Disclosure

SEC source: 0001250988-17-000008 · edgar.xml · nonDerivative · entry 2

Bonach Edward J · CIK 0001398784 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,014

F1 · price: These shares were acquired upon vesting of performance share units for the 2014-2016 performance period, based on the Issuer's average pre-tax operating income over that period.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 20:24 UTC
Baude Bruce K.EVP, Chief Ops & Tech Officer
GrantStock Options · Derivative 30,970 $0.00 Strike: $21.06 $0.00
Disclosure

SEC source: 0001250988-17-000006 · edgar.xml · derivative · entry 3

Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,970

Underlying: Common Stock · 30,970 shares

Expires 2027-02-23

F4 · derivative.exercise_date: One-half of these options becomes exercisable on February 23, 2019 and the other one-half becomes exercisable on February 23, 2020.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 20:24 UTC
Baude Bruce K.EVP, Chief Ops & Tech Officer
GrantRestricted Stock Units · Derivative 9,720 $0.00 $0.00
Disclosure

SEC source: 0001250988-17-000006 · edgar.xml · derivative · entry 2

Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,720

Underlying: Common Stock · 9,720 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018.

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February 23, 2017 Filed Feb 27, 2017 20:24 UTC
Baude Bruce K.EVP, Chief Ops & Tech Officer
GrantCommon Stock 4,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001250988-17-000006 · edgar.xml · nonDerivative · entry 1

Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,189

F1 · price: These shares were acquired upon vesting of performance share units for the 2014-2016 performance period, based on the Issuer's average pre-tax operating income over that period.

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February 13, 2017 Filed Feb 15, 2017 09:15 UTC
Johnson Eric R.EVP, Chief Investment Officer
Exercise / conversionStock Options · Derivative 70,000 $0.00 Strike: $6.45 $0.00
Disclosure

SEC source: 0001252604-17-000002 · edgar.xml · derivative · entry 3

JOHNSON ERIC R · CIK 0001263874 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2017-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-half of these options vested on March 18, 2012 and the other one-half vested on March 18, 2013.

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February 13, 2017 Filed Feb 15, 2017 09:15 UTC
Johnson Eric R.EVP, Chief Investment Officer
SaleCommon stock 37,801 $20.78 $785,504.78
Disclosure

SEC source: 0001252604-17-000002 · edgar.xml · nonDerivative · entry 2

JOHNSON ERIC R · CIK 0001263874 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,222

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February 13, 2017 Filed Feb 15, 2017 09:15 UTC
Johnson Eric R.EVP, Chief Investment Officer
Exercise / conversionCommon stock 70,000 $6.45 $451,500.00
Disclosure

SEC source: 0001252604-17-000002 · edgar.xml · nonDerivative · entry 1

JOHNSON ERIC R · CIK 0001263874 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 10, 2017 Filed Feb 27, 2017 20:29 UTC
Bonach Edward JDirector · CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001250988-17-000008 · edgar.xml · nonDerivative · entry 1

Bonach Edward J · CIK 0001398784 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,431

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.