Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CNO Financial Group, Inc.CNO · Entity 576 | Chief Ops & Tech Officer | March 25, 2022 | March 29, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CNO Financial Group, Inc.
Report date March 25, 2022 · Filed March 29, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 161,877 |
Reported balance
After 2022-03-25 transaction · row 1
1 source rowRow 1 · 2022-03-25 · Tax withholding · Disposed 6,409 · Balance 161,877 F1: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2022 Filed Mar 29, 2022 21:50 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 6,409 | $25.88 | $165,864.92 |
DisclosureSEC source: 0001062993-22-008934 · form4.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,877 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 00:17 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units | 14,400 | $24.99 | $359,856.00 |
DisclosureSEC source: 0001062993-22-004832 · form4.xml · nonDerivative · entry 3 Baude Bruce K. · CIK 0001555051 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,286 F3 · security: Restricted stock units convert into common stock on a one-for-one basis. F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2023. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 00:17 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 11,300 | $24.99 | $282,387.00 |
DisclosureSEC source: 0001062993-22-004832 · form4.xml · nonDerivative · entry 2 Baude Bruce K. · CIK 0001555051 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,886 F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 00:17 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 38,969 | $24.99 | $973,835.31 |
DisclosureSEC source: 0001062993-22-004832 · form4.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,186 F1 · shares: These shares were acquired upon vesting of performance share units for the 2019-2021 performance period, based on the Issuer's average operating return on equity and relative total shareholder return, each over that period. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 22:42 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 5,544 | $24.78 | $137,380.32 |
DisclosureSEC source: 0001757201-21-000043 · edgar.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,217 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:18 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 51,290 | $0.00 Strike: $16.42 | $0.00 |
DisclosureSEC source: 0001757201-21-000031 · edgar.xml · derivative · entry 5 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,290 shares Expires 2025-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One-half of these options vested on February 25, 2017 and one-half vested on February 25, 2018. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:18 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 11,201 | $25.02 | $280,198.62 |
DisclosureSEC source: 0001757201-21-000031 · edgar.xml · nonDerivative · entry 4 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,761 F3 · price: Sales at prices ranging from $24.62 per share to $25.62 per share. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:18 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 1,918 | $25.47 | $48,842.45 |
DisclosureSEC source: 0001757201-21-000031 · edgar.xml · nonDerivative · entry 3 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,962 F2 · price: Sales at prices ranging from $25.29 per share to $25.53 per share. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:18 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 49,372 | $24.63 | $1,216,126.17 |
DisclosureSEC source: 0001757201-21-000031 · edgar.xml · nonDerivative · entry 2 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,880 F1 · price: Sales at prices ranging from $24.29 per share to $25.27 per share. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:18 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionCommon Stock | 51,290 | $16.42 | $842,181.80 |
DisclosureSEC source: 0001757201-21-000031 · edgar.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:35 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units | 14,700 | $22.97 | $337,659.00 |
DisclosureSEC source: 0001757201-21-000012 · edgar.xml · nonDerivative · entry 3 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,962 F3 · security: Restricted stock units convert into common stock on a one-for-one basis. F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2022. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:35 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 4,675 | $22.97 | $107,384.75 |
DisclosureSEC source: 0001757201-21-000012 · edgar.xml · nonDerivative · entry 2 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,262 F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:35 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 15,876 | $22.97 | $364,671.72 |
DisclosureSEC source: 0001757201-21-000012 · edgar.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,937 F1 · shares: These shares were acquired upon vesting of performance share units for the 2018-2020 performance period, based on the Issuer's average operating return and relative total shareholder return, each over that period. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:47 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,130 | $0.00 Strike: $19.15 | $0.00 |
DisclosureSEC source: 0001757201-20-000029 · edgar.xml · derivative · entry 3 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,130 shares Expires 2021-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-half of these options vested on March 20, 2016 and one-half vested on March 20, 2017. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:47 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 40,130 | $22.30 | $894,770.58 |
DisclosureSEC source: 0001757201-20-000029 · edgar.xml · nonDerivative · entry 2 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,061 F1 · price: Sales at prices ranging from $22.28 per share to $22.3601 per share. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:47 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionCommon Stock | 40,130 | $19.15 | $768,489.50 |
DisclosureSEC source: 0001757201-20-000029 · edgar.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 16:25 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 4,443 | $12.88 | $57,225.84 |
DisclosureSEC source: 0001250988-20-000024 · edgar.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,061 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 20:31 UTC | CNO Financial Group, Inc. CNO · Entity 576 | PurchaseCommon Stock | 5,000 | $9.16 | $45,800.00 |
DisclosureSEC source: 0001252604-20-000007 · edgar.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,504 Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 20:28 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 65,200 | $0.00 Strike: $10.88 | $0.00 |
DisclosureSEC source: 0001250988-20-000020 · edgar.xml · derivative · entry 3 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,200 shares Expires 2020-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-half of these options vested on February 27, 2015 and one-half vested on February 27, 2016 Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 20:28 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 49,306 | $16.53 | $815,028.18 |
DisclosureSEC source: 0001250988-20-000020 · edgar.xml · nonDerivative · entry 2 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,354 F1 · price: Shares surrendered to CNO Financial Group, Inc. for exercise price and required tax withholding on option exercise. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 20:28 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionCommon Stock | 65,200 | $10.88 | $709,376.00 |
DisclosureSEC source: 0001250988-20-000020 · edgar.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:12 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units | 17,200 | $19.39 | $333,508.00 |
DisclosureSEC source: 0001250988-20-000003 · edgar.xml · nonDerivative · entry 3 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,460 F3 · security: Restricted stock units convert into common stock on a one-for-one basis. F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2021. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:12 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 5,584 | $19.39 | $108,273.76 |
DisclosureSEC source: 0001250988-20-000003 · edgar.xml · nonDerivative · entry 2 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,260 F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:12 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 19,001 | $19.39 | $368,429.39 |
DisclosureSEC source: 0001250988-20-000003 · edgar.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,844 F1 · shares: These shares were acquired upon vesting of performance share units for the 2017-2019 performance period, based on the Issuer's average pre-tax operating return on equity over that period. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 14:55 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 4,551 | $15.90 | $72,360.90 |
DisclosureSEC source: 0001252604-19-000002 · edgar.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,843 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock awards and units. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:50 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantStock Options · Derivative | 29,500 | $0.00 Strike: $17.48 | $0.00 |
DisclosureSEC source: 0001250988-19-000005 · edgar.xml · derivative · entry 4 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,500 Underlying: Common Stock · 29,500 shares Expires 2029-02-19 F5 · derivative.exercise_date: One-half of these options vest on February 19, 2021 and one-half vest on February 19, 2022. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:50 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units | 12,100 | $17.48 | $211,508.00 |
DisclosureSEC source: 0001250988-19-000005 · edgar.xml · nonDerivative · entry 3 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,394 F3 · security: Restricted stock units convert into common stock on a one-for-one basis. F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2020. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:50 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 5,386 | $17.48 | $94,147.28 |
DisclosureSEC source: 0001250988-19-000005 · edgar.xml · nonDerivative · entry 2 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,294 F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:50 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 18,633 | $17.48 | $325,704.84 |
DisclosureSEC source: 0001250988-19-000005 · edgar.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,680 F1 · shares: These shares were acquired upon vesting of performance share units for the 2016-2018 performance period, based on the Issuer's average pre-tax operating return on equity over that period. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 16:21 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 33,000 | $22.17 | $731,610.00 |
DisclosureSEC source: 0001250988-18-000023 · edgar.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,047 Read SEC document |
| March 25, 2018 Filed Mar 27, 2018 19:48 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 5,207 | $21.24 | $110,596.68 |
DisclosureSEC source: 0001250988-18-000002 · edgar.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,047 F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock awards and units. F2 · balance_after: Includes 15,045 shares underlying restricted stock units that were previously reported in Table II. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:16 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantStock Options · Derivative | 20,620 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001252604-18-000004 · edgar.xml · derivative · entry 4 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,620 Underlying: Common Stock · 20,620 shares Expires 2028-02-21 F5 · derivative.exercise_date: One-half of these options becomes exercisable on February 21, 2020 and the other one-half becomes exercisable on February 21, 2021. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:16 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units · Derivative | 8,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001252604-18-000004 · edgar.xml · derivative · entry 3 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,630 Underlying: Common Stock · 8,630 shares Expires not disclosed F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2019. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2019. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:16 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 7,116 | $23.33 | $166,016.28 |
DisclosureSEC source: 0001252604-18-000004 · edgar.xml · nonDerivative · entry 2 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,904 F2 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of performance share units. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:16 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 24,562 | $23.33 | $573,031.46 |
DisclosureSEC source: 0001252604-18-000004 · edgar.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,020 F1 · price: These shares were acquired upon vesting of performance share units for the 2015-2017 performance period, based on the Issuer's average pre-tax operating income and relative total shareholder return over that period. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 15:51 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 2,731 | $20.20 | $55,166.20 |
DisclosureSEC source: 0001250988-17-000019 · edgar.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,458 F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 20:24 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantStock Options · Derivative | 30,970 | $0.00 Strike: $21.06 | $0.00 |
DisclosureSEC source: 0001250988-17-000006 · edgar.xml · derivative · entry 3 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,970 Underlying: Common Stock · 30,970 shares Expires 2027-02-23 F4 · derivative.exercise_date: One-half of these options becomes exercisable on February 23, 2019 and the other one-half becomes exercisable on February 23, 2020. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 20:24 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units · Derivative | 9,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001250988-17-000006 · edgar.xml · derivative · entry 2 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,720 Underlying: Common Stock · 9,720 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 20:24 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 4,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001250988-17-000006 · edgar.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,189 F1 · price: These shares were acquired upon vesting of performance share units for the 2014-2016 performance period, based on the Issuer's average pre-tax operating income over that period. Read SEC document |
| March 25, 2016 Filed Feb 3, 2017 18:12 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 644 | $18.06 | $11,630.64 |
DisclosureSEC source: 0001250988-17-000003 · edgar.xml · nonDerivative · entry 1 Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,344 F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.