Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CNO Financial Group, Inc.CNO · Entity 576 | EVP and Chief Actuary | October 06, 2018 | October 10, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CNO Financial Group, Inc.
Report date October 06, 2018 · Filed October 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,475 |
Reported balance
After 2018-10-06 transaction · row 1
1 source rowRow 1 · 2018-10-06 · Tax withholding · Disposed 357 · Balance 81,475 F1: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 06, 2018 Filed Oct 10, 2018 10:57 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001252604-18-000014 · edgar.xml · nonDerivative · entry 1 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,475 F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 00:52 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 166 | $21.22 | $3,522.52 |
DisclosureSEC source: 0001250988-18-000027 · edgar.xml · nonDerivative · entry 2 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,832 F4 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 00:52 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 5,555 | $21.22 | $117,877.10 |
DisclosureSEC source: 0001250988-18-000027 · edgar.xml · nonDerivative · entry 1 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,998 F1 · shares: Award of restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan. F2 · shares: Restricted stock units convert into common stock on a one-for-one basis. F3 · price: The restricted stock units vest in three equal annual installments beginning September 28, 2019. Read SEC document |
| March 25, 2018 Filed Mar 27, 2018 20:02 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 3,905 | $21.24 | $82,942.20 |
DisclosureSEC source: 0001250988-18-000007 · edgar.xml · nonDerivative · entry 1 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,443 F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock awards and units. F2 · balance_after: Includes 14,787 shares underlying restricted stock units that were previously reported in Table II. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:24 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantStock Options · Derivative | 20,620 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001252604-18-000011 · edgar.xml · derivative · entry 5 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,620 Underlying: Common Stock · 20,620 shares Expires 2028-02-21 F6 · derivative.exercise_date: One-half of these options becomes exercisable on February 21, 2020 and the other one-half becomes exercisable on February 21, 2021. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:24 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingRestricted Stock Units · Derivative | 258 | $0.00 | $0.00 |
DisclosureSEC source: 0001252604-18-000011 · edgar.xml · derivative · entry 4 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,372 Underlying: Common Stock · 258 shares Expires not disclosed F5 · derivative.exercise_price: Restricted stock units were surrendered to CNO Financial Group, Inc. to cover required tax withholding. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2019. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2019. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:24 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units · Derivative | 8,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001252604-18-000011 · edgar.xml · derivative · entry 3 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,630 Underlying: Common Stock · 8,630 shares Expires not disclosed F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2019. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2019. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:24 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 7,346 | $23.33 | $171,382.18 |
DisclosureSEC source: 0001252604-18-000011 · edgar.xml · nonDerivative · entry 2 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,256 F2 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of performance share units. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:24 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 24,562 | $23.33 | $573,031.46 |
DisclosureSEC source: 0001252604-18-000011 · edgar.xml · nonDerivative · entry 1 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,602 F1 · price: These shares were acquired upon vesting of performance share units for the 2015-2017 performance period, based on the Issuer's average pre-tax operating income and relative total shareholder return over that period. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 15:55 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 2,518 | $20.20 | $50,863.60 |
DisclosureSEC source: 0001250988-17-000021 · edgar.xml · nonDerivative · entry 1 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,040 F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 16:58 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionStock Options · Derivative | 32,600 | $0.00 Strike: $10.88 | $0.00 |
DisclosureSEC source: 0001250988-17-000017 · edgar.xml · derivative · entry 3 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,600 shares Expires 2020-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One-half of these options became exercisable on February 27, 2015 and the other one-half became exercisable on February 27, 2016. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 16:58 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 32,600 | $21.08 | $687,208.00 |
DisclosureSEC source: 0001250988-17-000017 · edgar.xml · nonDerivative · entry 2 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,558 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 16:58 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionCommon Stock | 32,600 | $10.88 | $354,688.00 |
DisclosureSEC source: 0001250988-17-000017 · edgar.xml · nonDerivative · entry 1 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 20:40 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantStock Options · Derivative | 30,970 | $0.00 Strike: $21.06 | $0.00 |
DisclosureSEC source: 0001250988-17-000013 · edgar.xml · derivative · entry 3 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,970 Underlying: Common Stock · 30,970 shares Expires 2027-02-23 F4 · derivative.exercise_date: One-half of these options becomes exercisable on February 23, 2019 and the other one-half becomes exercisable on February 23, 2020. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 20:40 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units · Derivative | 9,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001250988-17-000013 · edgar.xml · derivative · entry 2 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,720 Underlying: Common Stock · 9,720 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 20:40 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 5,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001250988-17-000013 · edgar.xml · nonDerivative · entry 1 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,558 F1 · price: These shares were acquired upon vesting of performance share units for the 2014-2016 performance period, based on the Issuer's average pre-tax operating income over that period. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 17:23 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 951 | $19.25 | $18,306.75 |
DisclosureSEC source: 0001250988-17-000001 · edgar.xml · nonDerivative · entry 1 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,780 F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock. Read SEC document |
| November 22, 2016 Filed Nov 25, 2016 23:30 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 30,000 | $17.91 | $537,300.00 |
DisclosureSEC source: 0001250988-16-000063 · edgar.xml · nonDerivative · entry 2 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,731 Read SEC document |
| March 25, 2016 Filed Nov 25, 2016 23:30 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 2,244 | $18.06 | $40,526.64 |
DisclosureSEC source: 0001250988-16-000063 · edgar.xml · nonDerivative · entry 1 Nickele Christopher J · CIK 0001375456 · EVP and Chief Actuary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,731 F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.