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DAVID STEPHEN N

Disclosed activity across 2 companies

Tapewire entity
14012
SEC CIK
0001180779

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CNO Financial Group, Inc.CNO · Entity 576DirectorMay 10, 2023May 11, 2023
PROCTER & GAMBLE CoPG · Entity 2814Chief B2B OfficerAugust 04, 2004August 06, 2004

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CNO Financial Group, Inc.

Report date May 10, 2023 · Filed May 11, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect65,977 Reported balance After 2023-05-10 transaction · row 1
1 source row

Row 1 · 2023-05-10 · Grant · Acquired 7,063 · Balance 65,977

F1: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

PROCTER & GAMBLE Co

Report date August 04, 2004 · Filed August 06, 2004

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,973 Reported balance After 2004-08-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2004-08-04 · Grant · Acquired 1,429 · Balance 14,973

F1: Shares awarded pursuant to Issuer's 2001 Stock and Incentive Compensation Plan.

F2: Shares adjusted for 2-for-1 stock split effective June 21, 2004.

Series A Preferred StockSEC Table II · derivative / convertible securityIndirectBy Retirement Plan Trustees15,883.1264 Reported balance After 2003-12-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2003-12-31 · Grant · Acquired 123.6501 · Balance 15,883.1264

F4: Higher of $13.75 or market price of Common Stock.

F5: Series A Preferred Stock allocated to officer's Retirement Plan Account pursuant to formula award provision for the period 10/1/0 3 through 12/31/03.

F7: Series A Preferred Stock allocated to officer's Retirement Plan account pursuant to Retirement Plan provisions.

F6: Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.

Series A Preferred StockSEC Table II · derivative / convertible securityIndirectBy Retirement Plan Trustees15,999.6568 Reported balance After 2004-03-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2004-03-31 · Grant · Acquired 116.5304 · Balance 15,999.6568

F4: Higher of $13.75 or market price of Common Stock.

F8: Series A Preferred Stock allocated to officer's Retirement Plan Account pursuant to formula award provision for the period 1/1/04 through 3/31/04.

F7: Series A Preferred Stock allocated to officer's Retirement Plan account pursuant to Retirement Plan provisions.

F6: Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.

Series A Preferred StockSEC Table II · derivative / convertible securityIndirectBy Retirement Plan Trustees16,249.0132 Reported balance After 2004-06-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2004-06-30 · Grant · Acquired 249.3564 · Balance 16,249.0132

F4: Higher of $13.75 or market price of Common Stock.

F9: Series A Preferred Stock allocated to officer's Retirement Plan Account pursuant to formula award for the period 4/1/04 through 6 /30/04.

F7: Series A Preferred Stock allocated to officer's Retirement Plan account pursuant to Retirement Plan provisions.

F6: Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.

F2: Shares adjusted for 2-for-1 stock split effective June 21, 2004.

Common StockSEC Table I · non-derivativeIndirectBy Retirement Plan Trustees36,780.2986 Reported balance Holding disclosure · report date 2004-08-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 36,780.2986

F3: Adjusted for 2-for-1 stock split effective June 21, 2004. Also, between 10/1/03 and 6/30/04, reporting person acquired .047 shar es of Common Stock under Issuer's Profit Sharing Trust and Employee Stock Ownership Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares awarded pursuant to Issuer's 2001 Stock and Incentive Compensation Plan.

F2: Shares adjusted for 2-for-1 stock split effective June 21, 2004.

F3: Adjusted for 2-for-1 stock split effective June 21, 2004. Also, between 10/1/03 and 6/30/04, reporting person acquired .047 shar es of Common Stock under Issuer's Profit Sharing Trust and Employee Stock Ownership Plan.

F4: Higher of $13.75 or market price of Common Stock.

F5: Series A Preferred Stock allocated to officer's Retirement Plan Account pursuant to formula award provision for the period 10/1/0 3 through 12/31/03.

F6: Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.

F7: Series A Preferred Stock allocated to officer's Retirement Plan account pursuant to Retirement Plan provisions.

F8: Series A Preferred Stock allocated to officer's Retirement Plan Account pursuant to formula award provision for the period 1/1/04 through 3/31/04.

F9: Series A Preferred Stock allocated to officer's Retirement Plan Account pursuant to formula award for the period 4/1/04 through 6 /30/04.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2023 Filed May 11, 2023 16:16 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 7,063 $21.24 $150,018.12
Disclosure

SEC source: 0001062993-23-010795 · form4.xml · nonDerivative · entry 1

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,977

F1 · shares: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
May 19, 2022 Filed May 23, 2022 16:11 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 7,697 $19.49 $150,014.53
Disclosure

SEC source: 0001062993-22-013274 · form4.xml · nonDerivative · entry 1

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,914

F1 · shares: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
May 10, 2021 Filed May 12, 2021 16:58 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 5,291 $27.22 $144,021.02
Disclosure

SEC source: 0001757201-21-000073 · edgar.xml · nonDerivative · entry 1

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,217

F1 · shares: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
May 11, 2020 Filed May 13, 2020 14:49 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 10,450 $13.78 $144,001.00
Disclosure

SEC source: 0001250988-20-000041 · edgar.xml · nonDerivative · entry 1

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,926

F1 · shares: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 15:31 UTC CNO Financial Group, Inc. CNO · Entity 576 PurchaseCommon Stock 3,000 $9.50 $28,500.00
Disclosure

SEC source: 0001252604-20-000004 · edgar.xml · nonDerivative · entry 1

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,476

Read SEC document
May 13, 2019 Filed May 14, 2019 17:05 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 8,770 $16.42 $144,003.40
Disclosure

SEC source: 0001250988-19-000028 · edgar.xml · nonDerivative · entry 1

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,476

F1 · price: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
December 26, 2018 Filed Dec 27, 2018 14:58 UTC CNO Financial Group, Inc. CNO · Entity 576 PurchaseCommon Stock 500 $13.84 $6,920.00
Disclosure

SEC source: 0001757201-18-000003 · edgar.xml · nonDerivative · entry 2

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,706

Read SEC document
December 26, 2018 Filed Dec 27, 2018 14:58 UTC CNO Financial Group, Inc. CNO · Entity 576 PurchaseCommon Stock 2,500 $13.85 $34,625.00
Disclosure

SEC source: 0001757201-18-000003 · edgar.xml · nonDerivative · entry 1

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,206

Read SEC document
November 05, 2018 Filed Nov 7, 2018 13:18 UTC CNO Financial Group, Inc. CNO · Entity 576 PurchaseCommon Stock 1,000 $18.50 $18,500.00
Disclosure

SEC source: 0001250988-18-000028 · edgar.xml · nonDerivative · entry 2

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,706

Read SEC document
November 05, 2018 Filed Nov 7, 2018 13:18 UTC CNO Financial Group, Inc. CNO · Entity 576 PurchaseCommon Stock 1,000 $18.49 $18,490.00
Disclosure

SEC source: 0001250988-18-000028 · edgar.xml · nonDerivative · entry 1

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,706

Read SEC document
May 10, 2018 Filed May 11, 2018 15:17 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 7,136 Not disclosed Not disclosed
Disclosure

SEC source: 0001250988-18-000011 · edgar.xml · nonDerivative · entry 1

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,706

F1 · price: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
May 22, 2017 Filed May 23, 2017 11:50 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 1,150 $20.29 $23,333.50
Disclosure

SEC source: 0001250988-17-000037 · edgar.xml · nonDerivative · entry 9

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,570

Read SEC document
May 22, 2017 Filed May 23, 2017 11:50 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 950 $20.30 $19,285.00
Disclosure

SEC source: 0001250988-17-000037 · edgar.xml · nonDerivative · entry 8

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,420

Read SEC document
May 22, 2017 Filed May 23, 2017 11:50 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 200 $20.30 $4,059.00
Disclosure

SEC source: 0001250988-17-000037 · edgar.xml · nonDerivative · entry 7

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,470

Read SEC document
May 22, 2017 Filed May 23, 2017 11:50 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 200 $20.32 $4,064.00
Disclosure

SEC source: 0001250988-17-000037 · edgar.xml · nonDerivative · entry 6

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,270

Read SEC document
May 22, 2017 Filed May 23, 2017 11:50 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 1,150 $20.33 $23,379.50
Disclosure

SEC source: 0001250988-17-000037 · edgar.xml · nonDerivative · entry 5

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,070

Read SEC document
May 22, 2017 Filed May 23, 2017 11:50 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 100 $20.33 $2,032.50
Disclosure

SEC source: 0001250988-17-000037 · edgar.xml · nonDerivative · entry 4

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,920

Read SEC document
May 22, 2017 Filed May 23, 2017 11:50 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 850 $20.34 $17,289.00
Disclosure

SEC source: 0001250988-17-000037 · edgar.xml · nonDerivative · entry 3

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,820

Read SEC document
May 22, 2017 Filed May 23, 2017 11:50 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 300 $20.35 $6,105.00
Disclosure

SEC source: 0001250988-17-000037 · edgar.xml · nonDerivative · entry 2

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,970

Read SEC document
May 22, 2017 Filed May 23, 2017 11:50 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 100 $20.36 $2,036.00
Disclosure

SEC source: 0001250988-17-000037 · edgar.xml · nonDerivative · entry 1

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,670

Read SEC document
May 17, 2017 Filed May 19, 2017 09:58 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 6,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001250988-17-000036 · edgar.xml · nonDerivative · entry 1

DAVID STEPHEN N · CIK 0001180779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,570

F1 · price: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
August 04, 2004 Filed Aug 6, 2004 19:11 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 1,429 $0.00 $0.00
Disclosure

SEC source: 0000080424-04-000129 · doc4.xml · nonDerivative · entry 1

DAVID STEPHEN N · CIK 0001180779 · Chief B2B Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,973

F1 · price: Shares awarded pursuant to Issuer's 2001 Stock and Incentive Compensation Plan.

F2 · balance_after: Shares adjusted for 2-for-1 stock split effective June 21, 2004.

Read SEC document
June 30, 2004 Filed Aug 6, 2004 19:11 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantSeries A Preferred Stock · Derivative 249.3564 Not disclosed Not disclosed
Disclosure

SEC source: 0000080424-04-000129 · doc4.xml · derivative · entry 5

DAVID STEPHEN N · CIK 0001180779 · Chief B2B Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Retirement Plan Trustees

Disclosed balance after: 16,249.0132

Underlying: Common Stock · 249.3564 shares

Expires not disclosed

F4 · derivative.exercise_price: Higher of $13.75 or market price of Common Stock.

F9 · date: Series A Preferred Stock allocated to officer's Retirement Plan Account pursuant to formula award for the period 4/1/04 through 6 /30/04.

F7 · price: Series A Preferred Stock allocated to officer's Retirement Plan account pursuant to Retirement Plan provisions.

F6 · derivative.exercise_date: Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.

F6 · derivative.expiration_date: Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.

F2 · balance_after: Shares adjusted for 2-for-1 stock split effective June 21, 2004.

Read SEC document
March 31, 2004 Filed Aug 6, 2004 19:11 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantSeries A Preferred Stock · Derivative 116.5304 Not disclosed Not disclosed
Disclosure

SEC source: 0000080424-04-000129 · doc4.xml · derivative · entry 4

DAVID STEPHEN N · CIK 0001180779 · Chief B2B Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Retirement Plan Trustees

Disclosed balance after: 15,999.6568

Underlying: Common Stock · 116.5304 shares

Expires not disclosed

F4 · derivative.exercise_price: Higher of $13.75 or market price of Common Stock.

F8 · date: Series A Preferred Stock allocated to officer's Retirement Plan Account pursuant to formula award provision for the period 1/1/04 through 3/31/04.

F7 · price: Series A Preferred Stock allocated to officer's Retirement Plan account pursuant to Retirement Plan provisions.

F6 · derivative.exercise_date: Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.

F6 · derivative.expiration_date: Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.

Read SEC document
February 27, 2004 Filed Mar 2, 2004 18:52 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantStock Option (right to buy) · Derivative 9,725 Not disclosed Strike: $102.83 Not disclosed
Disclosure

SEC source: 0000080424-04-000044 · doc4.xml · derivative · entry 4

DAVID STEPHEN N · CIK 0001180779 · CIO and B2B Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,725

Underlying: Common Stock · 9,725 shares

Expires 2014-02-27

F1 · price: Employee stock option granted under Issuer's 2001 Stock Plan.

Read SEC document
February 27, 2004 Filed Mar 2, 2004 18:52 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantStock Option (right to buy) · Derivative 19,450 Not disclosed Strike: $102.83 Not disclosed
Disclosure

SEC source: 0000080424-04-000044 · doc4.xml · derivative · entry 3

DAVID STEPHEN N · CIK 0001180779 · CIO and B2B Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,450

Underlying: Common Stock · 19,450 shares

Expires 2014-02-27

F1 · price: Employee stock option granted under Issuer's 2001 Stock Plan.

Read SEC document
December 31, 2003 Filed Aug 6, 2004 19:11 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantSeries A Preferred Stock · Derivative 123.6501 Not disclosed Not disclosed
Disclosure

SEC source: 0000080424-04-000129 · doc4.xml · derivative · entry 3

DAVID STEPHEN N · CIK 0001180779 · Chief B2B Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Retirement Plan Trustees

Disclosed balance after: 15,883.1264

Underlying: Common Stock · 123.6501 shares

Expires not disclosed

F4 · derivative.exercise_price: Higher of $13.75 or market price of Common Stock.

F5 · date: Series A Preferred Stock allocated to officer's Retirement Plan Account pursuant to formula award provision for the period 10/1/0 3 through 12/31/03.

F7 · price: Series A Preferred Stock allocated to officer's Retirement Plan account pursuant to Retirement Plan provisions.

F6 · derivative.exercise_date: Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.

F6 · derivative.expiration_date: Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.

Read SEC document
October 31, 2003 Filed Nov 4, 2003 19:24 UTC PROCTER & GAMBLE Co PG · Entity 2814 Exercise / conversionStock Option (right to buy) · Derivative 13,503 $32.87 Strike: $32.87 $443,853.06
Disclosure

SEC source: 0000080424-03-000183 · doc4.xml · derivative · entry 6

DAVID STEPHEN N · CIK 0001180779 · CIO and B2B Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,503 shares

Expires 2005-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2003 Filed Nov 4, 2003 19:24 UTC PROCTER & GAMBLE Co PG · Entity 2814 SaleCommon Stock 10,000 $97.95 $979,500.00
Disclosure

SEC source: 0000080424-03-000183 · doc4.xml · nonDerivative · entry 3

DAVID STEPHEN N · CIK 0001180779 · CIO and B2B Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,772

Read SEC document
October 31, 2003 Filed Nov 4, 2003 19:24 UTC PROCTER & GAMBLE Co PG · Entity 2814 SaleCommon Stock 3,503 $98.00 $343,294.00
Disclosure

SEC source: 0000080424-03-000183 · doc4.xml · nonDerivative · entry 2

DAVID STEPHEN N · CIK 0001180779 · CIO and B2B Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,772

Read SEC document
October 31, 2003 Filed Nov 4, 2003 19:24 UTC PROCTER & GAMBLE Co PG · Entity 2814 Exercise / conversionCommon Stock 13,503 $32.87 $443,853.06
Disclosure

SEC source: 0000080424-03-000183 · doc4.xml · nonDerivative · entry 1

DAVID STEPHEN N · CIK 0001180779 · CIO and B2B Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2003 Filed Nov 4, 2003 19:24 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantSeries A Preferred Stock · Derivative 194.8909 Not disclosed Not disclosed
Disclosure

SEC source: 0000080424-03-000183 · doc4.xml · derivative · entry 5

DAVID STEPHEN N · CIK 0001180779 · CIO and B2B Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Retirement Plan Trustees

Disclosed balance after: 7,759.6479

Underlying: Common Stock · 194.8909 shares

Expires not disclosed

F2 · derivative.exercise_price: Higher of $13.75 or market price of Common Stock.

F3 · date: Series A Preferred Stock allocated to officer's Retirement Plan Account pursuant to formula award provision for the period 7/1/03 through 9/30/03.

F5 · price: Series A Preferred Stock allocated to officer's Retirement Plan account pursuant to Retirement Plan provisions.

F4 · derivative.exercise_date: Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.

F4 · derivative.expiration_date: Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.

Read SEC document
August 05, 2003 Filed Aug 7, 2003 20:25 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 891 $0.00 $0.00
Disclosure

SEC source: 0000080424-03-000089 · doc4.xml · nonDerivative · entry 1

DAVID STEPHEN N · CIK 0001180779 · CIO and B2B Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,772

F1 · price: Shares awarded pursuant to Issuer's 2001 Stock Plan.

F2 · balance_after: In addition, Mr. David indirectly owns 17,920.7703 shares held by Retirement Plan Trustees.

Read SEC document
June 30, 2003 Filed Aug 7, 2003 20:25 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantSeries A Preferred Stock · Derivative 34.7377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000080424-03-000089 · doc4.xml · derivative · entry 2

DAVID STEPHEN N · CIK 0001180779 · CIO and B2B Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Retirement Plan Trustees

Disclosed balance after: 7,564.757

Underlying: Common Stock · 34.7377 shares

Expires 1988-08-08

F3 · derivative.exercise_price: Higher of $13.75 or market price of Common Stock.

F4 · date: Series A Preferred Stock allocated to officer's Retirement Plan Account pursuant to formula award provision for the period 4/1/03 through 6/30/03.

F6 · price: Series A Preferred Stock allocated to officer's Retirement Plan account pursuant to Retirement Plan provisions.

F5 · derivative.exercise_date: Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.

F5 · derivative.expiration_date: Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.

Read SEC document
May 27, 2003 Filed May 29, 2003 20:15 UTC PROCTER & GAMBLE Co PG · Entity 2814 Exercise / conversionStock Option (right to buy) · Derivative 10,077 $0.00 Strike: $25.19 $0.00
Disclosure

SEC source: 0000080424-03-000026 · primary_doc.xml · derivative · entry 3

DAVID STEPHEN N · CIK 0001180779 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,077 shares

Expires 2004-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Due to the spin-off of a portion of Issuer's business, reporting person's stock option exercise price was adjusted, pursuant to the anti-dilution provisions of Issuer's stock option plan, in order to preserve the pre-spin-off value of the option.

F3 · shares: Due to the spin-off of a portion of Issuer's business, the number of shares of the option were adjusted, pursuant to the anti-dilution provisions of Issuer's stock option plan, in order to preserve the pre-spin-off value of the option.

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May 27, 2003 Filed May 29, 2003 20:15 UTC PROCTER & GAMBLE Co PG · Entity 2814 SaleCommon Stock 10,077 $90.42 $911,111.96
Disclosure

SEC source: 0000080424-03-000026 · primary_doc.xml · nonDerivative · entry 2

DAVID STEPHEN N · CIK 0001180779 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,881

F1 · balance_after: In addition, Mr. David indirectly owns 17,668.5555 shares held by Trust.

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May 27, 2003 Filed May 29, 2003 20:15 UTC PROCTER & GAMBLE Co PG · Entity 2814 Exercise / conversionCommon Stock 10,077 $25.19 $253,816.45
Disclosure

SEC source: 0000080424-03-000026 · primary_doc.xml · nonDerivative · entry 1

DAVID STEPHEN N · CIK 0001180779 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.