Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CNO Financial Group, Inc.CNO · Entity 576 | SVP and CAO | December 06, 2023 | December 07, 2023 |
| New Mountain Finance CorpNMFC · Entity 5211 | Director · CEO, President and Director | June 10, 2026 | September 11, 2026 |
| New Mountain Private Credit FundNONE · Entity 83207 | Director · President and CEO | December 17, 2024 | February 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CNO Financial Group, Inc.
Report date December 06, 2023 · Filed December 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,730 |
Reported balance
After 2023-12-06 transaction · row 1
1 source rowRow 1 · 2023-12-06 · Sale · Disposed 5,757 · Balance 64,730 F1: Shares sold pursuant to a 10b5-1 trading plan adopted on August 17, 2023. F2: Reflects weighted average sale price. Sales ranged from $26.87 to $27.20 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold pursuant to a 10b5-1 trading plan adopted on August 17, 2023.
F2: Reflects weighted average sale price. Sales ranged from $26.87 to $27.20 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.
New Mountain Finance Corp
Report date June 10, 2026 · Filed September 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 389,685.15 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Other · Acquired 2,000 · Balance 389,685.15 F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on November 8, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on November 8, 2024.
New Mountain Private Credit Fund
Report date December 17, 2024 · Filed February 14, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares of ben. interest, par value $0.001 per shareSEC Table I · non-derivative | Direct | 30,761.094 |
Reported balance
After 2024-12-17 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-12-17 · Other · Acquired 30,761.094 · Balance 30,761.094 F2: Reflects Shares that were issued to New Mountain Guardian Investments III, L.L.C. to be held on behalf of its members in connection with the merger agreement between Issuer and New Mountain Guardian III BDC, L.L.C. ("NMG") and related transactions thereto and distributed pro rata to Reporting Person as a member of NMG effective as of the closing of such transactions. F1: The original Form 4 filed on December 19, 2024 disclosed an estimated number of common shares of beneficial interest, par value $0.001 per share (the "Shares") received based on calculations available as of the date of the filing, and, as a result of such estimation, overstated the number of Shares received by 954.072 Shares. This amendment is being filed to correct the number of Shares received by the Reporting Person and the amount of securities beneficially owned following the reported transaction based on the final calculation. |
Filing footnotes · ownership attribution and instrument terms
F1: The original Form 4 filed on December 19, 2024 disclosed an estimated number of common shares of beneficial interest, par value $0.001 per share (the "Shares") received based on calculations available as of the date of the filing, and, as a result of such estimation, overstated the number of Shares received by 954.072 Shares. This amendment is being filed to correct the number of Shares received by the Reporting Person and the amount of securities beneficially owned following the reported transaction based on the final calculation.
F2: Reflects Shares that were issued to New Mountain Guardian Investments III, L.L.C. to be held on behalf of its members in connection with the merger agreement between Issuer and New Mountain Guardian III BDC, L.L.C. ("NMG") and related transactions thereto and distributed pro rata to Reporting Person as a member of NMG effective as of the closing of such transactions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Sep 11, 2026 20:34 UTC | New Mountain Finance Corp NMFC · Entity 5211 | OtherCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001580642-26-006265 · ownership.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · Director · CEO, President and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 389,685.15 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on November 8, 2024. Read SEC document |
| December 17, 2024 Filed Dec 20, 2024 02:03 UTC | New Mountain Private Credit Fund NONE · Entity 83207 | OtherCommon shares of ben. interest, par value $0.001 per share | 31,715.166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-130351 · tm2431374-4_4seq1.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,715.166 F1 · kind: Reflects common shares of beneficial interest, par value $0.001 per share (the "Shares") that were issued to New Mountain Guardian Investments III, L.L.C. to be held on behalf of its members in connection with the merger agreement between Issuer and New Mountain Guardian III BDC, L.L.C. ("NMG") and related transactions thereto and distributed pro rata to Reporting Person as a member of NMG effective as of the closing of such transactions. Shares received is an estimate based on calculations available as of the date of filing. The Reporting Person undertakes to amend this Form 4, if necessary, following the final calculation. F1 · shares: Reflects common shares of beneficial interest, par value $0.001 per share (the "Shares") that were issued to New Mountain Guardian Investments III, L.L.C. to be held on behalf of its members in connection with the merger agreement between Issuer and New Mountain Guardian III BDC, L.L.C. ("NMG") and related transactions thereto and distributed pro rata to Reporting Person as a member of NMG effective as of the closing of such transactions. Shares received is an estimate based on calculations available as of the date of filing. The Reporting Person undertakes to amend this Form 4, if necessary, following the final calculation. F1 · price: Reflects common shares of beneficial interest, par value $0.001 per share (the "Shares") that were issued to New Mountain Guardian Investments III, L.L.C. to be held on behalf of its members in connection with the merger agreement between Issuer and New Mountain Guardian III BDC, L.L.C. ("NMG") and related transactions thereto and distributed pro rata to Reporting Person as a member of NMG effective as of the closing of such transactions. Shares received is an estimate based on calculations available as of the date of filing. The Reporting Person undertakes to amend this Form 4, if necessary, following the final calculation. F1 · balance_after: Reflects common shares of beneficial interest, par value $0.001 per share (the "Shares") that were issued to New Mountain Guardian Investments III, L.L.C. to be held on behalf of its members in connection with the merger agreement between Issuer and New Mountain Guardian III BDC, L.L.C. ("NMG") and related transactions thereto and distributed pro rata to Reporting Person as a member of NMG effective as of the closing of such transactions. Shares received is an estimate based on calculations available as of the date of filing. The Reporting Person undertakes to amend this Form 4, if necessary, following the final calculation. Read SEC document |
| December 17, 2024 Filed Feb 14, 2025 21:31 UTC Amendment | New Mountain Private Credit Fund NONE · Entity 83207 | OtherCommon shares of ben. interest, par value $0.001 per share | 30,761.094 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-014193 · tm255976-2_4aseq1.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,761.094 F2 · kind: Reflects Shares that were issued to New Mountain Guardian Investments III, L.L.C. to be held on behalf of its members in connection with the merger agreement between Issuer and New Mountain Guardian III BDC, L.L.C. ("NMG") and related transactions thereto and distributed pro rata to Reporting Person as a member of NMG effective as of the closing of such transactions. F1 · shares: The original Form 4 filed on December 19, 2024 disclosed an estimated number of common shares of beneficial interest, par value $0.001 per share (the "Shares") received based on calculations available as of the date of the filing, and, as a result of such estimation, overstated the number of Shares received by 954.072 Shares. This amendment is being filed to correct the number of Shares received by the Reporting Person and the amount of securities beneficially owned following the reported transaction based on the final calculation. F2 · shares: Reflects Shares that were issued to New Mountain Guardian Investments III, L.L.C. to be held on behalf of its members in connection with the merger agreement between Issuer and New Mountain Guardian III BDC, L.L.C. ("NMG") and related transactions thereto and distributed pro rata to Reporting Person as a member of NMG effective as of the closing of such transactions. F2 · price: Reflects Shares that were issued to New Mountain Guardian Investments III, L.L.C. to be held on behalf of its members in connection with the merger agreement between Issuer and New Mountain Guardian III BDC, L.L.C. ("NMG") and related transactions thereto and distributed pro rata to Reporting Person as a member of NMG effective as of the closing of such transactions. F1 · balance_after: The original Form 4 filed on December 19, 2024 disclosed an estimated number of common shares of beneficial interest, par value $0.001 per share (the "Shares") received based on calculations available as of the date of the filing, and, as a result of such estimation, overstated the number of Shares received by 954.072 Shares. This amendment is being filed to correct the number of Shares received by the Reporting Person and the amount of securities beneficially owned following the reported transaction based on the final calculation. F2 · balance_after: Reflects Shares that were issued to New Mountain Guardian Investments III, L.L.C. to be held on behalf of its members in connection with the merger agreement between Issuer and New Mountain Guardian III BDC, L.L.C. ("NMG") and related transactions thereto and distributed pro rata to Reporting Person as a member of NMG effective as of the closing of such transactions. Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 21:20 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 5,757 | $27.07 | $155,852.93 |
DisclosureSEC source: 0001062993-23-022073 · form4.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP and CAO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,730 F1 · kind: Shares sold pursuant to a 10b5-1 trading plan adopted on August 17, 2023. F2 · price: Reflects weighted average sale price. Sales ranged from $26.87 to $27.20 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 21:52 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 6,406 | $26.61 | $170,491.21 |
DisclosureSEC source: 0001062993-23-021641 · form4.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP and CAO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,487 F1 · kind: Shares sold pursuant to a 10b5-1 trading plan adopted on August 17, 2023. F2 · price: Sales at prices ranging from $26.49 per share to $26.76 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| November 16, 2023 Filed Nov 16, 2023 22:26 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 9,479 | $25.20 | $238,885.97 |
DisclosureSEC source: 0001062993-23-021012 · form4.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP, Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 76,893 F1 · shares: Shares sold pursuant to a 10b5-1 trading plan adopted on August 17, 2023. F2 · price: Sales at prices ranging from $25.035 per share to $25.47 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| June 18, 2023 Filed Jun 20, 2023 20:18 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 62 | $23.00 | $1,426.00 |
DisclosureSEC source: 0001062993-23-013807 · form4.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,372 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 23:18 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 1,146 | $21.12 | $24,203.52 |
DisclosureSEC source: 0001062993-23-007951 · form4.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,434 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| February 14, 2023 Filed Feb 17, 2023 01:12 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingRestricted Stock Units | 129 | $25.57 | $3,298.53 |
DisclosureSEC source: 0001062993-23-003885 · form4.xml · nonDerivative · entry 4 KLINE JOHN R · CIK 0001256029 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,580 F5 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units. Read SEC document |
| February 14, 2023 Filed Feb 17, 2023 01:12 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units | 4,300 | $25.57 | $109,951.00 |
DisclosureSEC source: 0001062993-23-003885 · form4.xml · nonDerivative · entry 3 KLINE JOHN R · CIK 0001256029 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,709 F3 · security: Restricted stock units convert into common stock on a one-for-one basis. F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2024. Read SEC document |
| February 14, 2023 Filed Feb 17, 2023 01:12 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 3,778 | $25.57 | $96,603.46 |
DisclosureSEC source: 0001062993-23-003885 · form4.xml · nonDerivative · entry 2 KLINE JOHN R · CIK 0001256029 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,409 F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units. Read SEC document |
| February 14, 2023 Filed Feb 17, 2023 01:12 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 12,000 | $25.57 | $306,840.00 |
DisclosureSEC source: 0001062993-23-003885 · form4.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,187 F1 · shares: Shares were acquired upon vesting of performance share units for the 2020-2022 performance period, based on the Issuer's 2020 operating return on equity, 2020 operating earnings per share, and relative total shareholder return over 2020-2022. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 20:40 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 61 | $17.40 | $1,061.40 |
DisclosureSEC source: 0001062993-22-015269 · form4.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,187 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:41 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 1,059 | $25.88 | $27,406.92 |
DisclosureSEC source: 0001062993-22-008915 · form4.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,248 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 00:20 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingRestricted Stock Units | 114 | $24.99 | $2,848.86 |
DisclosureSEC source: 0001062993-22-004836 · form4.xml · nonDerivative · entry 4 KLINE JOHN R · CIK 0001256029 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,307 F5 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 00:20 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units | 3,800 | $24.99 | $94,962.00 |
DisclosureSEC source: 0001062993-22-004836 · form4.xml · nonDerivative · entry 3 KLINE JOHN R · CIK 0001256029 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,421 F3 · security: Restricted stock units convert into common stock on a one-for-one basis. F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2023. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 00:20 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 2,989 | $24.99 | $74,695.11 |
DisclosureSEC source: 0001062993-22-004836 · form4.xml · nonDerivative · entry 2 KLINE JOHN R · CIK 0001256029 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,621 F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 00:20 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 9,499 | $24.99 | $237,380.01 |
DisclosureSEC source: 0001062993-22-004836 · form4.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,610 F1 · shares: These shares were acquired upon vesting of performance share units for the 2019-2021 performance period, based on the Issuer's average operating return on equity and relative total shareholder return, each over that period. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:13 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 303 | $23.87 | $7,232.61 |
DisclosureSEC source: 0001757201-21-000088 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,111 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 21:22 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingRestricted Stock Units | 63 | $22.59 | $1,423.17 |
DisclosureSEC source: 0001104659-21-084211 · tm2120414-1_4seq1.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,414 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 22:55 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 874 | $24.78 | $21,657.72 |
DisclosureSEC source: 0001757201-21-000047 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,477 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:13 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,370 | $0.00 Strike: $19.15 | $0.00 |
DisclosureSEC source: 0001757201-21-000027 · edgar.xml · derivative · entry 3 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,370 shares Expires 2021-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-half of these options vested on March 20, 2016 and one-half vested on March 20, 2017. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:13 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 9,757 | $24.79 | $241,847.73 |
DisclosureSEC source: 0001757201-21-000027 · edgar.xml · nonDerivative · entry 2 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,351 F1 · price: Sales at prices ranging from $24.76 per share to $24.81 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:13 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionCommon Stock | 11,370 | $19.15 | $217,735.50 |
DisclosureSEC source: 0001757201-21-000027 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:40 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingRestricted Stock Units | 78 | $22.97 | $1,791.66 |
DisclosureSEC source: 0001757201-21-000019 · edgar.xml · nonDerivative · entry 4 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,738 F5 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:40 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units | 4,200 | $22.97 | $96,474.00 |
DisclosureSEC source: 0001757201-21-000019 · edgar.xml · nonDerivative · entry 3 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,816 F3 · security: Restricted stock units convert into common stock on a one-for-one basis. F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2022. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:40 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 1,336 | $22.97 | $30,687.92 |
DisclosureSEC source: 0001757201-21-000019 · edgar.xml · nonDerivative · entry 2 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,616 F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:40 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 3,855 | $22.97 | $88,549.35 |
DisclosureSEC source: 0001757201-21-000019 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,952 F1 · shares: These shares were acquired upon vesting of performance share units for the 2018-2020 performance period, based on the Issuer's average operating return on equity and relative total shareholder return, each over that period. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:03 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 26,313 | $23.18 | $609,935.34 |
DisclosureSEC source: 0001757201-20-000031 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,097 Read SEC document |
| September 28, 2020 Filed Sep 29, 2020 23:48 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 304 | $16.27 | $4,946.08 |
DisclosureSEC source: 0001757201-20-000003 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,410 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:26 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingRestricted Stock Units | 21 | $15.50 | $325.50 |
DisclosureSEC source: 0001250988-20-000049 · edgar.xml · nonDerivative · entry 2 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,714 F3 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:26 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units | 700 | $15.50 | $10,850.00 |
DisclosureSEC source: 0001250988-20-000049 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,735 F1 · security: The restricted stock units vest in three equal annual installments beginning June 18, 2021. F2 · security: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 16:50 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 678 | $12.88 | $8,732.64 |
DisclosureSEC source: 0001250988-20-000030 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,035 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 20:31 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,200 | $0.00 Strike: $10.88 | $0.00 |
DisclosureSEC source: 0001250988-20-000022 · edgar.xml · derivative · entry 3 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,200 shares Expires 2020-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-half of these options vested on February 27, 2015 and one-half vested on February 27, 2016 Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 20:31 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 11,501 | $16.53 | $190,111.53 |
DisclosureSEC source: 0001250988-20-000022 · edgar.xml · nonDerivative · entry 2 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,713 F1 · price: Shares surrendered to CNO Financial Group, Inc. for exercise price and required tax withholding on option exercise. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 20:31 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionCommon Stock | 15,200 | $10.88 | $165,376.00 |
DisclosureSEC source: 0001250988-20-000022 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:25 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingRestricted Stock Units | 91 | $19.39 | $1,764.49 |
DisclosureSEC source: 0001250988-20-000009 · edgar.xml · nonDerivative · entry 4 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,014 F5 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:25 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units | 4,900 | $19.39 | $95,011.00 |
DisclosureSEC source: 0001250988-20-000009 · edgar.xml · nonDerivative · entry 3 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F3 · security: Restricted stock units convert into common stock on a one-for-one basis. F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2021. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:25 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 1,852 | $19.39 | $35,910.28 |
DisclosureSEC source: 0001250988-20-000009 · edgar.xml · nonDerivative · entry 2 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,205 F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:25 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 5,434 | $19.39 | $105,365.26 |
DisclosureSEC source: 0001250988-20-000009 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,057 F1 · shares: These shares were acquired upon vesting of performance share units for the 2017-2019 performance period, based on the Issuer's average pre-tax operating return on equity over that period. Read SEC document |
| September 28, 2019 Filed Sep 30, 2019 18:17 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 304 | $15.99 | $4,860.96 |
DisclosureSEC source: 0001252604-19-000015 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,623 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 15:17 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 424 | $15.90 | $6,741.60 |
DisclosureSEC source: 0001252604-19-000009 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,927 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:40 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantStock Options · Derivative | 7,200 | $0.00 Strike: $17.48 | $0.00 |
DisclosureSEC source: 0001250988-19-000010 · edgar.xml · derivative · entry 5 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200 Underlying: Common Stock · 7,200 shares Expires 2029-02-19 F6 · derivative.exercise_date: One-half of these options vest on February 19, 2021 and one-half vest on February 19, 2022. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:40 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingRestricted Stock Units | 87 | $17.48 | $1,520.76 |
DisclosureSEC source: 0001250988-19-000010 · edgar.xml · nonDerivative · entry 4 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,351 F5 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:40 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units | 2,900 | $17.48 | $50,692.00 |
DisclosureSEC source: 0001250988-19-000010 · edgar.xml · nonDerivative · entry 3 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,438 F3 · security: Restricted stock units convert into common stock on a one-for-one basis. F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2020. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:40 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 1,326 | $17.48 | $23,178.48 |
DisclosureSEC source: 0001250988-19-000010 · edgar.xml · nonDerivative · entry 2 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,538 F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:40 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 4,517 | $17.48 | $78,957.16 |
DisclosureSEC source: 0001250988-19-000010 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,864 F1 · shares: These shares were acquired upon vesting of performance share units for the 2016-2018 performance period, based on the Issuer's average pre-tax operating return on equity over that period. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:01 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantEmployee Stock Option (right to buy) · Derivative | 16,200 | $0.00 Strike: $7.51 | $0.00 |
DisclosureSEC source: 0001250988-19-000004 · edgar.xml · derivative · entry 3 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2019-02-28 F2 · derivative.exercise_date: One-half of these options vested on February 28, 2014 and one-half vested on February 28, 2015. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:01 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 9,967 | $17.31 | $172,528.77 |
DisclosureSEC source: 0001250988-19-000004 · edgar.xml · nonDerivative · entry 2 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,347 F1 · price: Shares surrendered to CNO Financial Group, Inc. for exercise price and required tax withholding. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:01 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionCommon Stock | 16,200 | $7.51 | $121,662.00 |
DisclosureSEC source: 0001250988-19-000004 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.