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CMS

CMS ENERGY CORP

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3244
SEC CIK
0000811156
Parsed reports
526

Last 12 months

Inside the activity.

2 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202612
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 20, 2019 Filed Jan 23, 2019 21:35 UTC
Rich Brian FSVP and CIO
GrantCommon Stock 527 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000255 · form.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,175

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:35 UTC
Hofmeister Brandon J.Senior Vice President
Tax withholdingCommon Stock 684 $50.88 $34,801.92
Disclosure

SEC source: 0001246360-19-000254 · form.xml · nonDerivative · entry 2

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,349

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:35 UTC
Hofmeister Brandon J.Senior Vice President
GrantCommon Stock 99 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000254 · form.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,033

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:35 UTC
BARBA GLENN PVP, Controller, CAO
Tax withholdingCommon Stock 2,068 $50.88 $105,219.84
Disclosure

SEC source: 0001246360-19-000253 · form.xml · nonDerivative · entry 2

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,242

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:35 UTC
BARBA GLENN PVP, Controller, CAO
GrantCommon Stock 484 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000253 · form.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,310

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:35 UTC
Poppe Patricia KDirector · President and CEO
Tax withholdingCommon Stock 14,024 $50.88 $713,541.12
Disclosure

SEC source: 0001246360-19-000252 · form.xml · nonDerivative · entry 2

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,696

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:35 UTC
Poppe Patricia KDirector · President and CEO
GrantCommon Stock 2,279 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000252 · form.xml · nonDerivative · entry 1

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,720

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 18, 2019 Filed Jan 23, 2019 21:49 UTC GrantCommon Stock 852 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000261 · form.xml · nonDerivative · entry 1

SHANK SUZANNE F. · CIK 0001713197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942

F1 · shares: Grant of 852 shares of Restricted Stock to a new non-employee member of the CMS Energy Corporation ("CMS") Board of Directors pursuant to CMS' Performance Incentive Stock Plan.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 17:14 UTC
Reynolds Catherine MSVP and General Counsel
GrantCommon Stock 19,786 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000207 · form.xml · nonDerivative · entry 1

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,147

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 6 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1,152 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 17:14 UTC
Rochow Garrick JSenior Vice President
GrantCommon Stock 16,818 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000206 · form.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,125

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 80 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 748 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 17:14 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 4,749 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000205 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,754

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 164 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 17:14 UTC
Rich Brian FSVP and CIO
GrantCommon Stock 13,356 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000203 · form.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,648

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 187 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 186 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 17:14 UTC
Poppe Patricia KDirector · President and CEO
GrantCommon Stock 103,878 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000204 · form.xml · nonDerivative · entry 1

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,441

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 4,274 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 17:14 UTC
Hofmeister Brandon J.Senior Vice President
GrantCommon Stock 7,519 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000202 · form.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,934

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 51 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 66 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 17:07 UTC
Hendrian Catherine ASenior Vice President
GrantCommon Stock 9,893 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000201 · form.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,514

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 269 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 412 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 17:07 UTC GrantCommon Stock 27,701 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000200 · form.xml · nonDerivative · entry 1

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,354

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 1,069 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 614 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 17:07 UTC
Brossoit Jean-FrancoisSenior Vice President
GrantCommon Stock 13,356 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000199 · form.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,964

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 534 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 17:07 UTC
BARBA GLENN PVP, Controller, CAO
GrantCommon Stock 6,233 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000198 · form.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,826

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 432 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 18:14 UTC
Hofmeister Brandon J.Senior Vice President
SaleCommon Stock 500 $51.88 $25,940.00
Disclosure

SEC source: 0001246360-18-002544 · form.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,298

F1 · ownership.direct: The total holdings reflect an adjustment of 107 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 144 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 14:49 UTC
Rich Brian FSVP and CIO
SaleCommon Stock 4,000 $49.69 $198,748.00
Disclosure

SEC source: 0001246360-18-002447 · form.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,919

F1 · ownership.direct: The total holdings reflect an adjustment of 461 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 396 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 19:56 UTC
Venkat Dhenuvakonda RaoSenior Vice President
SaleCommon Stock 1,000 $48.77 $48,766.50
Disclosure

SEC source: 0001246360-18-002027 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,841

F1 · ownership.direct: The total holdings reflect an adjustment of 88 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 15:56 UTC SaleCommon Stock 2,861 $48.45 $138,623.75
Disclosure

SEC source: 0001246360-18-002025 · form.xml · nonDerivative · entry 2

BARFIELD JON E · CIK 0001181676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,153

F1 · ownership.direct: The total holdings reflect an adjustment of 185 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan

Read SEC document
May 17, 2018 Filed May 21, 2018 17:42 UTC
Venkat Dhenuvakonda RaoSenior Vice President
SaleCommon Stock 1,000 $44.11 $44,106.50
Disclosure

SEC source: 0001246360-18-001612 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,753

Read SEC document
May 07, 2018 Filed May 8, 2018 18:35 UTC
Reynolds Catherine MSVP and General Counsel
SaleCommon Stock 5,611 $46.05 $258,401.14
Disclosure

SEC source: 0001246360-18-001478 · form.xml · nonDerivative · entry 1

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,203

Read SEC document
May 04, 2018 Filed May 7, 2018 20:08 UTC GrantCommon Stock 2,799 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001449 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,709

F1 · shares: Grant of 2,799 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:08 UTC GrantCommon Stock 2,799 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001448 · form.xml · nonDerivative · entry 1

EWING STEPHEN E · CIK 0001167312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,535

F1 · shares: Grant of 2,799 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 1,029 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:08 UTC GrantCommon Stock 2,799 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001447 · form.xml · nonDerivative · entry 1

Sznewajs John G · CIK 0001333724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,784

F1 · shares: Grant of 2,799 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 84 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 171 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:08 UTC GrantCommon Stock 2,799 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001446 · form.xml · nonDerivative · entry 1

DARROW KURT L · CIK 0001263270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,260

F1 · shares: Grant of 2,799 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 167 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 271 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:07 UTC GrantCommon Stock 2,799 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001445 · form.xml · nonDerivative · entry 1

Butler Deborah H · CIK 0001401687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,604

F1 · shares: Grant of 2,799 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 35 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 271 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:07 UTC GrantCommon Stock 2,799 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001444 · form.xml · nonDerivative · entry 1

HARVEY WILLIAM D · CIK 0001209101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,171

F1 · shares: Grant of 2,799 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 579 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:07 UTC GrantCommon Stock 2,799 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001443 · form.xml · nonDerivative · entry 2

BARFIELD JON E · CIK 0001181676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,829

F1 · shares: Grant of 2,799 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 454 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:07 UTC
Wright LauraDirector
GrantCommon Stock 2,799 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001442 · form.xml · nonDerivative · entry 1

Wright Laura · CIK 0001297907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,585

F1 · shares: Grant of 2,799 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 505 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:07 UTC
Soto MyrnaDirector
GrantCommon Stock 2,799 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001440 · form.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,781

F1 · shares: Grant of 2,799 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 161 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 145 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 02, 2018 Filed May 3, 2018 19:49 UTC
BARBA GLENN PVP, Controller, CAO
SaleCommon Stock 10,000 $46.85 $468,500.00
Disclosure

SEC source: 0001246360-18-001400 · form.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,161

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.85 to $46.855, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
May 02, 2018 Filed May 3, 2018 19:49 UTC
Venkat Dhenuvakonda RaoSenior Vice President
SaleCommon Stock 1,000 $46.62 $46,620.00
Disclosure

SEC source: 0001246360-18-001399 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,753

Read SEC document
March 21, 2018 Filed Mar 23, 2018 15:07 UTC
Rich Brian FSVP and CIO
Tax withholdingCommon Stock 3,017 $43.81 $132,174.77
Disclosure

SEC source: 0001246360-18-001190 · form.xml · nonDerivative · entry 2

Rich Brian F · CIK 0001676145 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,062

Read SEC document
March 21, 2018 Filed Mar 23, 2018 15:07 UTC
Rich Brian FSVP and CIO
GrantCommon Stock 3,276 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001190 · form.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,079

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 222 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 250 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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March 21, 2018 Filed Mar 23, 2018 15:07 UTC
Hofmeister Brandon J.Senior Vice President
Tax withholdingCommon Stock 468 $43.81 $20,503.08
Disclosure

SEC source: 0001246360-18-001189 · form.xml · nonDerivative · entry 2

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,547

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March 21, 2018 Filed Mar 23, 2018 15:07 UTC
Hofmeister Brandon J.Senior Vice President
GrantCommon Stock 769 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001189 · form.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,015

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 50 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 83 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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March 21, 2018 Filed Mar 23, 2018 15:00 UTC
Reynolds Catherine MSVP and General Counsel
Tax withholdingCommon Stock 5,890 $43.81 $258,040.90
Disclosure

SEC source: 0001246360-18-001188 · form.xml · nonDerivative · entry 2

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,814

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March 21, 2018 Filed Mar 23, 2018 15:00 UTC
Reynolds Catherine MSVP and General Counsel
GrantCommon Stock 6,396 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001188 · form.xml · nonDerivative · entry 1

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,704

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 8 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 490 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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March 21, 2018 Filed Mar 23, 2018 15:00 UTC
Hendrian Catherine ASenior Vice President
Tax withholdingCommon Stock 622 $43.81 $27,249.82
Disclosure

SEC source: 0001246360-18-001187 · form.xml · nonDerivative · entry 2

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,940

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March 21, 2018 Filed Mar 23, 2018 15:00 UTC
Hendrian Catherine ASenior Vice President
GrantCommon Stock 1,023 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001187 · form.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,562

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 89 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 165 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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March 21, 2018 Filed Mar 23, 2018 15:00 UTC
Rochow Garrick JSenior Vice President
Tax withholdingCommon Stock 3,064 $43.81 $134,233.84
Disclosure

SEC source: 0001246360-18-001186 · form.xml · nonDerivative · entry 2

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,479

Read SEC document
March 21, 2018 Filed Mar 23, 2018 15:00 UTC
Rochow Garrick JSenior Vice President
GrantCommon Stock 3,327 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001186 · form.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,543

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 27 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 312 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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March 21, 2018 Filed Mar 23, 2018 14:56 UTC
Poppe Patricia KDirector · President and CEO
Tax withholdingCommon Stock 7,540 $43.81 $330,327.40
Disclosure

SEC source: 0001246360-18-001185 · form.xml · nonDerivative · entry 2

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,289

Read SEC document
March 21, 2018 Filed Mar 23, 2018 14:56 UTC
Poppe Patricia KDirector · President and CEO
GrantCommon Stock 8,187 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001185 · form.xml · nonDerivative · entry 1

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,829

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 1,682 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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March 21, 2018 Filed Mar 23, 2018 14:56 UTC Tax withholdingCommon Stock 22,622 $43.81 $991,069.82
Disclosure

SEC source: 0001246360-18-001184 · form.xml · nonDerivative · entry 2

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,910

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March 21, 2018 Filed Mar 23, 2018 14:56 UTC GrantCommon Stock 24,565 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001184 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,532

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 380 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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March 21, 2018 Filed Mar 23, 2018 14:56 UTC
Venkat Dhenuvakonda RaoSenior Vice President
Tax withholdingCommon Stock 1,509 $43.81 $66,109.29
Disclosure

SEC source: 0001246360-18-001183 · form.xml · nonDerivative · entry 2

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,753

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.