Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CMS ENERGY CORPCMS · Entity 3244 | Senior Vice President | August 01, 2024 | August 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CMS ENERGY CORP
Report date August 01, 2024 · Filed August 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 94,490 |
Reported balance
After 2024-08-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-08-01 · Sale · Disposed 4,000 · Balance 94,490 F1: The total holdings reflect an adjustment of 536 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 272 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The total holdings reflect an adjustment of 536 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 272 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2024 Filed Aug 1, 2024 19:22 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 4,000 | $66.00 | $263,982.40 |
DisclosureSEC source: 0001676145-24-000007 · wk-form4_1722540142.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,490 F1 · ownership.direct: The total holdings reflect an adjustment of 536 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 272 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| May 02, 2024 Filed May 2, 2024 20:46 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 2,000 | $61.10 | $122,207.40 |
DisclosureSEC source: 0001676145-24-000003 · wk-form4_1714682761.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,682 Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 21:12 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 4,747 | $58.97 | $279,930.59 |
DisclosureSEC source: 0000811156-24-000074 · wk-form4_1711487564.xml · nonDerivative · entry 2 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,682 Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 21:12 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 4,796 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-24-000074 · wk-form4_1711487564.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,429 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 541 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 345 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 25, 2024 Filed Jan 26, 2024 19:38 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 15,056 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-24-000037 · wk-form4_1706297879.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,747 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. Read SEC document |
| January 20, 2024 Filed Jan 23, 2024 15:07 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,576 | $56.44 | $201,829.44 |
DisclosureSEC source: 0000811156-24-000013 · wk-form4_1706022414.xml · nonDerivative · entry 2 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,691 Read SEC document |
| January 20, 2024 Filed Jan 23, 2024 15:07 UTC | CMS ENERGY CORP CMS · Entity 3244 | Disposition to issuerCommon Stock | 1,709 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-24-000013 · wk-form4_1706022414.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,267 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited of as a result of CMS failing to meet certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 519 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 282 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| November 08, 2023 Filed Nov 9, 2023 12:29 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 5,000 | $54.90 | $274,500.00 |
DisclosureSEC source: 0001676145-23-000008 · wk-form4_1699532970.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,175 F1 · ownership.direct: The total holdings reflect an adjustment of 1018 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 554 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 17:58 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,868 | $57.96 | $224,189.28 |
DisclosureSEC source: 0000811156-23-000025 · wf-form4_167993986617786.xml · nonDerivative · entry 2 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,603 Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 17:58 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 3,544 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-23-000025 · wf-form4_167993986617786.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,471 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 13:53 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 4,000 | $61.72 | $246,880.00 |
DisclosureSEC source: 0001676145-23-000005 · wf-form4_167906117379735.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,927 F1 · ownership.direct: The total holdings reflect an adjustment of 475 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 307 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 19:29 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 13,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001676145-23-000003 · wf-form4_167510693698919.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,145 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 20:00 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,454 | $63.92 | $220,779.68 |
DisclosureSEC source: 0000811156-23-000007 · wf-form4_167407199755712.xml · nonDerivative · entry 2 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,532 Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 20:00 UTC | CMS ENERGY CORP CMS · Entity 3244 | Disposition to issuerCommon Stock | 447 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-23-000007 · wf-form4_167407199755712.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,986 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited as a result of CMS failing to meet certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 1096 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 662 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 19:43 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,535 | $66.20 | $234,017.00 |
DisclosureSEC source: 0000811156-22-000061 · wf-form4_164797822154714.xml · nonDerivative · entry 2 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,675 Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 19:43 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 2,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-22-000061 · wf-form4_164797822154714.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,210 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 341 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 263 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 19:12 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 13,451 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-22-000032 · wf-form4_164365635519521.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,066 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 18:32 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 5,061 | $63.75 | $322,638.75 |
DisclosureSEC source: 0000811156-22-000011 · wf-form4_164261713771641.xml · nonDerivative · entry 2 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,615 Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 18:32 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 3,012 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-22-000011 · wf-form4_164261713771641.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,676 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 318 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 230 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 21:23 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 3,500 | $60.32 | $211,120.00 |
DisclosureSEC source: 0000811156-21-000079 · wf-form4_163727061526639.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,116 F1 · ownership.direct: The total holdings reflect an adjustment of 318 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 214 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 16:05 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 3,500 | $63.14 | $220,990.00 |
DisclosureSEC source: 0000811156-21-000060 · wf-form4_162878429775810.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,084 F1 · ownership.direct: The total holdings reflect an adjustment of 323 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 218 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:01 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,510 | $58.35 | $204,808.50 |
DisclosureSEC source: 0000811156-21-000018 · wf-form4_161652964779905.xml · nonDerivative · entry 2 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,043 Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:01 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 2,886 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-21-000018 · wf-form4_161652964779905.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,553 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 330 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 288 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 17:28 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 14,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000121 · form.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,049 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. Read SEC document |
| January 17, 2021 Filed Jan 21, 2021 00:15 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 5,198 | $58.62 | $304,706.76 |
DisclosureSEC source: 0000811156-21-000008 · primary_doc.xml · nonDerivative · entry 2 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,644 Read SEC document |
| January 17, 2021 Filed Jan 21, 2021 00:15 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 3,433 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-21-000008 · primary_doc.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,842 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 703 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 614 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| May 12, 2020 Filed May 12, 2020 18:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 7,500 | $55.64 | $417,324.75 |
DisclosureSEC source: 0001246360-20-001177 · form.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,092 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 2,887 | $49.55 | $143,050.85 |
DisclosureSEC source: 0001246360-20-000977 · form.xml · nonDerivative · entry 2 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,592 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 1,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000977 · form.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,479 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan F2 · ownership.direct: The total holdings reflect an adjustment of 256 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 231 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 18, 2020 Filed Jan 22, 2020 20:49 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 4,517 | $65.65 | $296,541.05 |
DisclosureSEC source: 0001246360-20-000258 · form.xml · nonDerivative · entry 2 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,118 Read SEC document |
| January 18, 2020 Filed Jan 22, 2020 20:49 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 2,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000258 · form.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,635 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 16:49 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 12,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000237 · form.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,077 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. F2 · ownership.direct: The total holdings reflect an adjustment of 413 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 358 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| August 13, 2019 Filed Aug 13, 2019 20:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 4,000 | $59.70 | $238,785.20 |
DisclosureSEC source: 0001246360-19-001964 · form.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,554 F1 · ownership.direct: The total holdings reflect an adjustment of 241 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 196 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 19:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 2,415 | $55.22 | $133,356.30 |
DisclosureSEC source: 0001246360-19-001123 · form.xml · nonDerivative · entry 2 Rich Brian F · CIK 0001676145 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,117 Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 19:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 1,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-001123 · form.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,532 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain Performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 227 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 232 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 21:35 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,333 | $50.88 | $169,583.04 |
DisclosureSEC source: 0001246360-19-000255 · form.xml · nonDerivative · entry 2 Rich Brian F · CIK 0001676145 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,842 Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 21:35 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 527 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000255 · form.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,175 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 16, 2019 Filed Jan 18, 2019 17:14 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 13,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000203 · form.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,648 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. F2 · ownership.direct: The total holdings reflect an adjustment of 187 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 186 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| October 30, 2018 Filed Oct 31, 2018 14:49 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 4,000 | $49.69 | $198,748.00 |
DisclosureSEC source: 0001246360-18-002447 · form.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,919 F1 · ownership.direct: The total holdings reflect an adjustment of 461 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 396 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:07 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,017 | $43.81 | $132,174.77 |
DisclosureSEC source: 0001246360-18-001190 · form.xml · nonDerivative · entry 2 Rich Brian F · CIK 0001676145 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,062 Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:07 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 3,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001190 · form.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,079 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 222 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 250 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 21, 2018 Filed Jan 23, 2018 19:42 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,731 | $44.05 | $164,350.55 |
DisclosureSEC source: 0001246360-18-000267 · form.xml · nonDerivative · entry 2 Rich Brian F · CIK 0001676145 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,331 Read SEC document |
| January 21, 2018 Filed Jan 23, 2018 19:42 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 2,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000267 · form.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,062 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 14:49 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 12,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000225 · form.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,556 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. F2 · ownership.direct: The total holdings reflect an adjustment of 51 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 324 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 18:56 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 3,500 | $48.26 | $168,920.50 |
DisclosureSEC source: 0001246360-17-002627 · form.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,835 Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 14:07 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 14,010 | $46.25 | $647,962.50 |
DisclosureSEC source: 0001246360-17-002264 · form.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,335 F1 · ownership.direct: The total holdings reflect an adjustment of 554 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 340 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 19:28 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 11,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000235 · form.xml · nonDerivative · entry 1 Rich Brian F · CIK 0001676145 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,451 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. F2 · ownership.direct: The total holdings reflect an adjustment of 524 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 220 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.